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Bioventus Inc.

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4996
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0001665988
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2023 Filed Aug 15, 2023 20:05 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 50,037 $4.56 $228,168.72
Disclosure

SEC source: 0001214659-23-011365 · marketforms-62230.xml · nonDerivative · entry 2

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

MICHAS ALEXIS P · CIK 0001044005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,818,872

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.49 to $4.69, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and share voting and dispositive power with respect to the shares held by the Juniper Entities. Messrs. Bartholdson and Michas disclaim beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 2,118,591 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), on an aggregate basis following all transactions reported herein, and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

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August 11, 2023 Filed Aug 15, 2023 21:48 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 50,037 $4.60 $229,935.03
Disclosure

SEC source: 0001578563-23-000067 · primary_doc.xml · nonDerivative · entry 1

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,818,872

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.485 to $4.69, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 2,133,576 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), on an aggregate basis following all transactions reported herein, and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 10, 2023 Filed Aug 14, 2023 22:04 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 111,848 $4.47 $500,419.14
Disclosure

SEC source: 0001578563-23-000066 · primary_doc.xml · nonDerivative · entry 1

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,768,835

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.23 to $4.57, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 2,068,554 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), on an aggregate basis following all transactions reported herein, and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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August 10, 2023 Filed Aug 15, 2023 20:05 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 111,848 $4.47 $499,960.56
Disclosure

SEC source: 0001214659-23-011365 · marketforms-62230.xml · nonDerivative · entry 1

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

MICHAS ALEXIS P · CIK 0001044005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,768,835

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.23 to $4.57, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 2,068,554 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), on an aggregate basis following all transactions reported herein, and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and share voting and dispositive power with respect to the shares held by the Juniper Entities. Messrs. Bartholdson and Michas disclaim beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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July 03, 2023 Filed Jul 5, 2023 21:11 UTC
CHURCH KATRINA JSVP & Chief Compliance Officer
SaleClass A Common Stock 394 $2.83 $1,115.02
Disclosure

SEC source: 0001578563-23-000056 · primary_doc.xml · nonDerivative · entry 1

CHURCH KATRINA J · CIK 0001204391 · SVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,828

F1 · kind: Reflects shares sold to cover taxes in connection with shares purchased under the Company's 2021 Employee Stock Purchase Plan and a Rule 10b5-1 instruction in place at the time of such purchase.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.829 to $2.83, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 2,000 shares of Class A common stock purchased under the Company's 2021 Employee Stock Purchase Plan since the date of the Reporting Person's last Form 4.

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June 20, 2023 Filed Jun 22, 2023 21:08 UTC GrantRestricted Stock Units · Derivative 62,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000055 · primary_doc.xml · derivative · entry 2

Singleton Mark Leonard · CIK 0001914936 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Class A Common Stock · 62,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs shall vest 50% on the twelve-month anniversary of the date of grant, and the remaining 50% shall vest on the eighteenth-month anniversary of the date of grant, subject to the Reporting Person continuing in service through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs shall vest 50% on the twelve-month anniversary of the date of grant, and the remaining 50% shall vest on the eighteenth-month anniversary of the date of grant, subject to the Reporting Person continuing in service through the applicable vesting date.

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June 20, 2023 Filed Jun 22, 2023 20:57 UTC
D'Adamio AnthonySVP & General Counsel
GrantRestricted Stock Units · Derivative 39,700 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000054 · primary_doc.xml · derivative · entry 2

D'Adamio Anthony · CIK 0001835184 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,700

Underlying: Class A Common Stock · 39,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs shall vest 50% on the twelve-month anniversary of the date of grant, and the remaining 50% shall vest on the eighteenth-month anniversary of the date of grant, subject to the Reporting Person continuing in service through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs shall vest 50% on the twelve-month anniversary of the date of grant, and the remaining 50% shall vest on the eighteenth-month anniversary of the date of grant, subject to the Reporting Person continuing in service through the applicable vesting date.

