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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2004 Filed Jul 20, 2004 19:31 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 12,374 $35.09 $434,203.66
Disclosure

SEC source: 0001181431-04-036182 · rrd48217.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,487.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2004 Filed Jul 14, 2004 15:03 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,495.9 $45.04 $157,455.34
Disclosure

SEC source: 0001181431-04-035166 · rrd47727.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,965.5

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan.

Read SEC document
July 12, 2004 Filed Jul 14, 2004 15:05 UTC
MAUGHAN DERYCK CVice Chairman
Tax withholdingCommon Stock 3,321 $45.04 $149,577.84
Disclosure

SEC source: 0001181431-04-035168 · rrd47725.xml · nonDerivative · entry 1

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,953.7

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan.

Read SEC document
July 12, 2004 Filed Jul 14, 2004 15:06 UTC Tax withholdingCommon Stock 2,742 $45.04 $123,499.68
Disclosure

SEC source: 0001181431-04-035170 · rrd47724.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,866.1

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan.

Read SEC document
July 12, 2004 Filed Jul 14, 2004 19:08 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 1,719 $45.04 $77,423.76
Disclosure

SEC source: 0001181431-04-035171 · rrd47722.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,689.8

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan.

Read SEC document
July 12, 2004 Filed Jul 14, 2004 15:10 UTC
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
Tax withholdingCommon Stock 1,799.5 $45.04 $81,049.48
Disclosure

SEC source: 0001181431-04-035172 · rrd47710.xml · nonDerivative · entry 1

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,611.2

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock awarded under the Issuer's 1999 Stock Incentive Plan.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:20 UTC GrantCommon Stock 664.9 $47.00 $31,250.30
Disclosure

SEC source: 0001181431-04-033776 · rrd46504.xml · nonDerivative · entry 1

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 256,866

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:24 UTC OtherCommon Stock 1,827.7 $47.00 $85,901.90
Disclosure

SEC source: 0001181431-04-033779 · rrd46507.xml · nonDerivative · entry 2

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 217,058.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:24 UTC GrantCommon Stock 664.9 $47.00 $31,250.30
Disclosure

SEC source: 0001181431-04-033779 · rrd46507.xml · nonDerivative · entry 1

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 215,230.5

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:25 UTC OtherCommon Stock 238.1 $47.00 $11,190.70
Disclosure

SEC source: 0001181431-04-033781 · rrd46425.xml · nonDerivative · entry 3

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 96,107.6

F4 · shares: Reinvestment of cash, including dividends and interest, under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:25 UTC OtherCommon Stock 566.9 $47.00 $26,644.30
Disclosure

SEC source: 0001181431-04-033781 · rrd46425.xml · nonDerivative · entry 2

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 95,869.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:25 UTC GrantCommon Stock 797.9 $47.00 $37,501.30
Disclosure

SEC source: 0001181431-04-033781 · rrd46425.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 95,302.6

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:28 UTC OtherCommon Stock 75.6 $47.00 $3,553.20
Disclosure

SEC source: 0001181431-04-033785 · rrd46510.xml · nonDerivative · entry 2

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) & (4)

Disclosed balance after: 9,288.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 261,392.6033 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 75,534.5 shares of common stock.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:28 UTC GrantCommon Stock 332.4 $47.00 $15,622.80
Disclosure

SEC source: 0001181431-04-033785 · rrd46510.xml · nonDerivative · entry 1

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 9,213

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:29 UTC OtherCommon Stock 107.9 $47.00 $5,071.30
Disclosure

SEC source: 0001181431-04-033786 · rrd46436.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) & (4)

Disclosed balance after: 13,517.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,083.4 shares of common stock.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:29 UTC GrantCommon Stock 744.7 $47.00 $35,000.90
Disclosure

SEC source: 0001181431-04-033786 · rrd46436.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 13,409.5

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:31 UTC
WEILL SANFORD IDirector · Chairman
OtherCommon Stock 56.8 $47.00 $2,669.60
Disclosure

SEC source: 0001181431-04-033787 · rrd46513.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,589,480.4

F1 · shares: Reinvestment of cash, including dividends and interest, under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 6,722.4 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

F3 · balance_after: Includes 639,487 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:31 UTC OtherCommon Stock 29.9 $47.00 $1,405.30
Disclosure

SEC source: 0001181431-04-033788 · rrd46443.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 3,620.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:31 UTC GrantCommon Stock 79.8 $47.00 $3,750.60
Disclosure

SEC source: 0001181431-04-033788 · rrd46443.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 3,590.3

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:34 UTC OtherCommon Stock 166.4 $47.00 $7,820.80
Disclosure

SEC source: 0001181431-04-033792 · rrd46505.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) & (4)

Disclosed balance after: 20,449.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,364.6 shares of common stock.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:34 UTC GrantCommon Stock 744.7 $47.00 $35,000.90
Disclosure

SEC source: 0001181431-04-033792 · rrd46505.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 20,283.5

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:34 UTC OtherCommon Stock 133.4 $47.00 $6,269.80
Disclosure

SEC source: 0001181431-04-033793 · rrd46448.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) & (4)

Disclosed balance after: 16,462.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,350.5 shares of common stock.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:34 UTC GrantCommon Stock 664.9 $47.00 $31,250.30
Disclosure

SEC source: 0001181431-04-033793 · rrd46448.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 16,328.7

