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BWXT

BWX Technologies, Inc.

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656
SEC CIK
0001486957
Parsed reports
763

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202607
Mar 202601
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2017 Filed Nov 15, 2017 18:17 UTC
FEES JOHN ADirector · Executive Chairman
SaleCommon Stock 21,453 $60.21 $1,291,685.13
Disclosure

SEC source: 0001199539-17-000006 · wf-form4_151076982881666.xml · nonDerivative · entry 2

FEES JOHN A · CIK 0001199539 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,466

F2 · price: The price in Column 4 is a weighted average price. These shares were sold at prices ranging from $60.00 to $60.37 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or security holders of issuer information regarding the number of shares and prices at which the transaction was affected.

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November 13, 2017 Filed Nov 15, 2017 18:17 UTC
FEES JOHN ADirector · Executive Chairman
GiftCommon Stock 12,421 $0.00 $0.00
Disclosure

SEC source: 0001199539-17-000006 · wf-form4_151076982881666.xml · nonDerivative · entry 1

FEES JOHN A · CIK 0001199539 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,919

F1 · kind: The reporting person transferred shares to The Greeley Charitable Trust of which the reporting person, his spouse and his daughter are the sole trustees.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 11:09 UTC
Black David SSr. V.P, CFO
SaleCommon Stock 1,000 $59.93 $59,930.00
Disclosure

SEC source: 0001492627-17-000007 · wf-form4_151058934106582.xml · nonDerivative · entry 1

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,979

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:11 UTC
Geveden Rex DDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001408482-17-000006 · wf-form4_151058945680758.xml · derivative · entry 3

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,716

Underlying: Common Stock · 6,716 shares

Expires 2018-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning November 9, 2016.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:11 UTC
Geveden Rex DDirector · President and CEO
Tax withholdingCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001408482-17-000006 · wf-form4_151058945680758.xml · nonDerivative · entry 2

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,652

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:11 UTC
Geveden Rex DDirector · President and CEO
Exercise / conversionCommon Stock 6,716 $0.00 $0.00
Disclosure

SEC source: 0001408482-17-000006 · wf-form4_151058945680758.xml · nonDerivative · entry 1

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2017 Filed Oct 11, 2017 16:58 UTC
Black David SSr. V.P, CFO
SaleCommon Stock 1,000 $59.00 $59,000.00
Disclosure

SEC source: 0001492627-17-000006 · wf-form4_150775548384647.xml · nonDerivative · entry 1

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,979

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:26 UTC GrantDividend Equivalent Rights · Derivative 12.47 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000051 · wf-form4_150524799886658.xml · derivative · entry 1

PRYOR CHARLES W JR · CIK 0001167322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59.48

Underlying: Common Stock · 12.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSU. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSU. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSU. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:25 UTC GrantDividend Equivalent Rights · Derivative 27.82 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000050 · wf-form4_150524791588610.xml · derivative · entry 1

NARDELLI ROBERT L · CIK 0001195005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281.69

Underlying: Common Stock · 27.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:23 UTC GrantDividend Equivalent Rights · Derivative 53.78 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000049 · wf-form4_150524782425739.xml · derivative · entry 1

Mies Richard Willard · CIK 0001439922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874.07

Underlying: Common Stock · 53.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:22 UTC GrantDividend Equivalent Rights · Derivative 22.68 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000048 · wf-form4_150524772247571.xml · derivative · entry 1

LeMasters Robb A. · CIK 0001645808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159.41

Underlying: Common Stock · 22.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on three restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on three restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on three restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:20 UTC GrantDividend Equivalent Rights · Derivative 9.77 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000047 · wf-form4_150524761176716.xml · derivative · entry 1

Krieg Kenneth J · CIK 0001477490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30.59

Underlying: Common Stock · 9.77 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:18 UTC GrantDividend Equivalent Rights · Derivative 9.77 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000046 · wf-form4_150524750272861.xml · derivative · entry 1

JASKA JAMES M · CIK 0001187147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30.59

Underlying: Common Stock · 9.77 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:17 UTC
FEES JOHN ADirector · Executive Chairman
GrantDividend Equivalent Rights · Derivative 41.31 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000045 · wf-form4_150524740896686.xml · derivative · entry 1

FEES JOHN A · CIK 0001199539 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814.61

Underlying: Common Stock · 41.31 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 20:15 UTC
Bertsch JanDirector
GrantDividend Equivalent Rights · Derivative 27.82 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000044 · wf-form4_150524731540374.xml · derivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281.69

Underlying: Common Stock · 27.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:40 UTC
Blue Harbour Group, L.P.Director · See Remarks
Blue Harbour Holdings, LLCDirector · See Remarks
ROBBINS CLIFTON SDirector · See Remarks
SaleCommon Stock, par value $0.01 per share 1,992,829 $53.20 $106,018,502.80
Disclosure

