BY

SEC source: 0001209191-23-012963 · doc4.xml · nonDerivative · entry 1

Barkidjija John · CIK 0001464380 · Head of CRE & Specialty Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,562

SEC source: 0001209191-23-012954 · doc4.xml · nonDerivative · entry 1

BIGGAM MEGAN · CIK 0001709994 · EVP Head of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,168

SEC source: 0001209191-23-012956 · doc4.xml · nonDerivative · entry 1

Bell Thomas J III · CIK 0001451652 · SVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,826

SEC source: 0001209191-23-012942 · doc4.xml · nonDerivative · entry 1

JOHNSON MICHELLE LYNN · CIK 0001789948 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,999

SEC source: 0001209191-23-012937 · doc4.xml · nonDerivative · entry 1

Major Hart Angela E · CIK 0001912848 · EVP, Head of Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,289

SEC source: 0001209191-23-012932 · doc4.xml · nonDerivative · entry 1

Mando Nicolas · CIK 0001858221 · Chief Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,270

SEC source: 0001209191-23-012930 · doc4.xml · nonDerivative · entry 1

Paracchini Alberto J · CIK 0001482596 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,656

SEC source: 0001209191-23-012928 · doc4.xml · nonDerivative · entry 1

Ptacin Brogan · CIK 0001368185 · Head of Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,097

SEC source: 0001209191-23-012917 · doc4.xml · nonDerivative · entry 1

Traci Dana · CIK 0001858291 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,473

SEC source: 0001209191-23-012914 · doc4.xml · nonDerivative · entry 1

HERENCIA ROBERTO R · CIK 0001214993 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,291

SEC source: 0001209191-23-012468 · doc4.xml · nonDerivative · entry 1

BIGGAM MEGAN · CIK 0001709994 · EVP Head of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,887

F1 · shares: Represents shares of Common Stock earned upon performance-vesting of a previously awarded performance share grant.

SEC source: 0001209191-23-012464 · doc4.xml · nonDerivative · entry 1

Barkidjija John · CIK 0001464380 · Head of CRE & Specialty Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,463

F1 · shares: Represents shares of Common Stock earned upon performance-vesting of a previously awarded performance share grant.

SEC source: 0001209191-23-012466 · doc4.xml · nonDerivative · entry 1

Bell Thomas J III · CIK 0001451652 · SVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,949

F1 · shares: Represents shares of Common Stock earned upon performance-vesting of a previously awarded performance share grant.

SEC source: 0001209191-23-012460 · doc4.xml · nonDerivative · entry 1

JOHNSON MICHELLE LYNN · CIK 0001789948 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

F1 · shares: Represents shares of Common Stock earned upon performance-vesting of a previously awarded performance share grant.

SEC source: 0001209191-23-012456 · doc4.xml · nonDerivative · entry 1

Paracchini Alberto J · CIK 0001482596 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,288

F1 · shares: Represents shares of Common Stock earned upon performance-vesting of a previously awarded performance share grant.

SEC source: 0001209191-23-012454 · doc4.xml · nonDerivative · entry 1

Traci Dana · CIK 0001858291 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,549

F1 · shares: Represents shares of Common Stock earned upon performance-vesting of a previously awarded performance share grant.

SEC source: 0001209191-23-012451 · doc4.xml · nonDerivative · entry 1

Ptacin Brogan · CIK 0001368185 · Head of Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,960

F1 · shares: Represents shares of Common Stock earned upon performance-vesting of a previously awarded performance share grant.

SEC source: 0001209191-23-011339 · doc4.xml · nonDerivative · entry 1

DEL VALLE PEROCHENA ANTONIO · CIK 0001709907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MBG Investors I, L.P.

Disclosed balance after: 11,645,601

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-011336 · doc4.xml · nonDerivative · entry 1

MBG INVESTORS I, L.P. · CIK 0001710094 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,645,601

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-008600 · doc4.xml · nonDerivative · entry 1

MBG INVESTORS I, L.P. · CIK 0001710094 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600,601

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-008599 · doc4.xml · nonDerivative · entry 1

DEL VALLE PEROCHENA ANTONIO · CIK 0001709907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MBG Investors I, L.P.

Disclosed balance after: 11,600,601

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-007375 · doc4.xml · nonDerivative · entry 1

MBG INVESTORS I, L.P. · CIK 0001710094 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,587,224

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-007373 · doc4.xml · nonDerivative · entry 1

DEL VALLE PEROCHENA ANTONIO · CIK 0001709907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MBG Investors I, L.P.

Disclosed balance after: 11,587,224

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-006415 · doc4.xml · nonDerivative · entry 2

MBG INVESTORS I, L.P. · CIK 0001710094 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577,777

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-006450 · doc4.xml · nonDerivative · entry 2

DEL VALLE PEROCHENA ANTONIO · CIK 0001709907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MBG Investors I, L.P.

Disclosed balance after: 11,577,777

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-006415 · doc4.xml · nonDerivative · entry 1

MBG INVESTORS I, L.P. · CIK 0001710094 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,570,191

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-006450 · doc4.xml · nonDerivative · entry 1

DEL VALLE PEROCHENA ANTONIO · CIK 0001709907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MBG Investors I, L.P.

