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BrightView Holdings, Inc.

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4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2024 Filed Nov 19, 2024 16:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionCommon Stock 69,444 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128653 · ownership.xml · nonDerivative · entry 1

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 878,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 17,361 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · derivative · entry 7

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,083

Underlying: Common Stock · 17,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 7,757 $15.66 $121,474.62
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,656

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 17,361 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · derivative · entry 7

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,563

Underlying: Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Tax withholdingCommon Stock 626 $15.66 $9,803.16
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · nonDerivative · entry 2

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,946

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 17, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionCommon Stock 2,187 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · nonDerivative · entry 1

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,416 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · derivative · entry 7

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 10,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC Tax withholdingCommon Stock 3,157 $15.66 $49,438.62
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · nonDerivative · entry 2

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,942

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC Exercise / conversionCommon Stock 10,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionRestricted Stock Units · Derivative 8,854 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · derivative · entry 7

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,562

Underlying: Common Stock · 8,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Tax withholdingCommon Stock 2,634 $15.66 $41,248.44
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,589

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionCommon Stock 8,854 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2025 21:30 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 17,361 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288159 · ownership.xml · derivative · entry 9

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,722

Underlying: Common Stock · 17,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 17,720 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · derivative · entry 13

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 17,720 shares

Expires 2028-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 11,538 $0.00 Strike: $13.78 $0.00
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · derivative · entry 12

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,975

Underlying: Common Stock · 11,538 shares

Expires 2030-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · derivative · entry 11

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,106

Underlying: Common Stock · 400 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
SaleCommon Stock 29,658 $16.06 $476,307.48
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 4

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,354

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.0521 to $16.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 17,720 $13.49 $239,042.80
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 11,538 $13.78 $158,993.64
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 400 $15.04 $6,016.00
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 16:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 229,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111501 · ownership.xml · derivative · entry 3

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,365

Underlying: Common Stock · 166,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 16:30 UTC
Asplund Dale APresident and CEO
Tax withholdingCommon Stock 90,291 $15.58 $1,406,733.78
Disclosure

SEC source: 0000950170-24-111501 · ownership.xml · nonDerivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,984

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on October 1, 2024.

F2 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 16:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionCommon Stock 229,455 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-111501 · ownership.xml · nonDerivative · entry 1

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:30 UTC
SWAN MARA EDirector
GrantCommon Stock 1,508 $15.74 $23,735.92
Disclosure

SEC source: 0000950170-24-110860 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,253

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 16:30 UTC GrantCommon Stock 1,588 $15.74 $24,995.12
Disclosure

SEC source: 0000950170-24-110856 · ownership.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,948

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:30 UTC GrantCommon Stock 1,588 $15.74 $24,995.12
Disclosure

SEC source: 0000950170-24-110859 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,622

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:30 UTC GrantCommon Stock 1,548 $15.74 $24,365.52
Disclosure

SEC source: 0000950170-24-110854 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,540

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:30 UTC GrantCommon Stock 1,350 $15.74 $21,249.00
Disclosure

SEC source: 0000950170-24-110861 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,799

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2024 Filed Jul 1, 2024 20:12 UTC
SWAN MARA EDirector
GrantCommon Stock 1,785 $13.30 $23,740.50
Disclosure

SEC source: 0000950170-24-079610 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,745

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2024 Filed Jul 1, 2024 16:23 UTC GrantCommon Stock 1,879 $13.30 $24,990.70
Disclosure

SEC source: 0000950170-24-079644 · ownership.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,360

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Read SEC document
June 30, 2024 Filed Jul 1, 2024 20:12 UTC GrantCommon Stock 1,879 $13.30 $24,990.70
Disclosure

SEC source: 0000950170-24-079609 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,034

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2024 Filed Jul 1, 2024 20:10 UTC GrantCommon Stock 1,832 $13.30 $24,365.60
Disclosure

SEC source: 0000950170-24-079603 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,992

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2024 Filed Jul 1, 2024 20:11 UTC GrantCommon Stock 1,597 $13.30 $21,240.10
Disclosure

SEC source: 0000950170-24-079607 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,449

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 17:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 12,463 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068087 · ownership.xml · derivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,463

