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BrightView Holdings, Inc.

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Tapewire entity
4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2025 Filed Jun 10, 2025 16:30 UTC SaleCommon Stock 11,600,000 $14.40 $167,040,000.00
Disclosure

SEC source: 0001140361-25-022081 · form4.xml · nonDerivative · entry 1

KKR BrightView Aggregator L.P. · CIK 0001743848 · 10% owner

KKR BrightView Aggregator GP LLC · CIK 0001743847 · 10% owner

KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner

KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner

KKR North America XI Ltd · CIK 0001552453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 21,533,123

F1 · price: This amount represents the secondary public offering price per share of common stock of BrightView Holdings, Inc., less the underwriting discount of $0.60 per share.

F2 · ownership.nature: These securities of BrightView Holdings, Inc. are held by KKR BrightView Aggregator L.P. The general partner of KKR BrightView Aggregator L.P. is KKR BrightView Aggregator GP LLC. The sole member of KKR BrightView Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:30 UTC SaleCommon Stock 11,600,000 $14.40 $167,040,000.00
Disclosure

SEC source: 0001140361-25-022082 · form4.xml · nonDerivative · entry 1

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR Group Co. Inc. · CIK 0001932162 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 21,533,123

F1 · price: This amount represents the secondary public offering price per share of common stock of BrightView Holdings, Inc., less the underwriting discount of $0.60 per share.

F2 · ownership.nature: These securities of BrightView Holdings, Inc. are held by KKR BrightView Aggregator L.P. The general partner of KKR BrightView Aggregator L.P. is KKR BrightView Aggregator GP LLC. The sole member of KKR BrightView Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:31 UTC
SWAN MARA EDirector
GrantCommon Stock 1,849 $12.84 $23,741.16
Disclosure

SEC source: 0000950170-25-048595 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,399

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:32 UTC GrantCommon Stock 1,947 $12.84 $24,999.48
Disclosure

SEC source: 0000950170-25-048597 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,944

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:32 UTC GrantCommon Stock 1,898 $12.84 $24,370.32
Disclosure

SEC source: 0000950170-25-048596 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,774

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:32 UTC GrantCommon Stock 1,654 $12.84 $21,237.36
Disclosure

SEC source: 0000950170-25-048598 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,593

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 17:15 UTC PurchaseCommon Stock 40,000 $13.25 $530,044.00
Disclosure

SEC source: 0000950170-25-041413 · ownership.xml · nonDerivative · entry 1

Barker Kurtis T · CIK 0001398150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $13.085 to $13.405. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 05, 2025 Filed Mar 5, 2025 21:30 UTC
SWAN MARA EDirector
GrantRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033687 · ownership.xml · derivative · entry 3

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,894

Underlying: Common Stock · 10,894 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 05, 2025 Filed Mar 5, 2025 21:30 UTC GrantRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033696 · ownership.xml · derivative · entry 3

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,894

Underlying: Common Stock · 10,894 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 05, 2025 Filed Mar 5, 2025 21:30 UTC GrantRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033693 · ownership.xml · derivative · entry 3

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,894

Underlying: Common Stock · 10,894 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 05, 2025 Filed Mar 5, 2025 21:30 UTC GrantRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033688 · ownership.xml · derivative · entry 3

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,894

Underlying: Common Stock · 10,894 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 05, 2025 Filed Mar 5, 2025 21:30 UTC GrantRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033689 · ownership.xml · derivative · entry 5

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,894

Underlying: Common Stock · 10,894 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC
SWAN MARA EDirector
Exercise / conversionRestricted Stock Units · Derivative 13,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033687 · ownership.xml · derivative · entry 2

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

F3 · derivative.expiration_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC
SWAN MARA EDirector
Exercise / conversionCommon Stock 13,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-033687 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 13,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033696 · ownership.xml · derivative · entry 2

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

F3 · derivative.expiration_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionCommon Stock 13,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-033696 · ownership.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 13,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033693 · ownership.xml · derivative · entry 2

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

F3 · derivative.expiration_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionCommon Stock 13,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-033693 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 13,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033688 · ownership.xml · derivative · entry 2

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

F3 · derivative.expiration_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionCommon Stock 13,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-033688 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 13,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-033689 · ownership.xml · derivative · entry 4

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

F4 · derivative.expiration_date: On March 6, 2024, the Reporting Person was issued 13,812 time-based restricted stock units as director compensation that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:30 UTC Exercise / conversionCommon Stock 13,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-033689 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
GrantRestricted Stock Units · Derivative 7,452 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030905 · ownership.xml · derivative · entry 2

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,452

Underlying: Common Stock · 7,452 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on February 28, 2026.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on February 28, 2026.

