BWXT

SEC source: 0001645863-22-000027 · wf-form4_165480778892581.xml · derivative · entry 1

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314.05

Underlying: Common Stock · 45.99 shares

Expires not disclosed

F1 · derivative.exercise_date: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on five restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000026 · wf-form4_165480764006940.xml · derivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421.65

Underlying: Common Stock · 99.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on eight restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on eight restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on eight restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001681053-22-000005 · wf-form4_165420287982502.xml · nonDerivative · entry 1

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,634

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on June 2, 2020.

SEC source: 0001645863-22-000022 · wf-form4_165179115587123.xml · derivative · entry 1

Melvin Leland D · CIK 0001780421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2020 Omnibus Incentive Plan of BWX Technologies, Inc. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.expiration_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors.

SEC source: 0001645863-22-000025 · wf-form4_165179148740613.xml · derivative · entry 1

Richardson John M · CIK 0001786800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2020 Omnibus Incentive Plan of BWX Technologies, Inc. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.expiration_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors.

SEC source: 0001645863-22-000024 · wf-form4_165179138920361.xml · derivative · entry 3

NILAND BARBARA A · CIK 0001515130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vested immediately.

F2 · derivative.expiration_date: RSUs vested immediately.

SEC source: 0001645863-22-000024 · wf-form4_165179138920361.xml · derivative · entry 2

NILAND BARBARA A · CIK 0001515130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · kind: Grant of restricted stock units pursuant to the BWX Technologies, Inc. 2020 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.exercise_date: RSUs vested immediately.

F2 · derivative.expiration_date: RSUs vested immediately.

SEC source: 0001645863-22-000024 · wf-form4_165179138920361.xml · nonDerivative · entry 1

NILAND BARBARA A · CIK 0001515130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645863-22-000021 · wf-form4_165179105949608.xml · derivative · entry 1

Krieg Kenneth J · CIK 0001477490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2020 Omnibus Incentive Plan of BWX Technologies, Inc. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.expiration_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors.

SEC source: 0001645863-22-000023 · wf-form4_165179128995681.xml · derivative · entry 1

NARDELLI ROBERT L · CIK 0001195005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2020 Omnibus Incentive Plan of BWX Technologies, Inc. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.expiration_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors.

SEC source: 0001645863-22-000020 · wf-form4_165179093726600.xml · derivative · entry 1

JASKA JAMES M · CIK 0001187147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2020 Omnibus Incentive Plan of BWX Technologies, Inc. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.expiration_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors.

SEC source: 0001645863-22-000019 · wf-form4_165179079811104.xml · derivative · entry 1

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · kind: Grant of restricted stock units pursuant to the BWX Technologies Inc. 2020 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.exercise_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon termination of service on the Board of Directors.

F2 · derivative.expiration_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum upon termination of service on the Board of Directors.

SEC source: 0001645863-22-000018 · wf-form4_165179066290517.xml · derivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the 2020 Omnibus Incentive Plan of BWX Technologies, Inc. Each restricted stock unit represents a contingent right to receive one share of BWXT common stock.

F2 · derivative.expiration_date: RSUs vested immediately. The reporting person elected to defer receipt of shares underlying the RSUs. In accordance with her deferral election, vested shares will be delivered to the reporting person in one lump sum following termination of service on the Board of Directors.

SEC source: 0001681053-22-000004 · wf-form4_165161225648470.xml · nonDerivative · entry 1

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,934

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on June 2, 2020.

SEC source: 0001681053-22-000003 · wf-form4_164910563556226.xml · nonDerivative · entry 1

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,234

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on June 2, 2020.

SEC source: 0001645863-22-000017 · wf-form4_164867614976236.xml · derivative · entry 1

Richardson John M · CIK 0001786800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30.12

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_date: The dividend equivalent rights accrued on one restricted stock unit grant of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on one restricted stock unit grant of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000016 · wf-form4_164867604451662.xml · derivative · entry 1

NARDELLI ROBERT L · CIK 0001195005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380.69

Underlying: Common Stock · 93.53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on eight restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on eight restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on eight restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000015 · wf-form4_164867593161309.xml · derivative · entry 1

Krieg Kenneth J · CIK 0001477490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605.91

Underlying: Common Stock · 55.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on six restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on six restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on six restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000014 · wf-form4_164867581253554.xml · derivative · entry 1

JASKA JAMES M · CIK 0001187147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515.23

Underlying: Common Stock · 38.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000013 · wf-form4_164867571369689.xml · derivative · entry 1

FEES JOHN A · CIK 0001199539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774.02

Underlying: Common Stock · 100.06 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on nine restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on nine restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on nine restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000012 · wf-form4_164867560930163.xml · derivative · entry 1

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268.06

Underlying: Common Stock · 33.38 shares

Expires not disclosed

F1 · derivative.exercise_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on four restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000011 · wf-form4_164867552131441.xml · derivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321.79

Underlying: Common Stock · 84.63 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on seven restricted stock unit grants of which the reporting person has elected to defer receipt of the shares underlying the RSUs. Each RSU and DER represent a contingent right to receive one share of BWXT common stock. In accordance with the deferral election, the DERs will be delivered to the reporting person proportionately with the RSUs to which they relate.

