BTCS

SEC source: 0001493152-22-005230 · ownership.xml · nonDerivative · entry 2

Paranjape Manish · CIK 0001912833 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,813

F2 · security: Represents long-term incentive restricted stock units. Each long-term incentive restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The long-term incentive restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $100,000,000. Once the market capitalization target has been met, 20% of the restricted stock units will vest on the one-year anniversary of the Transaction Date, and the remaining 80% of the restricted stock units will vest monthly over the four years following the one year anniversary of the Transaction Date.

F6 · security: The vesting and delivery of the shares of common stock underlying the reported securities are subject to the receipt of shareholder approval approving an increase in the authorized shares under the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-005230 · ownership.xml · nonDerivative · entry 1

Paranjape Manish · CIK 0001912833 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,767

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest as follows: (i) one-fifth on February 22, 2023 and (ii) the remaining in 48 equal (monthly) increments, with each vesting tranche being subject to continued employment on such applicable vesting date.

F6 · security: The vesting and delivery of the shares of common stock underlying the reported securities are subject to the receipt of shareholder approval approving an increase in the authorized shares under the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000363 · ownership.xml · nonDerivative · entry 4

Prevoznik Michael Edward JR · CIK 0001898290 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,224

F4 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $400,000,000. Once the market capitalization target has been met, 20% of the restricted stock units will vest on the one-year anniversary of the Grant Date, and the remaining 80% of the restricted stock units will vest monthly over the four years following the one year anniversary of the Grant Date.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000363 · ownership.xml · nonDerivative · entry 3

Prevoznik Michael Edward JR · CIK 0001898290 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,668

F3 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $200,000,000. Once the market capitalization target has been met, 20% of the restricted stock units will vest on the one-year anniversary of the Grant Date, and the remaining 80% of the restricted stock units will vest monthly over the four years following the one year anniversary of the Grant Date.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000363 · ownership.xml · nonDerivative · entry 2

Prevoznik Michael Edward JR · CIK 0001898290 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,112

F2 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $150,000,000. Once the market capitalization target has been met, 20% of the restricted stock units will vest on the one-year anniversary of the Grant Date, and the remaining 80% of the restricted stock units will vest monthly over the four years following the one year anniversary of the Grant Date.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000363 · ownership.xml · nonDerivative · entry 1

Prevoznik Michael Edward JR · CIK 0001898290 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,556

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $100,000,000. Once the market capitalization target has been met, 20% of the restricted stock units will vest on the one-year anniversary from January 2, 2022 (the "Grant Date"), and the remaining 80% of the restricted stock units will vest monthly over the four years following the one year anniversary of the Grant Date.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000369 · ownership.xml · nonDerivative · entry 1

Garrity David · CIK 0001720019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,638

F1 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest in four equal installments at the end of each calendar quarter.

SEC source: 0001493152-22-000379 · ownership.xml · nonDerivative · entry 5

Handerhan Michal · CIK 0001599522 · Director · COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,497

F4 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $400,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000379 · ownership.xml · nonDerivative · entry 4

Handerhan Michal · CIK 0001599522 · Director · COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,386

F3 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $200,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000379 · ownership.xml · nonDerivative · entry 3

Handerhan Michal · CIK 0001599522 · Director · COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386,275

F2 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $150,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000379 · ownership.xml · nonDerivative · entry 2

Handerhan Michal · CIK 0001599522 · Director · COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275,164

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $100,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000379 · ownership.xml · nonDerivative · entry 1

Handerhan Michal · CIK 0001599522 · Director · COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164,053

SEC source: 0001493152-22-000374 · ownership.xml · nonDerivative · entry 5

Allen Charles W · CIK 0001599502 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022,874

F4 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $400,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000374 · ownership.xml · nonDerivative · entry 4

Allen Charles W · CIK 0001599502 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849,263

F3 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $200,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000374 · ownership.xml · nonDerivative · entry 3

Allen Charles W · CIK 0001599502 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675,652

F2 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $150,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000374 · ownership.xml · nonDerivative · entry 2

Allen Charles W · CIK 0001599502 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,502,041

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the Issuer's market capitalization reaches and sustains a market capitalization for 30 consecutive days above $100,000,000.

F5 · security: The vesting of the reported securities are subject to shareholder approval approving an increase in the 2021 Equity Incentive Plan or the creation of a new plan as required under Nasdaq rules.

SEC source: 0001493152-22-000374 · ownership.xml · nonDerivative · entry 1

Allen Charles W · CIK 0001599502 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328,430

SEC source: 0001493152-22-000372 · ownership.xml · nonDerivative · entry 1

Lee Charles Benjamin · CIK 0001751744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,348

F1 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest in four equal installments at the end of each calendar quarter.