Underlying: Common Stock · 12,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 17:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 4,494 $13.81 $62,062.14
Disclosure

SEC source: 0000950170-24-068087 · ownership.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,354

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on June 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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June 01, 2024 Filed Jun 3, 2024 17:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 12,463 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068087 · ownership.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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June 01, 2024 Filed Jun 3, 2024 21:06 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 27,492 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068088 · ownership.xml · derivative · entry 3

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,493

Underlying: Common Stock · 27,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

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June 01, 2024 Filed Jun 3, 2024 21:06 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 8,802 $13.81 $121,555.62
Disclosure

SEC source: 0000950170-24-068088 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,466

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on June 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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June 01, 2024 Filed Jun 3, 2024 21:06 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 27,492 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068088 · ownership.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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June 01, 2024 Filed Jun 3, 2024 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 27,492 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068086 · ownership.xml · derivative · entry 3

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,493

Underlying: Common Stock · 27,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

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June 01, 2024 Filed Jun 3, 2024 21:06 UTC Tax withholdingCommon Stock 8,195 $13.81 $113,172.95
Disclosure

SEC source: 0000950170-24-068086 · ownership.xml · nonDerivative · entry 2

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,851

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on June 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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June 01, 2024 Filed Jun 3, 2024 21:06 UTC Exercise / conversionCommon Stock 27,492 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068086 · ownership.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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June 01, 2024 Filed Jun 3, 2024 21:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionRestricted Stock Units · Derivative 12,463 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068085 · ownership.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,463

Underlying: Common Stock · 12,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

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June 01, 2024 Filed Jun 3, 2024 21:00 UTC
Dozier Michael JoePresident, Evergreen East
Tax withholdingCommon Stock 3,700 $13.81 $51,097.00
Disclosure

SEC source: 0000950170-24-068085 · ownership.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,869

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on June 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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June 01, 2024 Filed Jun 3, 2024 21:00 UTC
Dozier Michael JoePresident, Evergreen East
Exercise / conversionCommon Stock 12,463 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-068085 · ownership.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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May 23, 2024 Filed May 28, 2024 17:58 UTC SaleCommon Stock 17,500,000 $12.48 $218,400,000.00
Disclosure

SEC source: 0001140361-24-027735 · form4.xml · nonDerivative · entry 1

KKR BrightView Aggregator L.P. · CIK 0001743848 · 10% owner

KKR BrightView Aggregator GP LLC · CIK 0001743847 · 10% owner

KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner

KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner

KKR North America XI Ltd · CIK 0001552453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 33,133,123

F1 · price: This amount represents the secondary public offering price per share of common stock of BrightView Holdings, Inc., less the underwriting discount of $0.52 per share.

F2 · ownership.nature: These securities of BrightView Holdings, Inc. are held by KKR BrightView Aggregator L.P. The general partner of KKR BrightView Aggregator L.P. is KKR BrightView Aggregator GP LLC. The sole member of KKR BrightView Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 23, 2024 Filed May 28, 2024 22:08 UTC SaleCommon Stock 17,500,000 $12.48 $218,400,000.00
Disclosure

SEC source: 0001140361-24-027737 · form4.xml · nonDerivative · entry 1

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR Group Co. Inc. · CIK 0001932162 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 33,133,123

F1 · price: This amount represents the secondary public offering price per share of common stock of BrightView Holdings, Inc., less the underwriting discount of $0.52 per share.

F2 · ownership.nature: These securities of BrightView Holdings, Inc. are held by KKR BrightView Aggregator L.P. The general partner of KKR BrightView Aggregator L.P. is KKR BrightView Aggregator GP LLC. The sole member of KKR BrightView Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 22, 2024 Filed May 24, 2024 21:09 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064723 · ownership.xml · derivative · entry 3

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest on May 22, 2024.

F5 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest on May 22, 2024.

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May 22, 2024 Filed May 24, 2024 21:09 UTC
Jackson Brian EdwardChief Accounting Officer
Tax withholdingCommon Stock 249 $13.90 $3,461.10
Disclosure

SEC source: 0000950170-24-064723 · ownership.xml · nonDerivative · entry 2

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,885

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on May 22, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.