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BlackRock Utilities, Infrastructure & Power Opportunities Trust

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8995
SEC CIK
0001528988
Parsed reports
49

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2021 Filed Feb 3, 2021 01:01 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 374.5566 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004354 · doc4.xml · derivative · entry 4

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749.1133

Underlying: Common Stock · 374.5566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 01:01 UTC
Bishop AlastairPortfolio Manager
GrantPhantom Shares · Derivative 1,636.3636 $25.85 $42,300.00
Disclosure

SEC source: 0000899243-21-004354 · doc4.xml · derivative · entry 3

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636.3636

Underlying: Common Stock · 1,636.3636 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 01:01 UTC
Bishop AlastairPortfolio Manager
Disposition to issuerCommon Stock 1,559.4725 $25.85 $40,312.36
Disclosure

SEC source: 0000899243-21-004354 · doc4.xml · nonDerivative · entry 2

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 01:01 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionCommon Stock 1,559.4725 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004354 · doc4.xml · nonDerivative · entry 1

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559.4725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
McClements KylePortfolio Manager
Exercise / conversionPhantom Shares · Derivative 598.6536 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003103 · doc4.xml · derivative · entry 5

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598.6536

Underlying: Common Stock · 598.6536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
McClements KylePortfolio Manager
Exercise / conversionPhantom Shares · Derivative 500.435 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003103 · doc4.xml · derivative · entry 4

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000.8701

Underlying: Common Stock · 500.435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
McClements KylePortfolio Manager
GrantPhantom Shares · Derivative 707.8947 $22.80 $16,140.00
Disclosure

SEC source: 0000899243-20-003103 · doc4.xml · derivative · entry 3

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707.8947

Underlying: Common Stock · 707.8947 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
McClements KylePortfolio Manager
Disposition to issuerCommon Stock 1,099.0886 $22.80 $25,059.22
Disclosure

SEC source: 0000899243-20-003103 · doc4.xml · nonDerivative · entry 2

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,698.76

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
McClements KylePortfolio Manager
Exercise / conversionCommon Stock 1,099.0886 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003103 · doc4.xml · nonDerivative · entry 1

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797.8486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:43 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 237.0005 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003023 · doc4.xml · derivative · entry 6

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 237.0005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:43 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 152.6943 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003023 · doc4.xml · derivative · entry 5

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152.6943

Underlying: Common Stock · 152.6943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:43 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 135.8571 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003023 · doc4.xml · derivative · entry 4

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271.7143

Underlying: Common Stock · 135.8571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:43 UTC
Accettella ChristopherPortfolio Manager
GrantPhantom Shares · Derivative 312.5 $22.80 $7,125.00
Disclosure

SEC source: 0000899243-20-003023 · doc4.xml · derivative · entry 3

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312.5

Underlying: Common Stock · 312.5 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:43 UTC
Accettella ChristopherPortfolio Manager
Disposition to issuerCommon Stock 525.5519 $22.80 $11,982.58
Disclosure

SEC source: 0000899243-20-003023 · doc4.xml · nonDerivative · entry 2

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:43 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionCommon Stock 525.5519 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003023 · doc4.xml · nonDerivative · entry 1

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525.5519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:11 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 583.1745 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003094 · doc4.xml · derivative · entry 5

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583.1745

Underlying: Common Stock · 583.1745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:11 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 524.2653 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003094 · doc4.xml · derivative · entry 4

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048.5305

Underlying: Common Stock · 524.2653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:11 UTC
Bishop AlastairPortfolio Manager
GrantPhantom Shares · Derivative 1,063.2421 $22.80 $24,241.92
Disclosure

SEC source: 0000899243-20-003094 · doc4.xml · derivative · entry 3

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063.2421

Underlying: Common Stock · 1,063.2421 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:11 UTC
Bishop AlastairPortfolio Manager
Disposition to issuerCommon Stock 1,107.4398 $22.80 $25,249.63
Disclosure

SEC source: 0000899243-20-003094 · doc4.xml · nonDerivative · entry 2

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:11 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionCommon Stock 1,107.4398 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003094 · doc4.xml · nonDerivative · entry 1

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107.4398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:38 UTC
McClements KylePortfolio Manager
Exercise / conversionPhantom Shares · Derivative 560.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007129 · doc4.xml · derivative · entry 4

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121.86

Underlying: Common Stock · 560.93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:38 UTC
McClements KylePortfolio Manager
GrantPhantom Shares · Derivative 1,406.7 $20.53 $28,879.55
Disclosure

SEC source: 0001209191-19-007129 · doc4.xml · derivative · entry 3

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406.7

Underlying: Common Stock · 1,406.7 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:38 UTC
McClements KylePortfolio Manager
Disposition to issuerCommon Stock 560.93 $20.53 $11,515.89
Disclosure

SEC source: 0001209191-19-007129 · doc4.xml · nonDerivative · entry 2

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602.38

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:38 UTC
McClements KylePortfolio Manager
Exercise / conversionCommon Stock 560.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007129 · doc4.xml · nonDerivative · entry 1

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:23 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 222.07 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006973 · doc4.xml · derivative · entry 5

