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BrightView Holdings, Inc.

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4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionCommon Stock 685 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056314 · doc4.xml · nonDerivative · entry 1

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionRestricted Stock Units · Derivative 57,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · derivative · entry 12

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F9 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

F9 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionRestricted Stock Unitsk · Derivative 8,522 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · derivative · entry 11

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,568

Underlying: Common Stock · 8,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · derivative · entry 10

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,178

Underlying: Common Stock · 4,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Tax withholdingCommon Stock 17,304 $7.20 $124,588.80
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 6

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,235

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Tax withholdingCommon Stock 2,566 $7.20 $18,475.20
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 5

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,539

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Tax withholdingCommon Stock 1,231 $7.20 $8,863.20
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 4

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,105

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionCommon Stock 57,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionCommon Stock 8,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionCommon Stock 4,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · derivative · entry 12

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F9 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

F9 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,522 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · derivative · entry 11

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,568

Underlying: Common Stock · 8,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · derivative · entry 10

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,749

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 4,820 $7.20 $34,704.00
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · nonDerivative · entry 6

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,056

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 2,672 $7.20 $19,238.40
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · nonDerivative · entry 5

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,876

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 432 $7.20 $3,110.40
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · nonDerivative · entry 4

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,548

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 15,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · nonDerivative · entry 3

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 8,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 10,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · derivative · entry 12

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F9 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

F9 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 10,026 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · derivative · entry 11

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,080

Underlying: Common Stock · 10,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 3,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · derivative · entry 10

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,480

Underlying: Common Stock · 3,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC GrantRestricted Stock Units · Derivative 41,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · derivative · entry 9

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Common Stock · 41,666 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Tax withholdingCommon Stock 3,193 $7.20 $22,989.60
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · nonDerivative · entry 6

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,692

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Tax withholdingCommon Stock 2,993 $7.20 $21,549.60
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · nonDerivative · entry 5

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,885

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Tax withholdingCommon Stock 1,117 $7.20 $8,042.40
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · nonDerivative · entry 4

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,878

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Exercise / conversionCommon Stock 10,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · nonDerivative · entry 3

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Exercise / conversionCommon Stock 10,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · nonDerivative · entry 2

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC Exercise / conversionCommon Stock 3,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056310 · doc4.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 17:00 UTC
Gollotto Jamie C.President, Seasonal
GrantRestricted Stock Units · Derivative 35,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056309 · doc4.xml · derivative · entry 9

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,416

Underlying: Common Stock · 35,416 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 51,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056311 · doc4.xml · derivative · entry 10

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,805

Underlying: Common Stock · 51,805 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

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November 17, 2023 Filed Nov 21, 2023 17:00 UTC
DONNELLY THOMAS CPresident, Landscape Dev.
GrantRestricted Stock Units · Derivative 39,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056308 · doc4.xml · derivative · entry 6

DONNELLY THOMAS C · CIK 0001360659 · President, Landscape Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,583

Underlying: Common Stock · 39,583 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

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November 17, 2023 Filed Nov 21, 2023 17:00 UTC
Asplund Dale APresident and CEO
GrantRestricted Stock Units · Derivative 277,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056307 · doc4.xml · derivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,777

Underlying: Common Stock · 277,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC
Jackson Brian EdwardChief Accounting Officer
GrantRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056314 · doc4.xml · derivative · entry 7

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC
Dozier Michael JoePresident, Evergreen East
GrantRestricted Stock Units · Derivative 35,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · derivative · entry 9

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,416

Underlying: Common Stock · 35,416 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC
Urban Brett NicholasChief Financial Officer
GrantRestricted Stock Units · Derivative 69,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056318 · doc4.xml · derivative · entry 9

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,444

Underlying: Common Stock · 69,444 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 17:02 UTC
Asplund Dale APresident and CEO
GrantRestricted Stock Units · Derivative 917,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051593 · doc4.xml · derivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,820

Underlying: Common Stock · 917,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · shares: Represents (i) an award of 250,000 restricted stock units issued to the Reporting Person as an inducement award in connection with his appointment as President and CEO and (ii) an award of 667,820 restricted stock units issued to the Reporting Person to match the Reporting Person's acquisition of 667,820 shares of Company's common stock following the announcement of his appointment as President and CEO in each case pursuant to the Reporting Person's employment letter agreement with the Issuer, dated August 27, 2023.