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June 20, 2023 Filed Jun 22, 2023 20:46 UTC
CHURCH KATRINA JSVP & Chief Compliance Officer
GrantRestricted Stock Units · Derivative 17,200 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000053 · primary_doc.xml · derivative · entry 2

CHURCH KATRINA J · CIK 0001204391 · SVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,200

Underlying: Class A Common Stock · 17,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs shall vest 50% on the twelve-month anniversary of the date of grant, and the remaining 50% shall vest on the eighteenth-month anniversary of the date of grant, subject to the Reporting Person continuing in service through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs shall vest 50% on the twelve-month anniversary of the date of grant, and the remaining 50% shall vest on the eighteenth-month anniversary of the date of grant, subject to the Reporting Person continuing in service through the applicable vesting date.

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June 16, 2023 Filed Jun 20, 2023 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 1,813 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000051 · primary_doc.xml · derivative · entry 2

Ladone Mary Kay · CIK 0001760737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814

Underlying: Class A Common Stock · 1,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: 1,813 RSUs vested on June 16, 2023. The remaining 1,814 RSUs shall vest and become exercisable on June 16, 2024, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: 1,813 RSUs vested on June 16, 2023. The remaining 1,814 RSUs shall vest and become exercisable on June 16, 2024, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

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June 16, 2023 Filed Jun 20, 2023 21:34 UTC Exercise / conversionClass A Common Stock 1,813 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000051 · primary_doc.xml · nonDerivative · entry 1

Ladone Mary Kay · CIK 0001760737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 16, 2023 Filed Jun 20, 2023 21:21 UTC Exercise / conversionRestricted Stock Units · Derivative 386 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000050 · primary_doc.xml · derivative · entry 2

McMurry-Heath Michelle · CIK 0001904156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386

Underlying: Class A Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: 386 RSUs vested on June 16, 2023. The remaining 386 RSUs shall vest and become exercisable on June 16, 2024, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: 386 RSUs vested on June 16, 2023. The remaining 386 RSUs shall vest and become exercisable on June 16, 2024, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

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June 16, 2023 Filed Jun 20, 2023 21:21 UTC Exercise / conversionClass A Common Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000050 · primary_doc.xml · nonDerivative · entry 1

McMurry-Heath Michelle · CIK 0001904156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 16, 2023 Filed Jun 20, 2023 21:08 UTC
Beyer PatDirector
Exercise / conversionRestricted Stock Units · Derivative 965 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000049 · primary_doc.xml · derivative · entry 2

Beyer Pat · CIK 0001627985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965

Underlying: Class A Common Stock · 965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: 965 RSUs vested on June 16, 2023. The remaining 965 RSUs shall vest and become exercisable on June 16, 2024, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: 965 RSUs vested on June 16, 2023. The remaining 965 RSUs shall vest and become exercisable on June 16, 2024, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

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June 16, 2023 Filed Jun 20, 2023 21:08 UTC
Beyer PatDirector
Exercise / conversionClass A Common Stock 965 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000049 · primary_doc.xml · nonDerivative · entry 1

Beyer Pat · CIK 0001627985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2023 Filed Jun 16, 2023 20:30 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 110,180 $3.61 $397,661.66
Disclosure

SEC source: 0001578563-23-000048 · primary_doc.xml · nonDerivative · entry 2

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,656,987

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $3.50 to $3.63, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 1,956,706 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), on an aggregate basis following all transactions reported herein, and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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June 14, 2023 Filed Jun 16, 2023 20:30 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 181,946 $3.24 $589,523.23
Disclosure

SEC source: 0001578563-23-000048 · primary_doc.xml · nonDerivative · entry 1

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,546,807

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $3.075 to $3.30, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 1,956,706 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities"), on an aggregate basis following all transactions reported herein, and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.direct: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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June 13, 2023 Filed Jun 14, 2023 21:54 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 60,324 $3.05 $183,909.78
Disclosure

