C

SEC source: 0000950170-25-002067 · ownership.xml · nonDerivative · entry 3

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 35,977.611

F3 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-25-002067 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 35,719.0979

F3 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.9351 shares of deferred common stock which vested on 1/2/2025 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-25-002067 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,654.8663

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.9351 shares of deferred common stock which vested on 1/2/2025 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-25-002071 · ownership.xml · nonDerivative · entry 2

von Koskull Casper Wilhelm · CIK 0001961830 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,023.6546

F3 · shares: Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.9351 shares of deferred common stock which vested on 1/2/2025 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-25-002071 · ownership.xml · nonDerivative · entry 1

von Koskull Casper Wilhelm · CIK 0001961830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,980.0236

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.9351 shares of deferred common stock which vested on 1/2/2025 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-126274 · ownership.xml · nonDerivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,022.5512

F1 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $69.97 to USD $69.98. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950170-24-112306 · ownership.xml · nonDerivative · entry 3

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,999.9351

F3 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112306 · ownership.xml · nonDerivative · entry 2

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 62,429.0771

F3 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112306 · ownership.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 61,874.025

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112307 · ownership.xml · nonDerivative · entry 1

Dailey Grace E · CIK 0001787628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,259.409

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112308 · ownership.xml · nonDerivative · entry 1

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 28,207.3983

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112310 · ownership.xml · nonDerivative · entry 2

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,411.9351

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112310 · ownership.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,695.4433

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112311 · ownership.xml · nonDerivative · entry 2

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,553.9351

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112311 · ownership.xml · nonDerivative · entry 1

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,154.355

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112312 · ownership.xml · nonDerivative · entry 2

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,999.9351

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112312 · ownership.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 24,969.7927

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112316 · ownership.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,947.5512

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112321 · ownership.xml · nonDerivative · entry 2

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,999.9351

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112321 · ownership.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 52,856.6223

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112328 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,536.9351

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112328 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,695.4433

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-112334 · ownership.xml · nonDerivative · entry 1

von Koskull Casper Wilhelm · CIK 0001961830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,862.0924

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-099483 · ownership.xml · nonDerivative · entry 1

LUCHETTI GONZALO · CIK 0001994236 · Head of U.S. Personal Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,966.3

SEC source: 0000950170-24-098040 · ownership.xml · nonDerivative · entry 3

Okpara Johnbull · CIK 0001833084 · Controller & Chief Acc Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,538.67

F2 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $60.64 to USD $60.68. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950170-24-098040 · ownership.xml · nonDerivative · entry 2

Okpara Johnbull · CIK 0001833084 · Controller & Chief Acc Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,538.67

SEC source: 0000950170-24-098040 · ownership.xml · nonDerivative · entry 1

Okpara Johnbull · CIK 0001833084 · Controller & Chief Acc Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,837.67

F1 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $60.50 to USD $60.54. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950170-24-082972 · ownership.xml · nonDerivative · entry 1

RAGHAVAN VISWAS · CIK 0002024259 · Head of Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,837.68

F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan to replace awards cancelled by a prior employer in connection with the Reporting Person's commencement of employent with the Issuer. The award vests in six installments on the following schedule, reflecting the vesting schedule for the cancelled prior employer awards and the UK regulatory deferral requirements in effect at the time such awards were granted by the prior employer: 28.61% of the award to vest on January 20, 2026; 23.11% on January 20, 2027; 19.77% on January 20, 2028; 15.19% on January 20, 2029; 9.01% on January 20, 2030; and 4.31% on January 20, 2031. None of the award is eligible for immediate sale.

SEC source: 0000950170-24-080421 · ownership.xml · nonDerivative · entry 3

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,972.9025

F3 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080421 · ownership.xml · nonDerivative · entry 2

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 61,041.8553

F3 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080421 · ownership.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 60,530.1839

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080424 · ownership.xml · nonDerivative · entry 1

Dailey Grace E · CIK 0001787628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,232.3764

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080428 · ownership.xml · nonDerivative · entry 1

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 27,192.5573

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080430 · ownership.xml · nonDerivative · entry 2

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,384.9025

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080430 · ownership.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,400.8234

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080432 · ownership.xml · nonDerivative · entry 2

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,526.9025

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080432 · ownership.xml · nonDerivative · entry 1

IRELAND SUSAN LESLIE · CIK 0001718953 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 16,999.7765

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080434 · ownership.xml · nonDerivative · entry 2

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,972.9025

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080434 · ownership.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 24,744.789

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080435 · ownership.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,217.5512

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080436 · ownership.xml · nonDerivative · entry 2

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,972.9025

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080436 · ownership.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 52,380.3293

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080438 · ownership.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,509.9025

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080438 · ownership.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,400.8234

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-080448 · ownership.xml · nonDerivative · entry 1

von Koskull Casper Wilhelm · CIK 0001961830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,835.0598

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-041025 · ownership.xml · nonDerivative · entry 3

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,947.6397

F4 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects 5,943.0025 shares of deferred common stock which vested in 1Q24 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-041025 · ownership.xml · nonDerivative · entry 2

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 59,701.4323

F4 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-041025 · ownership.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 59,204.2435

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects 5,943.0025 shares of deferred common stock which vested in 1Q24 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-041028 · ownership.xml · nonDerivative · entry 1

Dailey Grace E · CIK 0001787628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,207.1136

F1 · shares: Reinvestment of cash, including dividends, under the Compensation Plan for Non-Employee Directors.

SEC source: 0000950170-24-041031 · ownership.xml · nonDerivative · entry 1

DUGAN JOHN CUNNINGHAM · CIK 0001718909 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 26,181.8846

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.