Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 4, 2023 22:45 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 1,074.35 | $10.29 | $11,055.06 |
DisclosureSEC source: 0000899243-23-010486 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,533.31 Underlying: Common Stock · 1,074.35 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:54 UTC |
Cucunato JeffreyPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 1,854.4835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003653 · doc4.xml · derivative · entry 4 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,708.967 Underlying: Common Stock · 1,854.4835 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:54 UTC |
Cucunato JeffreyPortfolio Manager
|
GrantPhantom Shares · Derivative | 7,463.8483 | $11.32 | $84,490.76 |
DisclosureSEC source: 0000899243-23-003653 · doc4.xml · derivative · entry 3 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,463.8483 Underlying: Common Stock · 7,463.8483 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:54 UTC |
Cucunato JeffreyPortfolio Manager
|
Disposition to issuerCommon Stock | 1,854.4835 | $11.32 | $20,992.75 |
DisclosureSEC source: 0000899243-23-003653 · doc4.xml · nonDerivative · entry 2 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:54 UTC |
Cucunato JeffreyPortfolio Manager
|
Exercise / conversionCommon Stock | 1,854.4835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003653 · doc4.xml · nonDerivative · entry 1 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,854.4835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:41 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 5,281.0213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003475 · doc4.xml · derivative · entry 5 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,281.0213 Underlying: Common Stock · 5,281.0213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:41 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 5,353.3105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003475 · doc4.xml · derivative · entry 4 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,706.6209 Underlying: Common Stock · 5,353.3105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:41 UTC |
Garfin MitchellPortfolio Manager
|
GrantPhantom Shares · Derivative | 5,295.053 | $11.32 | $59,940.00 |
DisclosureSEC source: 0000899243-23-003475 · doc4.xml · derivative · entry 3 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,295.053 Underlying: Common Stock · 5,295.053 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:41 UTC |
Garfin MitchellPortfolio Manager
|
Disposition to issuerCommon Stock | 10,634.3318 | $11.32 | $120,380.64 |
DisclosureSEC source: 0000899243-23-003475 · doc4.xml · nonDerivative · entry 2 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:41 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionCommon Stock | 10,634.3318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003475 · doc4.xml · nonDerivative · entry 1 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,634.3318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 23:17 UTC |
Hung CharleyPortfolio Manager
|
GrantPhantom Shares · Derivative | 1,685.1811 | $11.32 | $19,076.25 |
DisclosureSEC source: 0000899243-23-003579 · doc4.xml · derivative · entry 1 Hung Charley · CIK 0001887558 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.1811 Underlying: Common Stock · 1,685.1811 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:48 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 180.37 | $10.25 | $1,848.79 |
DisclosureSEC source: 0000899243-23-000936 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,223.46 Underlying: Common Stock · 180.37 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:44 UTC |
Harris Stayce D.Director
|
GrantPerformance Rights · Derivative | 817.6 | $10.25 | $8,380.40 |
DisclosureSEC source: 0000899243-23-000921 · doc4.xml · derivative · entry 1 Harris Stayce D. · CIK 0001860749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,460.43 Underlying: Common Stock · 817.6 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:47 UTC |
Flores LorenzoDirector
|
GrantPerformance Rights · Derivative | 827.95 | $10.25 | $8,486.49 |
DisclosureSEC source: 0000899243-23-000931 · doc4.xml · derivative · entry 1 Flores Lorenzo · CIK 0001674210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490.37 Underlying: Common Stock · 827.95 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 15:40 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 282.2 | $10.25 | $2,892.55 |
DisclosureSEC source: 0000899243-23-000911 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,752.53 Underlying: Common Stock · 282.2 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:48 UTC |
Holloman James PhillipDirector
|
GrantPerformance Rights · Derivative | 879.7 | $10.25 | $9,016.93 |
DisclosureSEC source: 0000899243-23-000933 · doc4.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,705.57 Underlying: Common Stock · 879.7 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:48 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 1,076.34 | $10.25 | $11,032.49 |
DisclosureSEC source: 0000899243-23-000935 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,759.02 Underlying: Common Stock · 1,076.34 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 17:30 UTC |
