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BrightView Holdings, Inc.

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Tapewire entity
4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 00:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 229,455 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-412427 · ownership.xml · derivative · entry 5

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,455

Underlying: Common Stock · 229,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on October 1, 2024.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:30 UTC
Asplund Dale APresident and CEO
Tax withholdingCommon Stock 85,911 $10.16 $872,855.76
Disclosure

SEC source: 0001193125-26-412427 · ownership.xml · nonDerivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,154

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on October 1, 2026.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 00:30 UTC
Asplund Dale APresident and CEO
Exercise / conversionCommon Stock 229,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-412427 · ownership.xml · nonDerivative · entry 1

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:30 UTC GrantCommon Stock 2,287 $10.00 $22,870.00
Disclosure

SEC source: 0001193125-26-410733 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,287

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:30 UTC GrantCommon Stock 2,587 $10.00 $25,870.00
Disclosure

SEC source: 0001193125-26-410732 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,801

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:30 UTC GrantCommon Stock 2,625 $10.00 $26,250.00
Disclosure

SEC source: 0001193125-26-410730 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,520

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:30 UTC
SWAN MARA EDirector
GrantCommon Stock 2,625 $10.00 $26,250.00
Disclosure

SEC source: 0001193125-26-410731 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,601

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
August 06, 2026 Filed Aug 6, 2026 20:30 UTC PurchaseCommon Stock 10,000 $11.24 $112,400.00
Disclosure

SEC source: 0001697415-26-000002 · ownership.xml · nonDerivative · entry 2

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee for living trust

Disclosed balance after: 15,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.955 to $11.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2026 Filed Aug 6, 2026 20:30 UTC PurchaseCommon Stock 40,000 $11.25 $450,000.00
Disclosure

SEC source: 0001697415-26-000002 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee of trusts for children

Disclosed balance after: 70,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.955 to $11.253, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held through two separate trusts. Each trust benefits a child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:30 UTC
SWAN MARA EDirector
GrantCommon Stock 1,852 $14.17 $26,242.84
Disclosure

SEC source: 0001193125-26-292655 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,976

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:30 UTC GrantCommon Stock 1,852 $14.17 $26,242.84
Disclosure

SEC source: 0001193125-26-292645 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,895

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:30 UTC GrantCommon Stock 1,826 $14.17 $25,874.42
Disclosure

SEC source: 0001193125-26-292637 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,214

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:30 UTC GrantCommon Stock 1,614 $14.17 $22,870.38
Disclosure

SEC source: 0001193125-26-292650 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,000

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 21:00 UTC
Dozier Michael JoeEVP, Chief Commercial officer
GrantRestricted Stock Units · Derivative 42,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-143959 · ownership.xml · derivative · entry 2

Dozier Michael Joe · CIK 0001791941 · EVP, Chief Commercial officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,700

Underlying: Common Stock · 42,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that will vest on April 2, 2028.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that will vest on April 2, 2028.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:00 UTC
SWAN MARA EDirector
GrantCommon Stock 2,226 $11.79 $26,244.54
Disclosure

SEC source: 0001193125-26-138158 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,124

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:00 UTC GrantCommon Stock 2,332 $11.79 $27,494.28
Disclosure

SEC source: 0001193125-26-138155 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,043

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:00 UTC GrantCommon Stock 2,194 $11.79 $25,867.26
Disclosure

SEC source: 0001193125-26-138160 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,388

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:00 UTC GrantCommon Stock 1,961 $11.79 $23,120.19
Disclosure

SEC source: 0001193125-26-138156 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,386

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC
SWAN MARA EDirector
GrantRestricted Stock Units · Derivative 11,833 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091629 · ownership.xml · derivative · entry 3

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 11,833 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC GrantRestricted Stock Units · Derivative 11,833 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091630 · ownership.xml · derivative · entry 3

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 11,833 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC GrantRestricted Stock Units · Derivative 11,833 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091632 · ownership.xml · derivative · entry 3

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 11,833 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC GrantRestricted Stock Units · Derivative 11,833 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091627 · ownership.xml · derivative · entry 3

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 11,833 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 04, 2026 Filed Mar 4, 2026 21:30 UTC GrantRestricted Stock Units · Derivative 11,833 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091639 · ownership.xml · derivative · entry 6

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 11,833 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of the business day immediately preceding the Issuer's next annual meeting of stockholders or a change of control of the Issuer.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC
SWAN MARA EDirector
Exercise / conversionRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091629 · ownership.xml · derivative · entry 2

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

F3 · derivative.expiration_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC
SWAN MARA EDirector
Exercise / conversionCommon Stock 10,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-091629 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091630 · ownership.xml · derivative · entry 2

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

F3 · derivative.expiration_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionCommon Stock 10,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-091630 · ownership.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091632 · ownership.xml · derivative · entry 2

