Tapewire

Nasdaq · USD

BRTX

BioRestorative Therapies, Inc.

Export transactions ↓
Tapewire entity
8277
SEC CIK
0001505497
Parsed reports
204

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2019 Filed Mar 25, 2019 19:39 UTC GrantOption · Derivative 15,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 3

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2024-06-27

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 19:39 UTC Disposition to issuerOption · Derivative 15,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007603 · doc1.xml · derivative · entry 2

Tonna Paul Jude · CIK 0001612143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2024-06-27

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC GrantStock Option · Derivative 75,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 14

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC Disposition to issuerStock Option · Derivative 75,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 13

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC GrantStock Option · Derivative 100,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 12

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-06-23

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 33,334 shares on June 23, 2017, and 33,333 shares on each of June 23, 2018 and June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC Disposition to issuerStock Option · Derivative 100,000 Not disclosed Strike: $3.35 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 11

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2027-06-23

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 33,334 shares on June 23, 2017, and 33,333 shares on each of June 23, 2018 and June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC GrantOption · Derivative 46,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 9

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 46,000 shares

Expires 2026-06-10

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 15,334 shares on June 10, 2016 and 15,333 shares on each of June 10, 2017 and June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC Disposition to issuerOption · Derivative 46,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 8

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,000 shares

Expires 2026-06-10

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 15,334 shares on June 10, 2016 and 15,333 shares on each of June 10, 2017 and June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC GrantOption · Derivative 20,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 7

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2025-09-04

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on December 22, 2015, 3,334 shares on September 4, 2016, and 3,333 shares on each of September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC Disposition to issuerOption · Derivative 20,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 6

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-09-04

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on December 22, 2015, 3,334 shares on September 4, 2016, and 3,333 shares on each of September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC GrantOption · Derivative 15,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 3

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2025-04-06

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of April 6, 2016, April 6, 2017 and April 6, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 23:33 UTC Disposition to issuerOption · Derivative 15,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007601 · doc1.xml · derivative · entry 2

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-04-06

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of April 6, 2016, April 6, 2017 and April 6, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 75,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 19

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 75,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 18

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F9 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 125,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 17

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-06-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 125,000 Not disclosed Strike: $3.35 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 16

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2027-06-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 128,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 15

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,000

Underlying: Common Stock · 128,000 shares

Expires 2026-06-10

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 42,667 shares on each of June 10, 2016 and June 10, 2017, and 42,666 shares on June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 128,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 14

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,000 shares

Expires 2026-06-10

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 42,667 shares on each of June 10, 2016 and June 10, 2017, and 42,666 shares on June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 115,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 13

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,500

Underlying: Common Stock · 115,500 shares

Expires 2025-09-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 57,750 shares on December 22, 2015, and 19,250 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 115,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 12

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,500 shares

Expires 2025-09-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 57,750 shares on December 22, 2015, and 19,250 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 50,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 11

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-10-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 23, 2015 and Octobe 23, 2016 and 16,666 shares on October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 50,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 10

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-10-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 23, 2015 and Octobe 23, 2016 and 16,666 shares on October 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 25,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 9

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-02-18

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on February 18, 2014, and 8,333 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 25,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 8

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-02-18

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on February 18, 2014, and 8,333 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 12,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 7

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2023-10-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 6,250 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 12,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 6

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2023-10-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 6,250 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 5,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 5

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-12-07

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 5,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 4

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-12-07

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC GrantStock Option · Derivative 30,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 3

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2022-02-09

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 15,000 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:47 UTC Disposition to issuerStock Option · Derivative 30,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007599 · doc1.xml · derivative · entry 2

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-02-09

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 15,000 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
GrantStock Option · Derivative 75,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 17

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
Disposition to issuerStock Option · Derivative 75,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 16

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2028-10-29

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
GrantStock Option · Derivative 125,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 15

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-06-23

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
Disposition to issuerStock Option · Derivative 125,000 Not disclosed Strike: $3.35 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 14

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2027-06-23

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
GrantOption · Derivative 35,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 9

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2026-06-10

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option vests to the extent of 11,667 shares on each of June 10, 2016 and June 10, 2017, and 11,666 shares on June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
Disposition to issuerOption · Derivative 35,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 8

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2026-06-10

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option vests to the extent of 11,667 shares on each of June 10, 2016 and June 10, 2017, and 11,666 shares on June 10, 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
GrantOption · Derivative 15,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 3

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2025-12-01

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of December 1, 2016, 2017 and 2018.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:44 UTC
Desmarais John MDirector · 10% owner
Disposition to issuerOption · Derivative 15,000 Not disclosed Strike: $4.40 Not disclosed
Disclosure

SEC source: 0001567619-19-007597 · doc1.xml · derivative · entry 2

Desmarais John M · CIK 0001659553 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-12-01

F6 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of December 1, 2016, 2017 and 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
GrantStock Option · Derivative 50,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 8

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-10-29

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
Disposition to issuerStock Option · Derivative 50,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 7

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2028-10-29

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 29, 2019 and October 29, 2020, and 16,666 shares on October 29, 2021.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
GrantStock Option · Derivative 40,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 6

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-07-12

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 13,334 shares on July 12, 2018, and 13,333 shares on each of July 12, 2019 and July 12, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
Disposition to issuerStock Option · Derivative 40,000 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 5

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2027-07-12

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 13,334 shares on July 12, 2018, and 13,333 shares on each of July 12, 2019 and July 12, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
GrantStock Option · Derivative 15,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 4

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2026-06-10

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 5,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
Disposition to issuerStock Option · Derivative 15,000 Not disclosed Strike: $3.73 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 3

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-06-10

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 5,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
GrantStock Option · Derivative 5,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 2

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-08-13

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 1,667 shares on each of August 13, 2016 and August 13, 2017, and 1,666 shares on August 13, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 17:23 UTC
Paccasassi RobertVP, Quality and Compliance
Disposition to issuerStock Option · Derivative 5,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001567619-19-007665 · doc1.xml · derivative · entry 1

Paccasassi Robert · CIK 0001751339 · VP, Quality and Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-08-13

F5 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 1,667 shares on each of August 13, 2016 and August 13, 2017, and 1,666 shares on August 13, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 100,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 32

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-10-29

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11 · derivative.exercise_date: The option is exercisable to the extent of 33,334 shares on October 29, 2019, and 33,333 shares on each of October 29, 2020 and October 29, 2021.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 100,000 Not disclosed Strike: $1.23 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 31

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2028-10-29

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F11 · derivative.exercise_date: The option is exercisable to the extent of 33,334 shares on October 29, 2019, and 33,333 shares on each of October 29, 2020 and October 29, 2021.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 80,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 30

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-07-12

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F10 · derivative.exercise_date: The option is exercisable to the extent of 26,667 shares on each of July 12, 2018 and July 12, 2019, and 26,666 shares on July 12, 2020.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 21:26 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 80,000 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0001567619-19-007667 · doc1.xml · derivative · entry 29

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2027-07-12

F12 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F10 · derivative.exercise_date: The option is exercisable to the extent of 26,667 shares on each of July 12, 2018 and July 12, 2019, and 26,666 shares on July 12, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.