FABOZZI FRANKDirector
|
GrantPerformance Rights · Derivative | 327.55 | $9.54 | $3,124.83 |
DisclosureSEC source: 0000899243-22-032732 · doc4.xml · derivative · entry 1 FABOZZI FRANK · CIK 0001075524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,044.19 Underlying: Common Stock · 327.55 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:23 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 386.86 | $9.54 | $3,690.64 |
DisclosureSEC source: 0000899243-22-032714 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,353.18 Underlying: Common Stock · 386.86 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:36 UTC |
Harris Stayce D.Director
|
GrantPerformance Rights · Derivative | 876.74 | $9.54 | $8,364.10 |
DisclosureSEC source: 0000899243-22-032746 · doc4.xml · derivative · entry 1 Harris Stayce D. · CIK 0001860749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,523.4 Underlying: Common Stock · 876.74 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:46 UTC |
Flores LorenzoDirector
|
GrantPerformance Rights · Derivative | 887.84 | $9.54 | $8,469.99 |
DisclosureSEC source: 0000899243-22-032769 · doc4.xml · derivative · entry 1 Flores Lorenzo · CIK 0001674210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,542.34 Underlying: Common Stock · 887.84 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 17:38 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 349.19 | $9.54 | $3,331.27 |
DisclosureSEC source: 0000899243-22-032752 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,290.99 Underlying: Common Stock · 349.19 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:34 UTC |
Holloman James PhillipDirector
|
GrantPerformance Rights · Derivative | 943.33 | $9.54 | $8,999.37 |
DisclosureSEC source: 0000899243-22-032741 · doc4.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700.44 Underlying: Common Stock · 943.33 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:29 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 1,154.19 | $9.54 | $11,010.97 |
DisclosureSEC source: 0000899243-22-032727 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,217.73 Underlying: Common Stock · 1,154.19 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 16:55 UTC |
FABOZZI FRANKDirector
|
GrantPerformance Rights · Derivative | 285.2 | $10.94 | $3,120.09 |
DisclosureSEC source: 0000899243-22-025401 · doc4.xml · derivative · entry 1 FABOZZI FRANK · CIK 0001075524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500.49 Underlying: Common Stock · 285.2 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:06 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 336.85 | $10.94 | $3,685.14 |
DisclosureSEC source: 0000899243-22-025424 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,673.07 Underlying: Common Stock · 336.85 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:05 UTC |
Harris Stayce D.Director
|
GrantPerformance Rights · Derivative | 763.3 | $10.94 | $8,350.50 |
DisclosureSEC source: 0000899243-22-025421 · doc4.xml · derivative · entry 1 Harris Stayce D. · CIK 0001860749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,607.79 Underlying: Common Stock · 763.3 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:07 UTC |
Flores LorenzoDirector
|
GrantPerformance Rights · Derivative | 772.97 | $10.94 | $8,456.29 |
DisclosureSEC source: 0000899243-22-025425 · doc4.xml · derivative · entry 1 Flores Lorenzo · CIK 0001674210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,615.51 Underlying: Common Stock · 772.97 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 17:03 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 310.89 | $10.94 | $3,401.14 |
DisclosureSEC source: 0000899243-22-025413 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,869.22 Underlying: Common Stock · 310.89 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:01 UTC |
Holloman James PhillipDirector
|
GrantPerformance Rights · Derivative | 844.1 | $10.94 | $9,234.45 |
DisclosureSEC source: 0000899243-22-025411 · doc4.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,716.61 Underlying: Common Stock · 844.1 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:05 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 1,004.86 | $10.94 | $10,993.17 |
DisclosureSEC source: 0000899243-22-025422 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,445.73 Underlying: Common Stock · 1,004.86 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:18 UTC |
FABOZZI FRANKDirector
|
GrantPerformance Rights · Derivative | 244.01 | $12.65 | $3,086.73 |
DisclosureSEC source: 0000899243-22-013761 · doc4.xml · derivative · entry 1 FABOZZI FRANK · CIK 0001075524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,903.36 Underlying: Common Stock · 244.01 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:09 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 330.33 | $12.65 | $4,178.67 |
DisclosureSEC source: 0000899243-22-013725 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,911.92 Underlying: Common Stock · 330.33 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:59 UTC |
Harris Stayce D.Director
|
GrantPerformance Rights · Derivative | 652.77 | $12.65 | $8,257.54 |