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

F3 · derivative.expiration_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionCommon Stock 10,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-091632 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091627 · ownership.xml · derivative · entry 2

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

F3 · derivative.expiration_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionCommon Stock 10,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-091627 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-091639 · ownership.xml · derivative · entry 5

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

F4 · derivative.expiration_date: On March 5, 2025, the Reporting Person was issued 10,894 time-based restricted stock units as director compensation that vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC Exercise / conversionCommon Stock 10,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-091639 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,863 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-085500 · ownership.xml · derivative · entry 3

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,589

Underlying: Common Stock · 1,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vests in four equal annual installments beginning on February 28, 2026.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vests in four equal annual installments beginning on February 28, 2026.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Tax withholdingCommon Stock 632 $13.79 $8,715.28
Disclosure

SEC source: 0001193125-26-085500 · ownership.xml · nonDerivative · entry 2

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,222

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on February 28, 2026.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 21:30 UTC
Jackson Brian EdwardChief Accounting Officer
Exercise / conversionCommon Stock 1,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-085500 · ownership.xml · nonDerivative · entry 1

Jackson Brian Edward · CIK 0001985333 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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February 06, 2026 Filed Feb 9, 2026 21:30 UTC PurchaseCommon Stock 5,000 $13.46 $67,300.00
Disclosure

SEC source: 0001193125-26-042881 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee for living trust

Disclosed balance after: 5,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.42 to $13.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 31, 2025 Filed Jan 5, 2026 22:00 UTC
SWAN MARA EDirector
GrantCommon Stock 2,071 $12.67 $26,239.57
Disclosure

SEC source: 0001193125-26-002670 · ownership.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,004

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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December 31, 2025 Filed Jan 5, 2026 22:00 UTC GrantCommon Stock 2,170 $12.67 $27,493.90
Disclosure

SEC source: 0001193125-26-002669 · ownership.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,817

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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December 31, 2025 Filed Jan 5, 2026 22:00 UTC GrantCommon Stock 2,042 $12.67 $25,872.14
Disclosure

SEC source: 0001193125-26-002671 · ownership.xml · nonDerivative · entry 1

Lopez Francisco Jr. · CIK 0001676165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,300

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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December 31, 2025 Filed Jan 5, 2026 22:00 UTC GrantCommon Stock 1,825 $12.67 $23,122.75
Disclosure

SEC source: 0001193125-26-002672 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,531

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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December 02, 2025 Filed Dec 3, 2025 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,381 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-306897 · ownership.xml · derivative · entry 5

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 5,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

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December 02, 2025 Filed Dec 3, 2025 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 2,748 $12.78 $35,119.44
Disclosure

SEC source: 0001193125-25-306897 · ownership.xml · nonDerivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,591

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on December 2, 2025.

F3 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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December 02, 2025 Filed Dec 3, 2025 17:00 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 5,381 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-306897 · ownership.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F3 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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December 02, 2025 Filed Dec 3, 2025 17:00 UTC
Asplund Dale APresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 28,851 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-306909 · ownership.xml · derivative · entry 4

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,556

Underlying: Common Stock · 28,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

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December 02, 2025 Filed Dec 3, 2025 17:00 UTC
Asplund Dale APresident and CEO
Tax withholdingCommon Stock 11,353 $12.78 $145,091.34
Disclosure

SEC source: 0001193125-25-306909 · ownership.xml · nonDerivative · entry 2

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,610

F3 · kind: Represents the number of shares of common stock withheld to pay the realted tax liability on restricted stock units that vested on December 2, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not inlcude unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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December 02, 2025 Filed Dec 3, 2025 17:00 UTC
Asplund Dale APresident and CEO
Exercise / conversionCommon Stock 28,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-306909 · ownership.xml · nonDerivative · entry 1

Asplund Dale A · CIK 0001518625 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,063,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not inlcude unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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December 02, 2025 Filed Dec 3, 2025 22:00 UTC PurchaseCommon Stock 10,000 $12.84 $128,400.00
Disclosure

SEC source: 0001193125-25-306907 · ownership.xml · nonDerivative · entry 1

Cornog William L · CIK 0001697415 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee of trusts for children

Disclosed balance after: 30,000

F1 · ownership.nature: These shares are held through two separate trusts. Each trust benefits a child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein,

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December 02, 2025 Filed Dec 3, 2025 22:00 UTC
Urban Brett NicholasChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,934 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-306910 · ownership.xml · derivative · entry 4

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,803

Underlying: Common Stock · 7,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on December 2, 2025.

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December 02, 2025 Filed Dec 3, 2025 22:00 UTC
Urban Brett NicholasChief Financial Officer
Tax withholdingCommon Stock 4,059 $12.78 $51,874.02
Disclosure

SEC source: 0001193125-25-306910 · ownership.xml · nonDerivative · entry 2

Urban Brett Nicholas · CIK 0001946135 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,362

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on December 2, 2025.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.