SEC source: 0001645863-22-000010 · wf-form4_164677808666611.xml · nonDerivative · entry 1

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,785

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.65 to $54.85, inclusive. The reporting person undertakes to provide to BWX Technologies, Inc., any security holder of BWX Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001645863-22-000009 · wf-form4_164634801093530.xml · nonDerivative · entry 2

FEES JOHN A · CIK 0001199539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,215

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.11, inclusive. The reporting person undertakes to provide to BWX Technologies, Inc., any security holder of BWX Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · derivative · entry 6

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

F1 · derivative.expiration_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · derivative · entry 5

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,546 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted stock units vested in three equal annual installments beginning March 1, 2020.

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 4

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 3

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,493

F1 · kind: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 2

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,034

SEC source: 0001035150-22-000002 · wf-form4_164634707169165.xml · nonDerivative · entry 1

MCCABE THOMAS E · CIK 0001035150 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645863-22-000009 · wf-form4_164634801093530.xml · nonDerivative · entry 1

FEES JOHN A · CIK 0001199539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,387

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.29, inclusive. The reporting person undertakes to provide to BWX Technologies, Inc., any security holder of BWX Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001681053-22-000002 · wf-form4_164634768768512.xml · derivative · entry 8

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

F1 · derivative.expiration_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001681053-22-000002 · wf-form4_164634768768512.xml · derivative · entry 7

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,112 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Restricted stock units vested in three equal annual installments beginning March 1, 2020.

SEC source: 0001681053-22-000002 · wf-form4_164634768768512.xml · nonDerivative · entry 5

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on June 2, 2020.

SEC source: 0001681053-22-000002 · wf-form4_164634768768512.xml · nonDerivative · entry 4

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,834

SEC source: 0001681053-22-000002 · wf-form4_164634768768512.xml · nonDerivative · entry 3

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,033

F1 · kind: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001681053-22-000002 · wf-form4_164634768768512.xml · nonDerivative · entry 2

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,939

SEC source: 0001681053-22-000002 · wf-form4_164634768768512.xml · nonDerivative · entry 1

Loving Richard W · CIK 0001681053 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001645863-22-000008 · wf-form4_164634739208045.xml · derivative · entry 7

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

F1 · derivative.expiration_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001645863-22-000008 · wf-form4_164634739208045.xml · derivative · entry 6

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 515 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted stock units vested in three equal annual installments beginning March 1, 2020.

SEC source: 0001645863-22-000008 · wf-form4_164634739208045.xml · nonDerivative · entry 4

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,785

SEC source: 0001645863-22-000008 · wf-form4_164634739208045.xml · nonDerivative · entry 3

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,043

F1 · kind: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001645863-22-000008 · wf-form4_164634739208045.xml · nonDerivative · entry 2

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

SEC source: 0001645863-22-000008 · wf-form4_164634739208045.xml · nonDerivative · entry 1

Kerr Jason S. · CIK 0001645863 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001408482-22-000001 · wf-form4_164634722968152.xml · derivative · entry 6

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

F1 · derivative.expiration_date: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001408482-22-000001 · wf-form4_164634722968152.xml · derivative · entry 5

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,164 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted stock units vested in three equal annual installments beginning February 1, 2020.

SEC source: 0001408482-22-000001 · wf-form4_164634722968152.xml · nonDerivative · entry 4

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,424

SEC source: 0001408482-22-000001 · wf-form4_164634722968152.xml · nonDerivative · entry 3

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,042

F1 · kind: Represents performance restricted stock units ("PRSU") awarded on March 1, 2019 for the performance period January 1, 2019 through December 31, 2021 for which performance goals have been achieved and certified on February 18, 2022. Each PRSU represents the right to one share of the issuer's common stock. The PRSUs vested on March 1, 2022.

SEC source: 0001408482-22-000001 · wf-form4_164634722968152.xml · nonDerivative · entry 2

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,324

SEC source: 0001408482-22-000001 · wf-form4_164634722968152.xml · nonDerivative · entry 1

Geveden Rex D · CIK 0001408482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.