Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2019 Filed May 29, 2019 01:01 UTC |
Laumas SandeepDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,700 | $0.00 Strike: $10.04 | $0.00 |
DisclosureSEC source: 0001104659-19-032143 · a4.xml · derivative · entry 1 Laumas Sandeep · CIK 0001721664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,700 Underlying: Common Stock · 14,700 shares Expires 2029-05-23 F1 · derivative.exercise_date: The option will vest in full and become exercisable on the first anniversary of the grant date. Read SEC document |
| May 23, 2019 Filed Jun 19, 2019 21:07 UTC |
Votruba MichalDirector
|
OtherStock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $10.04 | $0.00 |
DisclosureSEC source: 0001104659-19-036496 · a4.xml · derivative · entry 2 Votruba Michal · CIK 0001653967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,700 shares Expires 2029-05-23 F1 · kind: The Reporting Person immediately and automatically assigned these stock options to RSJ Investments SICAV a.s. acting in respect of its sub-fund RSJ Gradus podfund ("RSJ") pursuant to the policies of RSJ regarding stock ownership by its employees, as documented by an Agreement between the Reporting Person and RSJ. The Reporting Person does not beneficially own any of the securities reported herein. F2 · derivative.exercise_date: The option will vest in full and become exercisable on the first anniversary of the grant date. Read SEC document |
| May 23, 2019 Filed Jun 19, 2019 21:07 UTC |
Votruba MichalDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $10.04 | $0.00 |
DisclosureSEC source: 0001104659-19-036496 · a4.xml · derivative · entry 1 Votruba Michal · CIK 0001653967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2029-05-23 F1 · kind: The Reporting Person immediately and automatically assigned these stock options to RSJ Investments SICAV a.s. acting in respect of its sub-fund RSJ Gradus podfund ("RSJ") pursuant to the policies of RSJ regarding stock ownership by its employees, as documented by an Agreement between the Reporting Person and RSJ. The Reporting Person does not beneficially own any of the securities reported herein. F2 · derivative.exercise_date: The option will vest in full and become exercisable on the first anniversary of the grant date. Read SEC document |
| April 01, 2019 Filed Feb 16, 2021 22:26 UTC |
Nandabalan KrishnanDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024409 · tm216714-1_4seq1.xml · nonDerivative · entry 2 Nandabalan Krishnan · CIK 0001733387 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 1,000 F1 · ownership.nature: Shares held by The Sunanda Family Trust. Read SEC document |
| April 01, 2019 Filed Feb 16, 2021 22:26 UTC |
Nandabalan KrishnanDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024409 · tm216714-1_4seq1.xml · nonDerivative · entry 1 Nandabalan Krishnan · CIK 0001733387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 07, 2019 Filed Mar 18, 2019 17:38 UTC |
Votruba MichalDirector
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 10,000 | $7.91 Strike: $7.91 | $79,100.00 |
DisclosureSEC source: 0001104659-19-015669 · a4.xml · derivative · entry 1 Votruba Michal · CIK 0001653967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2029-03-07 F1 · derivative.exercise_date: The shares underlying this stock option vest as follows: one-third on each of 3/7/2020, 3/7/2021 and 3/7/2022, subject to the Reporting Person's continuous service to the Issuer through such dates. F2 · derivative.underlying_shares: The Reporting Person immediately and automatically assigned these stock options to RSJ Investments SICAV a.s. ("RSJ") pursuant to the policies of RSJ regarding stock ownership by its employees, as documented by an Agreement between the Reporting Person and RSJ. The Reporting Person is serving on the Board of the Issuer with the permission of RSJ. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 21:30 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 100 | $4.50 | $450.00 |
DisclosureSEC source: 0001104659-18-073106 · a4.xml · nonDerivative · entry 5 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 21:30 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 400 | $4.49 | $1,796.00 |
DisclosureSEC source: 0001104659-18-073106 · a4.xml · nonDerivative · entry 4 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 21:30 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 500 | $4.48 | $2,240.00 |
DisclosureSEC source: 0001104659-18-073106 · a4.xml · nonDerivative · entry 3 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 21:30 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 200 | $4.32 | $864.00 |
DisclosureSEC source: 0001104659-18-073106 · a4.xml · nonDerivative · entry 2 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 21:30 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 800 | $4.27 | $3,416.00 |
DisclosureSEC source: 0001104659-18-073106 · a4.xml · nonDerivative · entry 1 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Read SEC document |
| December 07, 2018 Filed Dec 7, 2018 17:50 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 6,905 | $5.01 | $34,594.05 |
DisclosureSEC source: 0001104659-18-071881 · a4.xml · nonDerivative · entry 4 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,320 Read SEC document |
| December 07, 2018 Filed Dec 7, 2018 17:50 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 495 | $5.00 | $2,475.00 |