SEC source: 0001578563-23-000047 · primary_doc.xml · nonDerivative · entry 2

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,364,861

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.985 to $3.05, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 1,664,580 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities") and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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June 12, 2023 Filed Jun 14, 2023 21:54 UTC
Bartholdson John A.Director · 10% owner
PurchaseClass A Common Stock 395,401 $2.92 $1,154,254.60
Disclosure

SEC source: 0001578563-23-000047 · primary_doc.xml · nonDerivative · entry 1

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,304,537

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.7225 to $3.00, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 1,664,580 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities") and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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June 07, 2023 Filed Jun 8, 2023 18:57 UTC GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000038 · primary_doc.xml · derivative · entry 3

HAWKINS WILLIAM A · CIK 0001106508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:55 UTC GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000043 · primary_doc.xml · derivative · entry 3

STALNECKER SUSAN M · CIK 0001221375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:32 UTC GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000041 · primary_doc.xml · derivative · entry 3

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:42 UTC
NOHRA GUY PDirector
GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000042 · primary_doc.xml · derivative · entry 3

NOHRA GUY P · CIK 0001198330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs vested on June 6, 2023.

F3 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:21 UTC GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000040 · primary_doc.xml · derivative · entry 3

McMurry-Heath Michelle · CIK 0001904156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:08 UTC GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000039 · primary_doc.xml · derivative · entry 3

Ladone Mary Kay · CIK 0001760737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 22:45 UTC
Beyer PatDirector
GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000037 · primary_doc.xml · derivative · entry 3

Beyer Pat · CIK 0001627985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 22:27 UTC GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000036 · primary_doc.xml · derivative · entry 4

Bartholdson John A. · CIK 0001382909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F5 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F5 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 13, 2023 21:12 UTC GrantRestricted Stock Units · Derivative 30,400 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000046 · primary_doc.xml · derivative · entry 4

SUTTER MARTIN P · CIK 0001017832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 30,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F4 · derivative.expiration_date: The RSUs shall vest and become exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first Annual Meeting of Stockholders following the date of grant and (ii) the first anniversary of the date of grant, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 18:57 UTC Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000038 · primary_doc.xml · derivative · entry 2

HAWKINS WILLIAM A · CIK 0001106508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F2 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 18:57 UTC Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000038 · primary_doc.xml · nonDerivative · entry 1

HAWKINS WILLIAM A · CIK 0001106508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:55 UTC Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000043 · primary_doc.xml · derivative · entry 2

STALNECKER SUSAN M · CIK 0001221375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F2 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:55 UTC Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000043 · primary_doc.xml · nonDerivative · entry 1

STALNECKER SUSAN M · CIK 0001221375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:32 UTC Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000041 · primary_doc.xml · derivative · entry 2

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F2 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:32 UTC Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000041 · primary_doc.xml · nonDerivative · entry 1

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:42 UTC
NOHRA GUY PDirector
Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000042 · primary_doc.xml · derivative · entry 2

NOHRA GUY P · CIK 0001198330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F2 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:42 UTC
NOHRA GUY PDirector
Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000042 · primary_doc.xml · nonDerivative · entry 1

NOHRA GUY P · CIK 0001198330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:21 UTC Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000040 · primary_doc.xml · derivative · entry 2

McMurry-Heath Michelle · CIK 0001904156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F2 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:21 UTC Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000040 · primary_doc.xml · nonDerivative · entry 1

McMurry-Heath Michelle · CIK 0001904156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:08 UTC Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000039 · primary_doc.xml · derivative · entry 2

Ladone Mary Kay · CIK 0001760737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F2 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:08 UTC Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000039 · primary_doc.xml · nonDerivative · entry 1

Ladone Mary Kay · CIK 0001760737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 22:45 UTC
Beyer PatDirector
Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000037 · primary_doc.xml · derivative · entry 2

Beyer Pat · CIK 0001627985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F2 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 22:45 UTC
Beyer PatDirector
Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000037 · primary_doc.xml · nonDerivative · entry 1