Read SEC document
February 21, 2025 Filed Feb 21, 2025 21:30 UTC PurchaseCommon Stock 10,000 $13.50 $134,950.00
Disclosure

SEC source: 0000950170-25-024886 · ownership.xml · nonDerivative · entry 2

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As manager of family limited partnership

Disclosed balance after: 20,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.47 to $13.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:30 UTC
SWAN MARA EDirector
GrantCommon Stock 1,485 $15.99 $23,745.15
Disclosure

SEC source: 0000950170-25-000481 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,738

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 16:30 UTC GrantCommon Stock 1,563 $15.99 $24,992.37
Disclosure

SEC source: 0000950170-25-000485 · ownership.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,511

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: The number of shares of common stock reported in Column 5 does not include 139,928 shares held in a trust of which the reporting person's adult children are trustees and beneficiaries.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:30 UTC GrantCommon Stock 1,563 $15.99 $24,992.37
Disclosure

SEC source: 0000950170-25-000480 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,185

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:30 UTC GrantCommon Stock 1,524 $15.99 $24,368.76
Disclosure

SEC source: 0000950170-25-000482 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,064

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:30 UTC GrantCommon Stock 1,328 $15.99 $21,234.72
Disclosure

SEC source: 0000950170-25-000484 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,127

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 21,524 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132845 · ownership.xml · derivative · entry 4

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,524

Underlying: Common Stock · 21,524 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 17:00 UTC
Asplund Dale APresident and CEO
GrantRestricted Stock Units · Derivative 115,407 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132842 · ownership.xml · derivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,407

Underlying: Common Stock · 115,407 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 22:00 UTC
Urban Brett NicholasChief Financial Officer
GrantRestricted Stock Units · Derivative 31,737 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132847 · ownership.xml · derivative · entry 4

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,737

Underlying: Common Stock · 31,737 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

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December 02, 2024 Filed Dec 3, 2024 22:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
GrantRestricted Stock Units · Derivative 15,869 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132846 · ownership.xml · derivative · entry 4

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,869

Underlying: Common Stock · 15,869 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

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December 02, 2024 Filed Dec 3, 2024 22:00 UTC
Jackson Brian EdwardChief Accounting Officer
GrantRestricted Stock Units · Derivative 4,328 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132844 · ownership.xml · derivative · entry 2

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,328

Underlying: Common Stock · 4,328 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

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December 02, 2024 Filed Dec 3, 2024 22:00 UTC GrantRestricted Stock Units · Derivative 18,754 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132840 · ownership.xml · derivative · entry 4

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,754

Underlying: Common Stock · 18,754 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

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December 01, 2024 Filed Dec 3, 2024 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 12,463 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132845 · ownership.xml · derivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

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December 01, 2024 Filed Dec 3, 2024 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 6,363 $17.10 $108,807.30
Disclosure

SEC source: 0000950170-24-132845 · ownership.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,744

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on December 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 12,463 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-132845 · ownership.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 27,493 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132847 · ownership.xml · derivative · entry 3

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 14,063 $17.10 $240,477.30
Disclosure

SEC source: 0000950170-24-132847 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,631

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on December 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 27,493 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-132847 · ownership.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionRestricted Stock Units · Derivative 12,463 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132846 · ownership.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Tax withholdingCommon Stock 5,531 $17.10 $94,580.10
Disclosure

SEC source: 0000950170-24-132846 · ownership.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,249

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on December 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionCommon Stock 12,463 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-132846 · ownership.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 27,493 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132840 · ownership.xml · derivative · entry 3

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC Tax withholdingCommon Stock 12,331 $17.10 $210,860.10
Disclosure

SEC source: 0000950170-24-132840 · ownership.xml · nonDerivative · entry 2

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,446

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on December 1, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 22:00 UTC Exercise / conversionCommon Stock 27,493 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-132840 · ownership.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,722 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-129315 · ownership.xml · derivative · entry 4

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F6 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
SaleCommon Stock 18,398 $15.56 $286,272.88
Disclosure

SEC source: 0000950170-24-129315 · ownership.xml · nonDerivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,644

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $15.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 3,432 $15.80 $54,225.60
Disclosure

SEC source: 0000950170-24-129315 · ownership.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,042

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2024.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.