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC
SWAN MARA EDirector
GrantCommon Stock 3,064 $7.75 $23,746.00
Disclosure

SEC source: 0001209191-23-051581 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,034

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 256,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051576 · doc4.xml · derivative · entry 3

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 256,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: On June 1, 2023 and August 30, 2023, the Reporting Person was issued restricted stock units that vested on September 30, 2023, the date immediately prior to the date on which the permanent Chief Executive Officer commenced employment with the Issuer.

F4 · derivative.expiration_date: On June 1, 2023 and August 30, 2023, the Reporting Person was issued restricted stock units that vested on September 30, 2023, the date immediately prior to the date on which the permanent Chief Executive Officer commenced employment with the Issuer.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC Tax withholdingCommon Stock 112,465 $7.75 $871,603.75
Disclosure

SEC source: 0001209191-23-051576 · doc4.xml · nonDerivative · entry 2

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,965

F2 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on September 30, 2023.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC Exercise / conversionCommon Stock 256,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051576 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 17:00 UTC GrantCommon Stock 3,225 $7.75 $24,993.75
Disclosure

SEC source: 0001209191-23-051578 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,349

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: The number of shares of common stock reported in Column 5 does not include 93,880 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC GrantCommon Stock 3,225 $7.75 $24,993.75
Disclosure

SEC source: 0001209191-23-051575 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,975

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC GrantCommon Stock 3,145 $7.75 $24,373.75
Disclosure

SEC source: 0001209191-23-051582 · doc4.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,107

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC GrantCommon Stock 1,370 $7.75 $10,617.50
Disclosure

SEC source: 0001209191-23-051579 · doc4.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,588

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 21:00 UTC
ABRAHAMSON JAMES RDirector · Interim CEO
GrantRestricted Stock Units · Derivative 58,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047975 · doc4.xml · derivative · entry 2

ABRAHAMSON JAMES R · CIK 0001201260 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,665

Underlying: Common Stock · 58,548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: The restricted stock units will vest on the date immediately prior to the date on which a permanent Chief Executive Officer commences employment with the Issuer or such earlier date on which the reporting person's employment under that certain Interim Chief Executive Officer Agreement, dated May 3, 2023 by and among the reporting person, Brightview Landscapes, LLC and the Issuer is terminated without cause or due to the reporting person's disability or death, or immediately prior to the consummation of a change in control, subject to continued employment through such date.

F2 · derivative.expiration_date: The restricted stock units will vest on the date immediately prior to the date on which a permanent Chief Executive Officer commences employment with the Issuer or such earlier date on which the reporting person's employment under that certain Interim Chief Executive Officer Agreement, dated May 3, 2023 by and among the reporting person, Brightview Landscapes, LLC and the Issuer is terminated without cause or due to the reporting person's disability or death, or immediately prior to the consummation of a change in control, subject to continued employment through such date.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:00 UTC
SWAN MARA EDirector
GrantCommon Stock 3,307 $7.18 $23,744.26
Disclosure

SEC source: 0001209191-23-040937 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,970

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:00 UTC GrantCommon Stock 3,481 $7.18 $24,993.58
Disclosure

SEC source: 0001209191-23-040938 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,124

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: The number of shares of common stock reported in Column 5 does not include 93,880 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:00 UTC GrantCommon Stock 3,481 $7.18 $24,993.58
Disclosure

SEC source: 0001209191-23-040935 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,750

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:00 UTC GrantCommon Stock 3,335 $7.18 $23,945.30
Disclosure

SEC source: 0001209191-23-040941 · doc4.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,962

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.