SEC source: 0001493152-22-000371 · ownership.xml · nonDerivative · entry 1

Van Cleef Carol R · CIK 0001856584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,444

F1 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest in four equal installments at the end of each calendar quarter.

SEC source: 0001493152-21-022685 · ownership.xml · derivative · entry 2

Garrity David · CIK 0001720019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F3 · price: Not applicable.

F1 · derivative.exercise_date: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F1 · derivative.expiration_date: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F2 · derivative.underlying_shares: Reflects a 1-for-10 reverse stock split which became effective in August 2021, prior to the filing date of this Form 4.

SEC source: 0001493152-21-022685 · ownership.xml · nonDerivative · entry 1

Garrity David · CIK 0001720019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F1 · price: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F2 · balance_after: Reflects a 1-for-10 reverse stock split which became effective in August 2021, prior to the filing date of this Form 4.

SEC source: 0001493152-21-022684 · ownership.xml · derivative · entry 2

Handerhan Michal · CIK 0001599522 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,002,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F3 · price: Not applicable.

F1 · derivative.exercise_date: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F1 · derivative.expiration_date: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F2 · derivative.underlying_shares: Reflects a 1-for-10 reverse stock split which became effective in August 2021, prior to the filing date of this Form 4.

SEC source: 0001493152-21-022684 · ownership.xml · nonDerivative · entry 1

Handerhan Michal · CIK 0001599522 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F1 · price: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F2 · balance_after: Reflects a 1-for-10 reverse stock split which became effective in August 2021, prior to the filing date of this Form 4.

SEC source: 0001493152-21-022683 · ownership.xml · derivative · entry 2

Allen Charles W · CIK 0001599502 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,954,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F3 · price: Not applicable.

F1 · derivative.exercise_date: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F1 · derivative.expiration_date: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F2 · derivative.underlying_shares: Reflects a 1-for-10 reverse stock split which became effective in August 2021, prior to the filing date of this Form 4.

SEC source: 0001493152-21-022683 · ownership.xml · nonDerivative · entry 1

Allen Charles W · CIK 0001599502 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,154,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F1 · price: The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F2 · balance_after: Reflects a 1-for-10 reverse stock split which became effective in August 2021, prior to the filing date of this Form 4.

SEC source: 0001493152-21-015713 · ownership.xml · nonDerivative · entry 1

Lee Andrew · CIK 0001870177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,813

F1 · security: Represents restricted stock units ("RSUs"). Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest over a five-year period as follows: (i) 20% of the RSUs (101,563) will vest on the one-year anniversary of the Transaction Date and (ii) the remaining 80% of the RSUs (406,250) will vest monthly over the following four years, with each applicable incremental vesting amount being subject to the reporting person's continued service as the Chief Financial Officer of the issuer.

SEC source: 0001493152-21-009521 · ownership.xml · nonDerivative · entry 1

Allen Charles W · CIK 0001599502 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,009

F1 · security: The Reporting Person purchased the shares in a private transaction - not on the open market. Two million of the reported shares represented unvested restricted stock units.

SEC source: 0001493152-21-008539 · ownership.xml · derivative · entry 2

Lee Charles Benjamin · CIK 0001751744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2026-04-01

F2 · security: The stock options shall vest as follow: 70,000 options will vest on April 1, 2022 and the remaining options will vest based upon the following milestones involving the issuer's stock price: 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $1.288; 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $1.609; 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $2.012; and 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $2.515.

F3 · price: Not applicable.

SEC source: 0001493152-21-008539 · ownership.xml · nonDerivative · entry 1

Lee Charles Benjamin · CIK 0001751744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the issuer lists its Common Stock on a national securities exchange.

SEC source: 0001493152-21-008648 · ownership.xml · derivative · entry 2

Van Cleef Carol R · CIK 0001856584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2026-04-01

F2 · security: The stock options shall vest as follow: 70,000 options will vest on April 1, 2022 and the remaining options will vest based upon the following milestones involving the issuer's stock price: 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $1.288; 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $1.609; 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $2.012; and 26,250 options when the trailing 20-day average closing stock price is greater than or equal to $2.515.

F3 · price: Not applicable.

SEC source: 0001493152-21-008648 · ownership.xml · nonDerivative · entry 1

Van Cleef Carol R · CIK 0001856584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,958

F1 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the issuer lists its Common Stock on a national securities exchange.

SEC source: 0001493152-21-000223 · ownership.xml · derivative · entry 3

Allen Charles W · CIK 0001599502 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock · 7,500,000 shares

Expires not disclosed

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

F5 · security: Not applicable.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The stock options shall vest as follow: 3 million options will vest on January 1, 2022 and the remaining options will vest based upon certain performance milestones involving the issuer's stock price.