SEC source: 0000902664-17-003563 · p17-1818form4.xml · nonDerivative · entry 1

Blue Harbour Group, L.P. · CIK 0001325256 · Director · See Remarks

Blue Harbour Holdings, LLC · CIK 0001325257 · Director · See Remarks

ROBBINS CLIFTON S · CIK 0001193350 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: This Form 4 is filed by Blue Harbour Group, L.P. (the "Manager"), Blue Harbour Holdings, LLC ("Manager GP") and Clifton S. Robbins. Manager GP is the general partner of Manager. Mr. Robbins is the managing member of Manager GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 19:55 UTC
Loving Richard WSVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 619 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000042 · wf-form4_150282689633250.xml · derivative · entry 4

Loving Richard W · CIK 0001681053 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

Underlying: Common Stock · 619 shares

Expires 2019-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning August 11, 2017.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 19:55 UTC
Loving Richard WSVP, Human Resources
Tax withholdingCommon Stock 204 $53.75 $10,965.00
Disclosure

SEC source: 0001492520-17-000042 · wf-form4_150282689633250.xml · nonDerivative · entry 2

Loving Richard W · CIK 0001681053 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415

Read SEC document
August 11, 2017 Filed Aug 15, 2017 19:55 UTC
Loving Richard WSVP, Human Resources
Exercise / conversionCommon Stock 619 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000042 · wf-form4_150282689633250.xml · nonDerivative · entry 1

Loving Richard W · CIK 0001681053 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 19:53 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,365 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001492520-17-000041 · wf-form4_150282682121341.xml · derivative · entry 4

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Common Stock · 1,365 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.

F3 · derivative.exercise_date: Stock options vested in three equal annual installments beginning July 1, 2016.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 19:53 UTC
Kerr Jason S.VP & Chief Accounting Officer
SaleCommon Stock 1,365 $54.13 $73,887.45
Disclosure

SEC source: 0001492520-17-000041 · wf-form4_150282682121341.xml · nonDerivative · entry 2

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,947

Read SEC document
August 11, 2017 Filed Aug 15, 2017 19:53 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,365 $24.45 $33,374.25
Disclosure

SEC source: 0001492520-17-000041 · wf-form4_150282682121341.xml · nonDerivative · entry 1

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 19:52 UTC
Henry Joseph GSenior Vice President
SaleCommon Stock 15,000 $53.81 $807,168.00
Disclosure

SEC source: 0001492520-17-000040 · wf-form4_150282673878181.xml · nonDerivative · entry 1

Henry Joseph G · CIK 0001348049 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,639

F1 · price: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.80 to $53.92, inclusive. The reporting person undertakes to provide to BWX Technologies, Inc., any security holder of BWX Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 14:06 UTC
Black David SSr. V.P, CFO
Exercise / conversionRestricted Stock Units · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001492627-17-000005 · wf-form4_149927798298394.xml · derivative · entry 4

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886

Underlying: Common Stock · 886 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 14:06 UTC
Black David SSr. V.P, CFO
Tax withholdingCommon Stock 421 $48.75 $20,523.75
Disclosure

SEC source: 0001492627-17-000005 · wf-form4_149927798298394.xml · nonDerivative · entry 2

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,979

Read SEC document
July 01, 2017 Filed Jul 5, 2017 14:06 UTC
Black David SSr. V.P, CFO
Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001492627-17-000005 · wf-form4_149927798298394.xml · nonDerivative · entry 1

Black David S · CIK 0001492627 · Sr. V.P, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 18:04 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 239 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000006 · wf-form4_149927786865685.xml · derivative · entry 4

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239

Underlying: Common Stock · 239 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning July 1, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 18:04 UTC
Kerr Jason S.VP & Chief Accounting Officer
Tax withholdingCommon Stock 78 $48.75 $3,802.50
Disclosure

SEC source: 0001645863-17-000006 · wf-form4_149927786865685.xml · nonDerivative · entry 2

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,947

Read SEC document
July 01, 2017 Filed Jul 5, 2017 18:04 UTC
Kerr Jason S.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001645863-17-000006 · wf-form4_149927786865685.xml · nonDerivative · entry 1

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 21:17 UTC
Blue Harbour Group, L.P.Director · See Remarks
Blue Harbour Holdings, LLCDirector · See Remarks
ROBBINS CLIFTON SDirector · See Remarks
SaleCommon Stock, par value $0.01 per share ("Common Stock") 3,295,098 $47.43 $156,270,022.65
Disclosure

