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NYSE · USD

BWXT

BWX Technologies, Inc.

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656
SEC CIK
0001486957
Parsed reports
763

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202607
Mar 202601
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 7, 2017 23:07 UTC
Henry Joseph GSenior Vice President
Exercise / conversionCommon Stock 233 $0.00 $0.00
Disclosure

SEC source: 0001348049-17-000006 · wf-form4_148892803656806.xml · nonDerivative · entry 5

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:07 UTC
Henry Joseph GSenior Vice President
Tax withholdingCommon Stock 227 $47.49 $10,780.23
Disclosure

SEC source: 0001348049-17-000006 · wf-form4_148892803656806.xml · nonDerivative · entry 4

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,956

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:07 UTC
Henry Joseph GSenior Vice President
Exercise / conversionCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001348049-17-000006 · wf-form4_148892803656806.xml · nonDerivative · entry 3

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:07 UTC
Henry Joseph GSenior Vice President
Tax withholdingCommon Stock 769 $47.79 $36,750.51
Disclosure

SEC source: 0001348049-17-000006 · wf-form4_148892803656806.xml · nonDerivative · entry 2

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,495

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:07 UTC
Henry Joseph GSenior Vice President
Exercise / conversionCommon Stock 2,326 $0.00 $0.00
Disclosure

SEC source: 0001348049-17-000006 · wf-form4_148892803656806.xml · nonDerivative · entry 1

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,173 $24.97 Strike: $24.97 $29,289.81
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · derivative · entry 10

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,173 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · derivative · entry 9

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 231 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning March 3, 2015.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · derivative · entry 8

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,363 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of RSUs cliff vest on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 1,173 $47.90 $56,186.70
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · nonDerivative · entry 6

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · nonDerivative · entry 5

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Tax withholdingCommon Stock 76 $47.79 $3,632.04
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · nonDerivative · entry 4

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 231 $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · nonDerivative · entry 3

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Tax withholdingCommon Stock 443 $47.49 $21,038.07
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · nonDerivative · entry 2

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:26 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,363 $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000005 · wf-form4_148892554807484.xml · nonDerivative · entry 1

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:14 UTC
FEES JOHN ADirector · Executive Chairman
GrantRestricted Stock Unit · Derivative 11,535 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001199539-17-000002 · wf-form4_148857564507666.xml · derivative · entry 5

FEES JOHN A · CIK 0001199539 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,712

Underlying: Common Stock · 11,535 shares

Expires 2019-03-01

F3 · derivative.exercise_date: RSUs vest in three equal installments beginning March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 18:57 UTC
Henry Joseph GSenior Vice President
GrantRestricted Stock Unit · Derivative 4,614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001348049-17-000003 · wf-form4_148856742574266.xml · derivative · entry 5

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Underlying: Common Stock · 4,614 shares

Expires 2020-03-02

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 13:52 UTC
Canafax James DSVP & General Counsel
GrantRestricted Stock Units · Derivative 6,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000007 · wf-form4_148856714023427.xml · derivative · entry 5

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,921

Underlying: Common Stock · 6,921 shares

Expires 2020-03-02

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:20 UTC
Kerr Jason S.VP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000003 · wf-form4_148857603952074.xml · derivative · entry 5

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,716 shares

Expires 2020-03-02

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:14 UTC
Geveden Rex DDirector · President and CEO
GrantRestricted Stock Unit · Derivative 21,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001408482-17-000003 · wf-form4_148856845105586.xml · derivative · entry 5

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,222

Underlying: Common Stock · 21,222 shares

Expires 2020-03-01

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 18:59 UTC
Loving Richard WSVP, Human Resources
GrantCommon Stock · Derivative 3,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681053-17-000002 · wf-form4_148856755177825.xml · derivative · entry 2

Loving Richard W · CIK 0001681053 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,690

Underlying: Common Stock · 3,690 shares

Expires 2020-03-02

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 15:04 UTC
Canafax James DSVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 3,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000008 · wf-form4_148883064672564.xml · derivative · entry 4

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

Underlying: Common Stock · 3,720 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 15:04 UTC
Canafax James DSVP & General Counsel
Tax withholdingCommon Stock 1,226 $47.40 $58,112.40
Disclosure