Beyer Pat · CIK 0001627985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 7,576 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000036 · primary_doc.xml · derivative · entry 3

Bartholdson John A. · CIK 0001382909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,151

Underlying: Class A Common Stock · 7,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: 7,576 RSUs vested on June 6, 2023. The remaining 15,151 RSUs shall vest and become exercisable in two approximately equal installments on June 6, 2024 and June 6, 2025, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

F4 · derivative.expiration_date: 7,576 RSUs vested on June 6, 2023. The remaining 15,151 RSUs shall vest and become exercisable in two approximately equal installments on June 6, 2024 and June 6, 2025, subject to the Reporting Person continuing in service on the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 22:27 UTC Exercise / conversionClass A Common Stock 7,576 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000036 · primary_doc.xml · nonDerivative · entry 1

Bartholdson John A. · CIK 0001382909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 13, 2023 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000046 · primary_doc.xml · derivative · entry 3

SUTTER MARTIN P · CIK 0001017832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The RSUs vested on June 6, 2023.

F3 · derivative.expiration_date: The RSUs vested on June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 13, 2023 21:12 UTC Exercise / conversionClass A Common Stock 16,648 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000046 · primary_doc.xml · nonDerivative · entry 1

SUTTER MARTIN P · CIK 0001017832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:28 UTC PurchaseClass A Common Stock 44,000 $2.66 $117,176.40
Disclosure

SEC source: 0001578563-23-000035 · primary_doc.xml · nonDerivative · entry 2

HAWKINS WILLIAM A · CIK 0001106508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,310

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.57 to $2.71, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:28 UTC PurchaseClass A Common Stock 44,000 $2.69 $118,390.80
Disclosure

SEC source: 0001578563-23-000035 · primary_doc.xml · nonDerivative · entry 1

HAWKINS WILLIAM A · CIK 0001106508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,310

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.61 to $2.78, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 23, 2023 Filed May 25, 2023 01:17 UTC
Bihl Anthony P IIIDirector · Interim CEO
PurchaseClass A Common Stock 125,000 $2.33 $290,987.50
Disclosure

SEC source: 0001578563-23-000034 · primary_doc.xml · nonDerivative · entry 1

Bihl Anthony P III · CIK 0001432665 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.25 to $2.43, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 22, 2023 Filed May 24, 2023 01:16 UTC PurchaseClass A Common Stock 178,998 $2.08 $372,297.94
Disclosure

SEC source: 0001578563-23-000033 · primary_doc.xml · nonDerivative · entry 2

Bartholdson John A. · CIK 0001382909 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,909,136

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.99 to $2.11, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 1,208,855 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities") and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
May 19, 2023 Filed May 24, 2023 01:16 UTC PurchaseClass A Common Stock 1,136,675 $1.94 $2,200,830.14
Disclosure

SEC source: 0001578563-23-000033 · primary_doc.xml · nonDerivative · entry 1

Bartholdson John A. · CIK 0001382909 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,730,138

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.485 to $2.26, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Consists of (i) 4,624,431 shares of Class A Common Stock held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"), (ii) 1,208,855 shares of Class A Common Stock held by Juniper Targeted Opportunities, L.P. ("Juniper Targeted Opportunities") and (iii) 75,850 shares of Class A Common Stock held by Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy" and, together with Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, the "Juniper Entities").

F3 · ownership.nature: Juniper HF Investors II, LLC ("Juniper HF II"), Juniper Targeted Opportunity Investors, LLC ("Juniper TO") and Juniper HF Investors, LLC ("Juniper HF") are each the general partner of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy, respectively. Juniper Investment Company, LLC ("Juniper Investment Company") provides investment advisory and management services and acts as the investment manager of Juniper Fund, Juniper Targeted Opportunities and Juniper Multi-Strategy. The Reporting Person is a managing member of Juniper Investment Company, Juniper HF II, Juniper TO and Juniper HF and shares voting and dispositive power with respect to the shares held by the Juniper Entities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.