SEC source: 0000902664-17-002608 · p17-1324form4.xml · nonDerivative · entry 1

Blue Harbour Group, L.P. · CIK 0001325256 · Director · See Remarks

Blue Harbour Holdings, LLC · CIK 0001325257 · Director · See Remarks

ROBBINS CLIFTON S · CIK 0001193350 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,992,829

F1 · ownership.nature: This Form 4 is filed by Blue Harbour Group, L.P. (the "Manager"), Blue Harbour Holdings, LLC ("Manager GP") and Clifton S. Robbins. Manager GP is the general partner of Manager. Mr. Robbins is the managing member of Manager GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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June 06, 2017 Filed Jun 8, 2017 09:54 UTC GrantDividend Equivalent Rights · Derivative 13.87 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000039 · wf-form4_149693005772269.xml · derivative · entry 1

PRYOR CHARLES W JR · CIK 0001167322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47.01

Underlying: Common Stock · 13.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSU. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSU. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSU. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

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June 06, 2017 Filed Jun 8, 2017 13:53 UTC GrantDividend Equivalent Rights · Derivative 30.92 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000038 · wf-form4_149692996952364.xml · derivative · entry 1

NARDELLI ROBERT L · CIK 0001195005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253.87

Underlying: Common Stock · 30.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

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June 06, 2017 Filed Jun 8, 2017 13:51 UTC GrantDividend Equivalent Rights · Derivative 59.75 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000037 · wf-form4_149692988496249.xml · derivative · entry 1

Mies Richard Willard · CIK 0001439922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820.29

Underlying: Common Stock · 59.75 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

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June 06, 2017 Filed Jun 8, 2017 13:50 UTC GrantDividend Equivalent Rights · Derivative 25.22 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000036 · wf-form4_149692980172267.xml · derivative · entry 1

LeMasters Robb A. · CIK 0001645808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136.73

Underlying: Common Stock · 25.22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on three restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on three restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on three restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 13:48 UTC GrantDividend Equivalent Rights · Derivative 10.86 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000035 · wf-form4_149692970804413.xml · derivative · entry 2

Krieg Kenneth J · CIK 0001477490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20.82

Underlying: Common Stock · 10.86 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 13:47 UTC GrantDividend Equivalent Rights · Derivative 10.86 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000034 · wf-form4_149692961017538.xml · derivative · entry 1

JASKA JAMES M · CIK 0001187147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20.82

Underlying: Common Stock · 10.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on two restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

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June 06, 2017 Filed Jun 8, 2017 13:45 UTC
FEES JOHN ADirector · Executive Chairman
GrantDividend Equivalent Rights · Derivative 45.88 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000033 · wf-form4_149692951425713.xml · derivative · entry 1

FEES JOHN A · CIK 0001199539 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773.3

Underlying: Common Stock · 45.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWC common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWC common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWC common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSU's to which they relate.

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June 06, 2017 Filed Jun 8, 2017 13:40 UTC
Bertsch JanDirector
GrantDividend Equivalent Rights · Derivative 30.92 $0.00 $0.00
Disclosure

SEC source: 0001492520-17-000032 · wf-form4_149692923354480.xml · derivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253.87

Underlying: Common Stock · 30.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 41,450 $0.00 Strike: $23.62 $0.00
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · derivative · entry 19

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,726

Underlying: Common Stock · 41,450 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options vest in three equal annual installments beginning March 2, 2016.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 30,221 $0.00 Strike: $24.97 $0.00
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · derivative · entry 18

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,221 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of stock options are vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 31,565 $0.00 Strike: $20.47 $0.00
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · derivative · entry 17

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,565 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of stock options are vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 16,114 $0.00 Strike: $20.31 $0.00
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · derivative · entry 16

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,114 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of stock options are vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 13,037 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · derivative · entry 15

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,037 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of stock options are vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 9,125 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · derivative · entry 14

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,125 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of stock options are vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Tax withholdingCommon Stock 30,224 $48.86 $1,476,744.64
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · nonDerivative · entry 12

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,477

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionCommon Stock 41,450 $23.62 $979,049.00
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · nonDerivative · entry 11

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Tax withholdingCommon Stock 22,472 $48.86 $1,097,981.92
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · nonDerivative · entry 10

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,251

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionCommon Stock 30,221 $24.97 $754,618.37
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · nonDerivative · entry 9

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Tax withholdingCommon Stock 21,947 $48.86 $1,072,330.42
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · nonDerivative · entry 8

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,502

Read SEC document
June 01, 2017 Filed Jun 5, 2017 14:21 UTC
Canafax James DSVP & General Counsel
Exercise / conversionCommon Stock 31,565 $20.47 $646,135.55
Disclosure

SEC source: 0001492520-17-000031 · wf-form4_149668687863002.xml · nonDerivative · entry 7

Canafax James D · CIK 0001492520 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.