DisclosureSEC source: 0000899243-22-013687 · doc4.xml · derivative · entry 1 Harris Stayce D. · CIK 0001860749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804.01 Underlying: Common Stock · 652.77 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:13 UTC |
Flores LorenzoDirector
|
GrantPerformance Rights · Derivative | 661.03 | $12.65 | $8,362.03 |
DisclosureSEC source: 0000899243-22-013738 · doc4.xml · derivative · entry 1 Flores Lorenzo · CIK 0001674210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802.11 Underlying: Common Stock · 661.03 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:08 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 247.73 | $12.65 | $3,133.78 |
DisclosureSEC source: 0000899243-22-013723 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,458.3 Underlying: Common Stock · 247.73 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:17 UTC |
Holloman James PhillipDirector
|
GrantPerformance Rights · Derivative | 661.03 | $12.65 | $8,362.03 |
DisclosureSEC source: 0000899243-22-013759 · doc4.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,831.42 Underlying: Common Stock · 661.03 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:10 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 900.65 | $12.65 | $11,393.22 |
DisclosureSEC source: 0000899243-22-013731 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,553.46 Underlying: Common Stock · 900.65 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:49 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 3,225.1182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004344 · doc4.xml · derivative · entry 5 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,225.1182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:49 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 4,820.8763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004344 · doc4.xml · derivative · entry 4 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,641.7526 Underlying: Common Stock · 4,820.8763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:49 UTC |
Garfin MitchellPortfolio Manager
|
GrantPhantom Shares · Derivative | 14,660.6003 | $13.66 | $200,263.80 |
DisclosureSEC source: 0000899243-22-004344 · doc4.xml · derivative · entry 3 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,660.6003 Underlying: Common Stock · 14,660.6003 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:49 UTC |
Garfin MitchellPortfolio Manager
|
Disposition to issuerCommon Stock | 8,045.9945 | $13.66 | $109,908.28 |
DisclosureSEC source: 0000899243-22-004344 · doc4.xml · nonDerivative · entry 2 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:49 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionCommon Stock | 8,045.9945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004344 · doc4.xml · nonDerivative · entry 1 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,045.9945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 11:54 UTC |
Cucunato JeffreyPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 5,419.7343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004490 · doc4.xml · derivative · entry 4 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,419.7343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 11:54 UTC |
Cucunato JeffreyPortfolio Manager
|
GrantPhantom Shares · Derivative | 5,078.6969 | $13.66 | $69,375.00 |
DisclosureSEC source: 0000899243-22-004490 · doc4.xml · derivative · entry 3 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,078.6969 Underlying: Common Stock · 5,078.6969 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 11:54 UTC |
Cucunato JeffreyPortfolio Manager
|
Disposition to issuerCommon Stock | 5,419.7343 | $13.66 | $74,033.57 |
DisclosureSEC source: 0000899243-22-004490 · doc4.xml · nonDerivative · entry 2 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,518 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 11:54 UTC |
Cucunato JeffreyPortfolio Manager
|
Exercise / conversionCommon Stock | 5,419.7343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004490 · doc4.xml · nonDerivative · entry 1 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,937.7343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 16:38 UTC |
BASSAS STEPHANPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 316.1719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004456 · doc4.xml · derivative · entry 4 BASSAS STEPHAN · CIK 0001522536 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632.3439 Underlying: Common Stock · 316.1719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 16:38 UTC |
BASSAS STEPHANPortfolio Manager
|
GrantPhantom Shares · Derivative | 1,079.795 | $13.66 | $14,750.00 |
DisclosureSEC source: 0000899243-22-004456 · doc4.xml · derivative · entry 3 BASSAS STEPHAN · CIK 0001522536 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079.795 Underlying: Common Stock · 1,079.795 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 16:38 UTC |
BASSAS STEPHANPortfolio Manager
|
Disposition to issuerCommon Stock | 316.1719 | $13.66 | $4,318.91 |
DisclosureSEC source: 0000899243-22-004456 · doc4.xml · nonDerivative · entry 2 BASSAS STEPHAN · CIK 0001522536 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,551 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.