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BrightView Holdings, Inc.

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Tapewire entity
4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2025 Filed Nov 19, 2025 21:30 UTC GrantCommon Stock 40,106 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 9

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,273

F5 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:30 UTC Tax withholdingCommon Stock 29,980 $11.89 $356,462.20
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 8

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,167

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:30 UTC Tax withholdingCommon Stock 4,497 $11.89 $53,469.33
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 7

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,147

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:30 UTC Tax withholdingCommon Stock 1,678 $11.89 $19,951.42
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 6

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,644

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:30 UTC Exercise / conversionCommon Stock 66,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 5

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:30 UTC Exercise / conversionCommon Stock 10,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 4

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:30 UTC Exercise / conversionCommon Stock 3,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 3

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 12,951 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288173 · ownership.xml · derivative · entry 9

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,903

Underlying: Common Stock · 12,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 6,612 $11.82 $78,153.84
Disclosure

SEC source: 0001193125-25-288173 · ownership.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,412

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 16:30 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 12,951 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288173 · ownership.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 16:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 69,444 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288163 · ownership.xml · derivative · entry 3

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,889

Underlying: Common Stock · 69,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F5 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 16:30 UTC
Asplund Dale APresident and CEO
Tax withholdingCommon Stock 27,327 $11.82 $323,005.14
Disclosure

SEC source: 0001193125-25-288163 · ownership.xml · nonDerivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,112

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 16:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionCommon Stock 69,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288163 · ownership.xml · nonDerivative · entry 1

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,062,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,188 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288166 · ownership.xml · derivative · entry 9

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Tax withholdingCommon Stock 627 $11.82 $7,411.14
Disclosure

SEC source: 0001193125-25-288166 · ownership.xml · nonDerivative · entry 2

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,616

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 17, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionCommon Stock 2,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288166 · ownership.xml · nonDerivative · entry 1

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 8,881 $11.82 $104,973.42
Disclosure

SEC source: 0001193125-25-288159 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,002

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 17,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288159 · ownership.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionRestricted Stock Units · Derivative 8,854 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288156 · ownership.xml · derivative · entry 9

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,708

Underlying: Common Stock · 8,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Tax withholdingCommon Stock 2,616 $11.82 $30,921.12
Disclosure

SEC source: 0001193125-25-288156 · ownership.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,241

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionCommon Stock 8,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288156 · ownership.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,417 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · derivative · entry 11

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,833

Underlying: Common Stock · 10,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC Tax withholdingCommon Stock 4,673 $11.82 $55,234.86
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 2

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,712

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 17, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:30 UTC Exercise / conversionCommon Stock 10,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-288152 · ownership.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 17:00 UTC
Asplund Dale APresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 229,455 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-228579 · ownership.xml · derivative · entry 3

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,910

Underlying: Common Stock · 229,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 17:00 UTC
Asplund Dale APresident and CEO
Tax withholdingCommon Stock 90,291 $13.70 $1,236,986.70
Disclosure

SEC source: 0001193125-25-228579 · ownership.xml · nonDerivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990,765

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on October 1, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 17:00 UTC
Asplund Dale APresident and CEO
Exercise / conversionCommon Stock 229,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-228579 · ownership.xml · nonDerivative · entry 1

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,081,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:00 UTC
SWAN MARA EDirector
GrantCommon Stock 1,958 $13.40 $26,237.20
Disclosure

SEC source: 0001193125-25-226920 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,933

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:00 UTC GrantCommon Stock 2,052 $13.40 $27,496.80
Disclosure

SEC source: 0001193125-25-226924 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,647

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:00 UTC GrantCommon Stock 1,930 $13.40 $25,862.00
Disclosure

SEC source: 0001193125-25-226922 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,258

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:00 UTC GrantCommon Stock 1,725 $13.40 $23,115.00
Disclosure

SEC source: 0001193125-25-226921 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,706

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 44,303 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-226925 · ownership.xml · derivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on September 29, 2025.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on September 29, 2025.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 15,974 $13.22 $211,176.28
Disclosure

SEC source: 0001193125-25-226925 · ownership.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,073

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on September 29, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 44,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-226925 · ownership.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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September 29, 2025 Filed Oct 1, 2025 21:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionRestricted Stock Units · Derivative 31,645 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-226923 · ownership.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on September 29, 2025.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on September 29, 2025.

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September 29, 2025 Filed Oct 1, 2025 21:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Tax withholdingCommon Stock 9,348 $13.22 $123,580.56
Disclosure

SEC source: 0001193125-25-226923 · ownership.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,546

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on September 29, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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September 29, 2025 Filed Oct 1, 2025 21:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
Exercise / conversionCommon Stock 31,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-226923 · ownership.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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September 29, 2025 Filed Oct 1, 2025 21:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 88,607 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-226919 · ownership.xml · derivative · entry 3

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest on September 29, 2025.

F5 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest on September 29, 2025.

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September 29, 2025 Filed Oct 1, 2025 21:00 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 44,252 $13.22 $585,011.44
Disclosure

SEC source: 0001193125-25-226919 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,567

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on September 29, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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September 29, 2025 Filed Oct 1, 2025 21:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionCommon Stock 88,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-226919 · ownership.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 63,291 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-226926 · ownership.xml · derivative · entry 3

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on September 29, 2025.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on September 29, 2025.

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September 29, 2025 Filed Oct 1, 2025 21:00 UTC Tax withholdingCommon Stock 28,386 $13.22 $375,262.92
Disclosure

SEC source: 0001193125-25-226926 · ownership.xml · nonDerivative · entry 2

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,351

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on September 29, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 21:00 UTC Exercise / conversionCommon Stock 63,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-226926 · ownership.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
August 26, 2025 Filed Aug 27, 2025 21:00 UTC
Urban Brett NicholasChief Financial Officer
SaleCommon Stock 62,619 $14.54 $910,480.26
Disclosure

SEC source: 0000950170-25-111732 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,212

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 25, 2025 Filed Aug 27, 2025 21:00 UTC
Urban Brett NicholasChief Financial Officer
SaleCommon Stock 14,800 $14.66 $216,968.00
Disclosure

SEC source: 0000950170-25-111732 · ownership.xml · nonDerivative · entry 1

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,831

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.67 to $14.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 25, 2025 Filed Aug 27, 2025 21:00 UTC SaleCommon Stock 70,000 $14.78 $1,034,600.00
Disclosure

SEC source: 0000950170-25-111731 · ownership.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,446

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.655 to $14.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 30, 2025 Filed Jul 1, 2025 20:30 UTC
SWAN MARA EDirector
GrantCommon Stock 1,576 $16.65 $26,240.40
Disclosure

SEC source: 0000950170-25-092265 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,975

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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June 30, 2025 Filed Jul 1, 2025 20:30 UTC GrantCommon Stock 1,651 $16.65 $27,489.15
Disclosure

SEC source: 0000950170-25-092263 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,595

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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June 30, 2025 Filed Jul 1, 2025 20:30 UTC GrantCommon Stock 1,554 $16.65 $25,874.10
Disclosure

SEC source: 0000950170-25-092264 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,328

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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June 30, 2025 Filed Jul 1, 2025 20:30 UTC GrantCommon Stock 1,388 $16.65 $23,110.20
Disclosure

SEC source: 0000950170-25-092257 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,981

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.