DisclosureSEC source: 0001104659-18-071881 · a4.xml · nonDerivative · entry 3 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,415 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 17:50 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 100 | $5.01 | $501.00 |
DisclosureSEC source: 0001104659-18-071881 · a4.xml · nonDerivative · entry 2 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,920 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 17:50 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 1,295 | $5.00 | $6,475.00 |
DisclosureSEC source: 0001104659-18-071881 · a4.xml · nonDerivative · entry 1 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,820 Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 22:05 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 500 | $5.15 | $2,575.00 |
DisclosureSEC source: 0001104659-18-071405 · a4.xml · nonDerivative · entry 2 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 22:05 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 500 | $5.09 | $2,545.00 |
DisclosureSEC source: 0001104659-18-071405 · a4.xml · nonDerivative · entry 1 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:34 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 2,062 | $5.15 | $10,619.30 |
DisclosureSEC source: 0001104659-18-071741 · a4.xml · nonDerivative · entry 5 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,525 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:34 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 200 | $5.13 | $1,026.00 |
DisclosureSEC source: 0001104659-18-071741 · a4.xml · nonDerivative · entry 4 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,463 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:34 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 344 | $5.12 | $1,761.28 |
DisclosureSEC source: 0001104659-18-071741 · a4.xml · nonDerivative · entry 3 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,263 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:34 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 325 | $5.11 | $1,660.75 |
DisclosureSEC source: 0001104659-18-071741 · a4.xml · nonDerivative · entry 2 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,919 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:34 UTC |
MUELLER PETERDirector
|
PurchaseCommon Stock | 1,076 | $5.09 | $5,476.84 |
DisclosureSEC source: 0001104659-18-071741 · a4.xml · nonDerivative · entry 1 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,594 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 11:04 UTC |
Yocca FrankChief Scientific Officer
|
PurchaseCommon Stock | 450 | $5.20 | $2,338.79 |
DisclosureSEC source: 0001104659-18-071465 · a4.xml · nonDerivative · entry 2 Yocca Frank · CIK 0001733272 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:22 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 500 | $5.20 | $2,600.00 |
DisclosureSEC source: 0001104659-18-071220 · a4.xml · nonDerivative · entry 5 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:22 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 100 | $5.18 | $518.00 |
DisclosureSEC source: 0001104659-18-071220 · a4.xml · nonDerivative · entry 4 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:22 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 100 | $5.14 | $514.00 |
DisclosureSEC source: 0001104659-18-071220 · a4.xml · nonDerivative · entry 3 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:22 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 100 | $5.13 | $513.00 |
DisclosureSEC source: 0001104659-18-071220 · a4.xml · nonDerivative · entry 2 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:22 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 200 | $5.10 | $1,020.00 |
DisclosureSEC source: 0001104659-18-071220 · a4.xml · nonDerivative · entry 1 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 14:49 UTC |
Steinhart Richard IChief Financial Officer
|
PurchaseCommon Stock | 500 | $5.20 | $2,599.95 |
DisclosureSEC source: 0001104659-18-071215 · a4.xml · nonDerivative · entry 1 Steinhart Richard I · CIK 0001293789 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 11:04 UTC |
Yocca FrankChief Scientific Officer
|
PurchaseCommon Stock | 450 | $5.23 | $2,353.46 |
DisclosureSEC source: 0001104659-18-071465 · a4.xml · nonDerivative · entry 1 Yocca Frank · CIK 0001733272 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 21:10 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 300 | $5.20 | $1,560.00 |
DisclosureSEC source: 0001104659-18-070826 · a4.xml · nonDerivative · entry 4 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 21:10 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 100 | $5.17 | $517.00 |
DisclosureSEC source: 0001104659-18-070826 · a4.xml · nonDerivative · entry 3 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 21:10 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 300 | $5.05 | $1,515.00 |
DisclosureSEC source: 0001104659-18-070826 · a4.xml · nonDerivative · entry 2 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 21:10 UTC |
Mehta VimalDirector · CEO, President, Secretary
|
PurchaseCommon Stock | 300 | $5.04 | $1,512.00 |
DisclosureSEC source: 0001104659-18-070826 · a4.xml · nonDerivative · entry 1 Mehta Vimal · CIK 0001733369 · Director · CEO, President, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 22:36 UTC |
Steinhart Richard IChief Financial Officer
|
PurchaseCommon Stock | 500 | $5.00 | $2,500.00 |
