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BrightView Holdings, Inc.

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Tapewire entity
4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2024 Filed Nov 20, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 6,722 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-129315 · ownership.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionRestricted Stock Units · Derivative 4,082 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-129319 · ownership.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Tax withholdingCommon Stock 1,214 $15.80 $19,181.20
Disclosure

SEC source: 0000950170-24-129319 · ownership.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,317

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionCommon Stock 4,082 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-129319 · ownership.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,457 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-129328 · ownership.xml · derivative · entry 3

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 746 $15.80 $11,786.80
Disclosure

SEC source: 0000950170-24-129328 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,201

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 1,457 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-129328 · ownership.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 726 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-129317 · ownership.xml · derivative · entry 3

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Tax withholdingCommon Stock 208 $15.80 $3,286.40
Disclosure

SEC source: 0000950170-24-129317 · ownership.xml · nonDerivative · entry 2

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,775

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionCommon Stock 726 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-129317 · ownership.xml · nonDerivative · entry 1

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-129311 · ownership.xml · derivative · entry 3

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC Tax withholdingCommon Stock 1,424 $15.80 $22,499.20
Disclosure

SEC source: 0000950170-24-129311 · ownership.xml · nonDerivative · entry 2

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,284

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2024 ..

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC Exercise / conversionCommon Stock 3,175 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-129311 · ownership.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 12,467 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · derivative · entry 16

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,933

Underlying: Common Stock · 12,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F13 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F13 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,200 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · derivative · entry 15

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,201

Underlying: Common Stock · 6,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F12 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F12 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 6,315 $15.64 $98,766.60
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 10

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,752

F6 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F4 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 2,236 $15.64 $34,971.04
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 9

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,067

F6 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F4 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 12,467 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 8

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F4 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 6,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 7

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F4 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,523 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · derivative · entry 9

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,045

Underlying: Common Stock · 8,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,374 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · derivative · entry 8

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,375

Underlying: Common Stock · 1,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 4,360 $15.64 $68,190.40
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · nonDerivative · entry 6

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,490

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 703 $15.64 $10,994.92
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · nonDerivative · entry 5

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,850

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 8,523 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · nonDerivative · entry 4

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:56 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 1,374 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128744 · ownership.xml · nonDerivative · entry 3

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · derivative · entry 9

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · derivative · entry 8

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Tax withholdingCommon Stock 330 $15.64 $5,161.20
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · nonDerivative · entry 6

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,257

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Tax withholdingCommon Stock 197 $15.64 $3,081.08
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · nonDerivative · entry 5

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,587

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionCommon Stock 1,153 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · nonDerivative · entry 4

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionCommon Stock 685 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128657 · ownership.xml · nonDerivative · entry 3

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,027 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · derivative · entry 9

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,053

Underlying: Common Stock · 10,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 3,740 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · derivative · entry 8

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,740

Underlying: Common Stock · 3,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC Tax withholdingCommon Stock 4,498 $15.64 $70,348.72
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · nonDerivative · entry 6

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,533

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC Tax withholdingCommon Stock 1,678 $15.64 $26,243.92
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · nonDerivative · entry 5

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,031

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC Exercise / conversionCommon Stock 10,027 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · nonDerivative · entry 4

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC Exercise / conversionCommon Stock 3,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128655 · ownership.xml · nonDerivative · entry 3

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionRestricted Stock Units · Derivative 8,523 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · derivative · entry 9

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,045

Underlying: Common Stock · 8,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · derivative · entry 8

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Common Stock · 4,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Tax withholdingCommon Stock 2,535 $15.64 $39,647.40
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · nonDerivative · entry 6

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,449

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Tax withholdingCommon Stock 1,217 $15.64 $19,033.88
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · nonDerivative · entry 5

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,984

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionCommon Stock 8,523 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · nonDerivative · entry 4

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionCommon Stock 4,089 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128654 · ownership.xml · nonDerivative · entry 3

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2024 Filed Nov 19, 2025 21:30 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,522 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288159 · ownership.xml · derivative · entry 11

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,523

Underlying: Common Stock · 8,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F10 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F10 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

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November 18, 2024 Filed Nov 19, 2025 21:30 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288159 · ownership.xml · derivative · entry 10

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F9 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F9 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

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November 17, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 12,951 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · derivative · entry 14

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,854

Underlying: Common Stock · 12,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F11 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F11 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 4,669 $15.66 $73,116.54
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 6

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,636

F5 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.

F4 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 17, 2024 Filed Nov 19, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 12,951 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128651 · ownership.xml · nonDerivative · entry 5

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F4 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 16:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 69,444 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128653 · ownership.xml · derivative · entry 3

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,333

Underlying: Common Stock · 69,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F5 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 16:30 UTC
Asplund Dale APresident and CEO
Tax withholdingCommon Stock 27,327 $15.66 $427,940.82
Disclosure

SEC source: 0000950170-24-128653 · ownership.xml · nonDerivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,601

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.