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:38 UTC OtherCommon Stock 53.2 $47.00 $2,500.40
Disclosure

SEC source: 0001181431-04-033796 · rrd46460.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) & (4)

Disclosed balance after: 6,670.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 476.0 shares of common stock.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:38 UTC GrantCommon Stock 372.3 $47.00 $17,498.10
Disclosure

SEC source: 0001181431-04-033796 · rrd46460.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 6,617.3

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:39 UTC GrantCommon Stock 465 $47.00 $21,855.00
Disclosure

SEC source: 0001181431-04-033799 · rrd46462.xml · nonDerivative · entry 2

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 96,348

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:42 UTC OtherCommon Stock 83.2 $47.00 $3,910.40
Disclosure

SEC source: 0001181431-04-033802 · rrd46502.xml · nonDerivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 10,224.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 13:42 UTC GrantCommon Stock 372.3 $47.00 $17,498.10
Disclosure

SEC source: 0001181431-04-033802 · rrd46502.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 10,141.7

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
June 02, 2004 Filed Jun 4, 2004 18:19 UTC
JONES THOMAS WCEO Global Investment Mgt.
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-029554 · rrd44672.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,777.4

Read SEC document
May 28, 2004 Filed Jun 2, 2004 16:16 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-029010 · rrd44417.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children.

Disclosed balance after: 3,313

Read SEC document
May 28, 2004 Filed Jun 2, 2004 16:16 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-029010 · rrd44417.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,612.5

Read SEC document
May 28, 2004 Filed Jun 2, 2004 16:17 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-029012 · rrd44417.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children.

Disclosed balance after: 3,313

Read SEC document
May 28, 2004 Filed Jun 2, 2004 16:17 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-029012 · rrd44417.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,612.5

Read SEC document
May 27, 2004 Filed Jul 2, 2004 13:39 UTC GiftCommon Stock 8,600 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-033799 · rrd46462.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 95,883

Read SEC document
April 20, 2004 Filed Apr 22, 2004 13:13 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.98 $0.00
Disclosure

SEC source: 0001181431-04-021755 · rrd40127.xml · derivative · entry 2

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-04-20

Read SEC document
April 20, 2004 Filed Apr 22, 2004 13:13 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.98 $0.00
Disclosure

SEC source: 0001181431-04-021755 · rrd40127.xml · derivative · entry 1

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-04-20

Read SEC document
April 16, 2004 Filed Apr 20, 2004 15:37 UTC SaleCommon Stock 1,400 $50.24 $70,336.00
Disclosure

SEC source: 0001181431-04-021356 · rrd39800.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,608.1

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:26 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 69,797 $0.00 Strike: $51.41 $0.00
Disclosure

SEC source: 0001181431-04-019534 · rrd38846.xml · derivative · entry 5

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,797 shares

Expires 2004-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:26 UTC Tax withholdingCommon Stock 407 $52.29 $21,282.03
Disclosure

SEC source: 0001181431-04-019534 · rrd38846.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,008.1

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:26 UTC Tax withholdingCommon Stock 68,626 $52.29 $3,588,453.54
Disclosure

SEC source: 0001181431-04-019534 · rrd38846.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,415.1

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:26 UTC Exercise / conversionCommon Stock 69,797 $51.41 $3,588,473.16
Disclosure

SEC source: 0001181431-04-019534 · rrd38846.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,041.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:28 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 69,797 $0.00 Strike: $51.41 $0.00
Disclosure

SEC source: 0001181431-04-019535 · rrd38637.xml · derivative · entry 5

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,797 shares

Expires 2004-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:28 UTC Tax withholdingCommon Stock 407 $52.29 $21,282.03
Disclosure

SEC source: 0001181431-04-019535 · rrd38637.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,008.1

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:28 UTC Tax withholdingCommon Stock 68,626 $52.29 $3,588,453.54
Disclosure

SEC source: 0001181431-04-019535 · rrd38637.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,415.1

Read SEC document
April 02, 2004 Filed Apr 6, 2004 14:28 UTC Exercise / conversionCommon Stock 69,797 $51.41 $3,588,473.16
Disclosure

SEC source: 0001181431-04-019535 · rrd38637.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,041.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 02, 2004 Filed Apr 6, 2004 18:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 76,034 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001181431-04-019537 · rrd38636.xml · derivative · entry 6

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,034

Underlying: Common Stock · 76,034 shares

Expires 2007-08-18

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April 02, 2004 Filed Apr 6, 2004 18:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 85,325 $0.00 Strike: $43.46 $0.00
Disclosure

SEC source: 0001181431-04-019537 · rrd38636.xml · derivative · entry 5

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,325 shares

Expires 2007-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2004 Filed Apr 6, 2004 18:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 5,114 $52.29 $267,411.06
Disclosure

SEC source: 0001181431-04-019537 · rrd38636.xml · nonDerivative · entry 3

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,777.4

Read SEC document
April 02, 2004 Filed Apr 6, 2004 18:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 70,920 $52.29 $3,708,406.80
Disclosure

SEC source: 0001181431-04-019537 · rrd38636.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,891.4

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April 02, 2004 Filed Apr 6, 2004 18:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionCommon Stock 85,325 $43.46 $3,708,403.68
Disclosure

SEC source: 0001181431-04-019537 · rrd38636.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,811.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.