SEC source: 0001492520-17-000008 · wf-form4_148883064672564.xml · nonDerivative · entry 2

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,920

Read SEC document
March 02, 2017 Filed Mar 6, 2017 15:04 UTC
Canafax James DSVP & General Counsel
Exercise / conversionCommon Stock 3,720 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000008 · wf-form4_148883064672564.xml · nonDerivative · entry 1

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 15:01 UTC
Black David SSr. V.P, CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-17-000003 · wf-form4_148883048649100.xml · derivative · entry 4

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

Underlying: Common Stock · 1,315 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 15:01 UTC
Black David SSr. V.P, CFO
Tax withholdingCommon Stock 430 $47.40 $20,382.00
Disclosure

SEC source: 0001492627-17-000003 · wf-form4_148883048649100.xml · nonDerivative · entry 2

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,344

Read SEC document
March 02, 2017 Filed Mar 6, 2017 15:01 UTC
Black David SSr. V.P, CFO
Exercise / conversionCommon Stock 1,315 $0.00 $0.00
Disclosure

SEC source: 0001492627-17-000003 · wf-form4_148883048649100.xml · nonDerivative · entry 1

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,265 $23.62 Strike: $23.62 $29,879.30
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · derivative · entry 21

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 1,265 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.

F4 · derivative.exercise_date: Stock options vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 60 $23.62 Strike: $23.62 $1,417.20
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · derivative · entry 20

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,028

Underlying: Common Stock · 60 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.

F4 · derivative.exercise_date: Stock options vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 100 $23.62 Strike: $23.62 $2,362.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · derivative · entry 19

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,088

Underlying: Common Stock · 100 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.

F4 · derivative.exercise_date: Stock options vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,338 $23.62 Strike: $23.62 $31,603.56
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · derivative · entry 18

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188

Underlying: Common Stock · 1,338 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.

F4 · derivative.exercise_date: Stock options vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · derivative · entry 17

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496

Underlying: Common Stock · 496 shares

Expires 2017-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 100 $48.07 $4,807.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 15

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 100 $48.06 $4,806.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 14

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 200 $48.05 $9,610.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 13

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 300 $48.04 $14,412.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 12

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 2,550 $48.03 $122,476.50
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 11

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Tax withholdingCommon Stock 189 $47.40 $8,958.60
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 10

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,961

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 496 $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 9

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 1,265 $48.02 $60,745.30
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 8

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,265 $23.62 $29,879.30
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 7

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 60 $48.02 $2,881.20
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 6

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 60 $23.62 $1,417.20
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 5

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 100 $48.00 $4,800.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 4

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

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March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 100 $23.62 $2,362.00
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 3

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 1,338 $47.99 $64,210.62
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 2

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

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March 02, 2017 Filed Mar 6, 2017 22:34 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,338 $23.62 $31,603.56
Disclosure

SEC source: 0001645863-17-000004 · wf-form4_148883966019096.xml · nonDerivative · entry 1

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2017 Filed Mar 6, 2017 19:58 UTC
Henry Joseph GSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 1,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001348049-17-000005 · wf-form4_148883031400195.xml · derivative · entry 4

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

Underlying: Common Stock · 1,859 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

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March 02, 2017 Filed Mar 6, 2017 19:58 UTC
Henry Joseph GSenior Vice President
Tax withholdingCommon Stock 610 $47.40 $28,914.00
Disclosure

SEC source: 0001348049-17-000005 · wf-form4_148883031400195.xml · nonDerivative · entry 2

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,938

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March 02, 2017 Filed Mar 6, 2017 19:58 UTC
Henry Joseph GSenior Vice President
Exercise / conversionCommon Stock 1,859 $0.00 $0.00
Disclosure

SEC source: 0001348049-17-000005 · wf-form4_148883031400195.xml · nonDerivative · entry 1

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2017 Filed Mar 3, 2017 21:14 UTC
FEES JOHN ADirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001199539-17-000002 · wf-form4_148857564507666.xml · derivative · entry 4

FEES JOHN A · CIK 0001199539 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 177 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Reporting Person elected to defer receipt of all shares underlying the restricted stock units. On March 1, 2017, 4,752 restricted stock units vested and 177 of those shares were withheld to fulfill tax obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.