Disclosed balance after: 11,570,191

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-23-000570 · doc4.xml · nonDerivative · entry 1

HERENCIA ROBERTO R · CIK 0001214993 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,741

SEC source: 0001209191-22-062303 · doc4.xml · nonDerivative · entry 1

ABRAHAM THOMAS · CIK 0001779917 · President, SBC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,163

SEC source: 0001209191-22-060300 · doc4.xml · nonDerivative · entry 1

MBG INVESTORS I, L.P. · CIK 0001710094 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,555,601

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-22-060298 · doc4.xml · nonDerivative · entry 1

DEL VALLE PEROCHENA ANTONIO · CIK 0001709907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MBG Investors I, L.P.

Disclosed balance after: 11,555,601

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-22-060134 · doc4.xml · nonDerivative · entry 1

MBG INVESTORS I, L.P. · CIK 0001710094 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510,601

F1 · ownership.direct: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-22-060133 · doc4.xml · nonDerivative · entry 1

DEL VALLE PEROCHENA ANTONIO · CIK 0001709907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MBG Investors I, L.P

Disclosed balance after: 11,510,601

F1 · ownership.nature: Mr. Antonio del Valle Perochena is the general partner of MBG Investors I, L.P. and possesses sole voting and investment power with respect to the shares of common stock held by MBG Investors I, L.P. Mr. del Valle Perochena owns 16.68% of the partnership interests of MBG Investors I, L.P. Mr. del Valle Perochena disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such disclaimed shares of common stock for purposes of Section 16 or for any other purpose. The address for MBG Investors I, L.P. is 365 Bay Street, Suite 800, M5H2V1 Toronto, Ontario, Canada.

SEC source: 0001209191-22-059692 · doc4.xml · nonDerivative · entry 1

Traci Dana · CIK 0001858291 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

SEC source: 0001209191-22-053552 · doc4.xml · nonDerivative · entry 1

Fucinato Mark · CIK 0001819512 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,965

SEC source: 0001209191-22-048866 · doc4.xml · nonDerivative · entry 1

KENT STEVEN P. · CIK 0001780074 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven P. Kent Roth IRA

Disclosed balance after: 17,000

SEC source: 0001209191-22-048866 · doc4.xml · nonDerivative · entry 2

KENT STEVEN P. · CIK 0001780074 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven P. Kent IRA

Disclosed balance after: 17,750

SEC source: 0001209191-22-047677 · doc4.xml · nonDerivative · entry 1

KISTNER WILLIAM G · CIK 0001739310 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · William G. Kistner Trust Date June 22, 1973

Disclosed balance after: 11,080

SEC source: 0001209191-22-044966 · doc4.xml · nonDerivative · entry 1

CABRERA PHILLIP R. · CIK 0001709906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,221

SEC source: 0001209191-22-044492 · doc4.xml · nonDerivative · entry 1

HERSETH MARY JO S. · CIK 0001772766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

SEC source: 0001209191-22-036315 · doc4.xml · nonDerivative · entry 1

Ptacin Brogan · CIK 0001368185 · Head of Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,568

SEC source: 0001209191-22-035890 · doc4.xml · derivative · entry 6

Corby Lindsay Y · CIK 0001557298 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,122

Underlying: Common Stock · 1,252 shares

Expires 2025-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-035890 · doc4.xml · derivative · entry 5

Corby Lindsay Y · CIK 0001557298 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,748 shares

Expires 2025-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-035890 · doc4.xml · nonDerivative · entry 4

Corby Lindsay Y · CIK 0001557298 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,139

SEC source: 0001209191-22-035890 · doc4.xml · nonDerivative · entry 3

Corby Lindsay Y · CIK 0001557298 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-035890 · doc4.xml · nonDerivative · entry 2

Corby Lindsay Y · CIK 0001557298 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,661

SEC source: 0001209191-22-035890 · doc4.xml · nonDerivative · entry 1

Corby Lindsay Y · CIK 0001557298 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-035669 · doc4.xml · nonDerivative · entry 1

KISTNER WILLIAM G · CIK 0001739310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991

F1 · shares: Includes 198 restricted shares of Common Stock with immediate vesting, received pursuant to the Company's Director Compensation Program; also includes 793 restricted shares of Common Stock that will vest on June 6, 2023, subject to continued service, to be received pursuant to the Company's Director Compensation Program.

SEC source: 0001209191-22-035665 · doc4.xml · nonDerivative · entry 1

HERSETH MARY JO S. · CIK 0001772766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,073

F1 · shares: Restricted shares of Common Stock with immediate vesting, received pursuant to the Company's Director Compensation Program.

SEC source: 0001209191-22-035661 · doc4.xml · nonDerivative · entry 1

Hugues Velez Margarita · CIK 0001925724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

F1 · shares: Restricted shares of Common Stock that will vest on June 6, 2023, subject to continued service, to be received pursuant to the Company's Director Compensation Program.