DisclosureSEC source: 0001104659-18-070876 · a4.xml · nonDerivative · entry 1 Steinhart Richard I · CIK 0001293789 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 22:35 UTC |
Yocca FrankChief Scientific Officer
|
PurchaseCommon Stock | 450 | $5.20 | $2,339.55 |
DisclosureSEC source: 0001104659-18-070875 · a4.xml · nonDerivative · entry 1 Yocca Frank · CIK 0001733272 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 19:30 UTC |
Steinhart Richard IChief Financial Officer
|
PurchaseCommon Stock | 500 | $5.00 | $2,500.00 |
DisclosureSEC source: 0001104659-18-070793 · a4.xml · nonDerivative · entry 1 Steinhart Richard I · CIK 0001293789 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 21:17 UTC |
Nandabalan KrishnanDirector · 10% owner
|
PurchaseCommon Stock | 1,000 | $4.92 | $4,915.00 |
DisclosureSEC source: 0001104659-18-070832 · a4.xml · nonDerivative · entry 1 Nandabalan Krishnan · CIK 0001733387 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · ownership.direct: By Krishnan Nandabalan and Suganthi Balasubramanian JTWROS Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 19:31 UTC |
Yocca FrankChief Scientific Officer
|
PurchaseCommon Stock | 500 | $5.02 | $2,511.15 |
DisclosureSEC source: 0001104659-18-070795 · a4.xml · nonDerivative · entry 1 Yocca Frank · CIK 0001733272 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| July 02, 2018 Filed Feb 14, 2020 16:25 UTC |
MUELLER PETERDirector
|
GiftCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021807 · a4.xml · nonDerivative · entry 2 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 90,000 F2 · ownership.nature: Shares are held by the Peter Mueller 2018 Irrevocable Family Trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. Read SEC document |
| July 02, 2018 Filed Feb 14, 2020 16:25 UTC |
MUELLER PETERDirector
|
GiftCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021807 · a4.xml · nonDerivative · entry 1 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,795 F1 · balance_after: Number of shares held following the reported transaction reflects 41,475 shares of common stock that were inadvertently omitted from the reporting person's Form 3 filed on March 7, 2018. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 17:10 UTC |
O'Neill VincentChief Medical Officer
|
GrantStock Options · Derivative | 31,047 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001104659-18-017146 · a4.xml · derivative · entry 1 O'Neill Vincent · CIK 0001672718 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,472 Underlying: Common Stock · 31,047 shares Expires 2028-03-12 F1 · derivative.exercise_date: The shares underlying this stock option vest as follows: in equal monthly installments over the 48 months following the date of grant, begininning on 4/12/2018. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:12 UTC |
Steinhart Richard IChief Financial Officer
|
GrantStock Options · Derivative | 32,232 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001104659-18-017149 · a4.xml · derivative · entry 1 Steinhart Richard I · CIK 0001293789 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,130 Underlying: Common Stock · 32,232 shares Expires 2028-03-12 F1 · derivative.exercise_date: The shares underlying this stock option vest as follows: 8,058 shares shall vest on March 12, 2019 and the remaining 24,174 shares shall vest monthly over 36 months from March 12, 2019 through March 12, 2022. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 17:12 UTC |
MUELLER PETERDirector
|
GrantStock Options · Derivative | 37,209 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001104659-18-017148 · a4.xml · derivative · entry 1 MUELLER PETER · CIK 0001256126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,397 Underlying: Common Stock · 37,209 shares Expires 2028-03-12 F1 · derivative.exercise_date: The shares underlying this stock option vest as follows: one-third (12,403 shares) on each of 3/12/2019, 3/12/2020 and 3/12/2021. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:13 UTC |
Laumas SandeepDirector
|
GrantStock Options · Derivative | 37,209 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001104659-18-017151 · a4.xml · derivative · entry 1 Laumas Sandeep · CIK 0001721664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,188 Underlying: Common Stock · 37,209 shares Expires 2028-03-12 F1 · derivative.exercise_date: The shares underlying this stock option vest as follows: one-third (12,403 shares) on each of 3/12/2019, 3/12/2020 and 3/12/2021. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:11 UTC |
Yocca FrankChief Scientific Officer
|
GrantStock Options · Derivative | 36,498 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001104659-18-017147 · a4.xml · derivative · entry 1 Yocca Frank · CIK 0001733272 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,808 Underlying: Common Stock · 36,498 shares Expires 2028-03-12 F1 · derivative.exercise_date: The shares underlying this stock option vest as follows: 9,125 shares shall vest on March 12, 2019 and the remaining 27,374 shares shall vest monthly over 36 months from March 12, 2019 through March 12, 2022. Read SEC document |
| March 12, 2018 Filed Feb 16, 2021 22:27 UTC |
Mehta VimalDirector · CEO, President and Secretary
|
PurchaseCommon Stock | 2,000 | $11.00 | $22,000.00 |
DisclosureSEC source: 0001104659-21-024412 · tm216714-3_4seq1.xml · nonDerivative · entry 1 Mehta Vimal · CIK 0001733369 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.