F4 · derivative.expiration_date: The stock options shall vest as follow: 3 million options will vest on January 1, 2022 and the remaining options will vest based upon certain performance milestones involving the issuer's stock price.

SEC source: 0001493152-21-000223 · ownership.xml · derivative · entry 2

Allen Charles W · CIK 0001599502 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,764,706

Underlying: Common Stock · 4,764,706 shares

Expires not disclosed

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

F3 · derivative.exercise_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F3 · derivative.expiration_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

SEC source: 0001493152-21-000223 · ownership.xml · nonDerivative · entry 1

Allen Charles W · CIK 0001599502 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the issuer lists its Common Stock on the Nasdaq or NYSE.

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

SEC source: 0001493152-21-000216 · ownership.xml · derivative · entry 3

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500,000

Underlying: Common Stock · 3,500,000 shares

Expires not disclosed

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

F5 · security: Not applicable.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The stock options shall vest as follow: 1.4 million options will vest on January 1, 2022 and the remaining options will vest based upon certain performance milestones involving the issuer's stock price.

F4 · derivative.expiration_date: The stock options shall vest as follow: 1.4 million options will vest on January 1, 2022 and the remaining options will vest based upon certain performance milestones involving the issuer's stock price.

SEC source: 0001493152-21-000216 · ownership.xml · derivative · entry 2

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,647

Underlying: Common Stock · 1,617,647 shares

Expires not disclosed

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

F3 · derivative.exercise_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F3 · derivative.expiration_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

SEC source: 0001493152-21-000216 · ownership.xml · nonDerivative · entry 1

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the issuer lists its Common Stock on the Nasdaq or NYSE.

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

SEC source: 0001493152-21-000220 · ownership.xml · derivative · entry 3

Garrity David · CIK 0001720019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

F5 · security: Not applicable.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The stock options shall vest as follow: 400 thousand options will vest on January 1, 2022 and the remaining options will vest based upon certain performance milestones involving the issuer's stock price.

F4 · derivative.expiration_date: The stock options shall vest as follow: 400 thousand options will vest on January 1, 2022 and the remaining options will vest based upon certain performance milestones involving the issuer's stock price.

SEC source: 0001493152-21-000220 · ownership.xml · derivative · entry 2

Garrity David · CIK 0001720019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires not disclosed

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

F3 · derivative.exercise_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F3 · derivative.expiration_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

SEC source: 0001493152-21-000220 · ownership.xml · nonDerivative · entry 1

Garrity David · CIK 0001720019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,835

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest when the issuer lists its Common Stock on the Nasdaq or NYSE.

F2 · security: The vesting (and exercisability for the stock options) of the reported securities are subject to shareholder approval. Additionally, the Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

SEC source: 0001493152-21-001419 · ownership.xml · derivative · entry 1

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,647

Underlying: Common Stock · 1,617,647 shares

Expires not disclosed

F1 · security: The Series C-2 Convertible Preferred Stock (the "Series C-2") is subject to redemption at 107% of investment value if shareholder approval is not received.

F3 · price: The price of the securities in the original Form 4 was erroneously disclosed as $810,000. This Form 4/A amends the original to Form 4 to correct this error.

F2 · derivative.exercise_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

F2 · derivative.expiration_date: Each share of Series C-2 is convertible into shares of the issuer's common stock beginning on the two-year anniversary of the initial issuance date at a per-share conversion rate determined by dividing the stated value ($1.00 per share as of the initial issuance date) by $0.17, subject to anti-dilution adjustment provisions. Further, the Series C-2 automatically converts into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange.

SEC source: 0001493152-19-001636 · ownership.xml · nonDerivative · entry 1

Handerhan Michal · CIK 0001599522 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001493152-18-017388 · ownership.xml · nonDerivative · entry 1

Allen Charles W · CIK 0001599502 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001493152-17-008236 · form4.xml · derivative · entry 6

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,556 shares

Expires 2020-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-17-008236 · form4.xml · derivative · entry 5

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,084 shares

Expires 2020-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-17-008236 · form4.xml · nonDerivative · entry 4

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437,627

SEC source: 0001493152-17-008236 · form4.xml · nonDerivative · entry 3

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-17-008236 · form4.xml · nonDerivative · entry 2

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436,734

SEC source: 0001493152-17-008236 · form4.xml · nonDerivative · entry 1

Handerhan Michal · CIK 0001599522 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-17-008235 · form4.xml · derivative · entry 6

Allen Charles W · CIK 0001599502 · Director · CEO,CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,556 shares

Expires 2020-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.