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222.07

Underlying: Common Stock · 222.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:23 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 143.07 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006973 · doc4.xml · derivative · entry 4

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286.15

Underlying: Common Stock · 143.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:23 UTC
Accettella ChristopherPortfolio Manager
GrantPhantom Shares · Derivative 381.89 $20.53 $7,840.20
Disclosure

SEC source: 0001209191-19-006973 · doc4.xml · derivative · entry 3

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381.89

Underlying: Common Stock · 381.89 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:23 UTC
Accettella ChristopherPortfolio Manager
Disposition to issuerCommon Stock 365.14 $20.53 $7,496.32
Disclosure

SEC source: 0001209191-19-006973 · doc4.xml · nonDerivative · entry 2

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:23 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionCommon Stock 365.14 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006973 · doc4.xml · nonDerivative · entry 1

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:26 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 546.43 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006984 · doc4.xml · derivative · entry 4

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092.85

Underlying: Common Stock · 546.43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:26 UTC
Bishop AlastairPortfolio Manager
GrantPhantom Shares · Derivative 1,473.69 $20.53 $30,254.86
Disclosure

SEC source: 0001209191-19-006984 · doc4.xml · derivative · entry 3

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473.69

Underlying: Common Stock · 1,473.69 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:26 UTC
Bishop AlastairPortfolio Manager
Disposition to issuerCommon Stock 546.43 $20.53 $11,218.21
Disclosure

SEC source: 0001209191-19-006984 · doc4.xml · nonDerivative · entry 2

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:26 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionCommon Stock 546.43 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006984 · doc4.xml · nonDerivative · entry 1

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 10:24 UTC
GABBAY HENRYDirector
PurchaseCommon Stock 90 $19.91 $1,791.90
Disclosure

SEC source: 0001209191-19-004036 · doc4.xml · nonDerivative · entry 1

GABBAY HENRY · CIK 0001059243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
January 15, 2019 Filed Jan 16, 2019 11:20 UTC
GABBAY HENRYDirector
PurchaseCommon Stock 10 $20.01 $200.10
Disclosure

SEC source: 0001209191-19-003862 · doc4.xml · nonDerivative · entry 1

GABBAY HENRY · CIK 0001059243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:29 UTC
McClements KylePortfolio Manager
GrantPhantom Shares · Derivative 1,565.24 $21.20 $33,183.09
Disclosure

SEC source: 0001209191-18-006882 · doc4.xml · derivative · entry 1

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565.24

Underlying: Common Stock · 1,565.24 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:49 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 206.55 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006940 · doc4.xml · derivative · entry 4

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413.03

Underlying: Common Stock · 206.55 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:49 UTC
Accettella ChristopherPortfolio Manager
GrantPhantom Shares · Derivative 399.59 $21.20 $8,471.31
Disclosure

SEC source: 0001209191-18-006940 · doc4.xml · derivative · entry 3

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399.59

Underlying: Common Stock · 399.59 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:49 UTC
Accettella ChristopherPortfolio Manager
Disposition to issuerCommon Stock 206.55 $21.20 $4,378.86
Disclosure

SEC source: 0001209191-18-006940 · doc4.xml · nonDerivative · entry 2

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 16:49 UTC
Accettella ChristopherPortfolio Manager
Exercise / conversionCommon Stock 206.55 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006940 · doc4.xml · nonDerivative · entry 1

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206.55

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:11 UTC
Bishop AlastairPortfolio Manager
GrantPhantom Shares · Derivative 1,524.76 $21.20 $32,324.91
Disclosure

SEC source: 0001209191-18-006817 · doc4.xml · derivative · entry 1

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524.76

Underlying: Common Stock · 1,524.76 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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January 31, 2017 Filed Feb 2, 2017 18:51 UTC
Shearer BobPortfolio Manager
GrantPhantom Shares · Derivative 5,248.83 $19.29 $101,249.93
Disclosure

SEC source: 0001209191-17-006995 · doc4.xml · derivative · entry 1

Shearer Bob · CIK 0001374803 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248.83

Underlying: Common Stock · 5,248.83 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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January 31, 2017 Filed Feb 2, 2017 13:36 UTC
Accettella ChristopherPortfolio Manager
GrantPhantom Shares · Derivative 256.76 $19.29 $4,952.90
Disclosure

SEC source: 0001209191-17-006956 · doc4.xml · derivative · entry 1

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256.76

Underlying: Common Stock · 256.76 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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January 31, 2017 Filed Feb 2, 2017 18:40 UTC
DeSpirito Antonio IIIPortfolio Manager
GrantPhantom Shares · Derivative 8,488.85 $19.29 $163,749.92
Disclosure

SEC source: 0001209191-17-006965 · doc4.xml · derivative · entry 1

DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488.85

Underlying: Common Stock · 8,488.85 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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January 31, 2017 Filed Feb 16, 2017 18:19 UTC Amendment
Accettella ChristopherPortfolio Manager
GrantPhantom Shares · Derivative 577.71 $19.29 $11,144.03
Disclosure

SEC source: 0001209191-17-011668 · doc4a.xml · derivative · entry 1

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577.71

Underlying: Common Stock · 577.71 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.