Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2017 Filed Feb 15, 2017 21:36 UTC |
Radov A. JeffreyDirector
|
Disposition to issuerStock Option · Derivative | 5,000 | Not disclosed Strike: $30.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 4 Radov A. Jeffrey · CIK 0001528040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2022-12-07 F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price. F2 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of December 7, 2012 and December 7, 2013. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:36 UTC |
Radov A. JeffreyDirector
|
GrantStock Option · Derivative | 30,000 | Not disclosed Strike: $4.70 | Not disclosed |
DisclosureSEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 3 Radov A. Jeffrey · CIK 0001528040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2022-02-09 F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price. F1 · derivative.exercise_date: The option is exercisable to the extent of 15,000 shares on each of February 10, 2012 and February 10, 2013. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:36 UTC |
Radov A. JeffreyDirector
|
Disposition to issuerStock Option · Derivative | 30,000 | Not disclosed Strike: $21.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 2 Radov A. Jeffrey · CIK 0001528040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2022-02-09 F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price. F1 · derivative.exercise_date: The option is exercisable to the extent of 15,000 shares on each of February 10, 2012 and February 10, 2013. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 18:58 UTC |
Ryan Charles S.Director
|
GrantOption · Derivative | 20,000 | Not disclosed Strike: $4.70 | Not disclosed |
DisclosureSEC source: 0001140361-17-007883 · doc1.xml · derivative · entry 7 Ryan Charles S. · CIK 0001624830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-09-04 F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price. F2 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on December 22, 2015, 3,334 shares on September 4, 2016, and 3,333 shares on each of September 4, 2017 and September 4, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 18:58 UTC |
Ryan Charles S.Director
|
Disposition to issuerOption · Derivative | 20,000 | Not disclosed Strike: $7.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-007883 · doc1.xml · derivative · entry 6 Ryan Charles S. · CIK 0001624830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-09-04 F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price. F2 · derivative.exercise_date: The option is exercisable to the extent of 10,000 shares on December 22, 2015, 3,334 shares on September 4, 2016, and 3,333 shares on each of September 4, 2017 and September 4, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 18:58 UTC |
Ryan Charles S.Director
|
GrantOption · Derivative | 15,000 | Not disclosed Strike: $4.70 | Not disclosed |
DisclosureSEC source: 0001140361-17-007883 · doc1.xml · derivative · entry 3 Ryan Charles S. · CIK 0001624830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2025-04-06 F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price. F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of April 6, 2016, April 6, 2017 and April 6, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 18:58 UTC |
Ryan Charles S.Director
|
Disposition to issuerOption · Derivative | 15,000 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-007883 · doc1.xml · derivative · entry 2 Ryan Charles S. · CIK 0001624830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2025-04-06 F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price. F1 · derivative.exercise_date: The option vests to the extent of 5,000 shares on each of April 6, 2016, April 6, 2017 and April 6, 2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:26 UTC |
Desmarais John MDirector · 10% owner
|
GrantWarrant · Derivative | 21,731 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-17-006209 · doc1.xml · derivative · entry 10 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,731 Underlying: Common Stock · 21,731 shares Expires 2022-02-10 F4 · price: The warrant was issued in consideration of a concurrent acquisition by the Reporting Person from the Issuer of 21,731 shares. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:26 UTC |
Desmarais John MDirector · 10% owner
|
GrantCommon Stock | 21,731 | $3.00 | $65,193.00 |
DisclosureSEC source: 0001140361-17-006209 · doc1.xml · nonDerivative · entry 1 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,731 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 11:20 UTC |
CATELL ROBERT BDirector
|
GrantWarrant · Derivative | 10,866 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-17-006660 · doc1.xml · derivative · entry 7 CATELL ROBERT B · CIK 0001195325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,866 Underlying: Common Stock · 10,866 shares Expires 2022-02-10 F3 · price: The warrant was issued in consideration of a concurrent acquisition by the Reporting Person from the Issuer of 10,866 shares. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 11:20 UTC |
CATELL ROBERT BDirector
|
GrantCommon Stock | 10,866 | $3.00 | $32,598.00 |
DisclosureSEC source: 0001140361-17-006660 · doc1.xml · nonDerivative · entry 1 CATELL ROBERT B · CIK 0001195325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,866 Read SEC document |
| February 09, 2017 Filed Mar 1, 2017 21:03 UTC |
Silva FranciscoVP of Research and Development
|
PurchaseCommon Stock | 1,800 | $4.38 | $7,884.00 |
DisclosureSEC source: 0001140361-17-009952 · doc1.xml · nonDerivative · entry 6 Silva Francisco · CIK 0001527241 · VP of Research and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,075 Read SEC document |
| February 02, 2017 Filed Mar 1, 2017 21:03 UTC |
Silva FranciscoVP of Research and Development
|
PurchaseCommon Stock | 2,250 | $4.25 | $9,562.50 |
DisclosureSEC source: 0001140361-17-009952 · doc1.xml · nonDerivative · entry 5 Silva Francisco · CIK 0001527241 · VP of Research and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,275 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 15:40 UTC |
Desmarais John MDirector · 10% owner
|
PurchaseWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-089907 · doc1.xml · derivative · entry 8 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2018-12-31 F3 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 15:40 UTC |
Desmarais John MDirector · 10% owner
|
SaleWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-089907 · doc1.xml · derivative · entry 7 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2018-03-18 F3 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 15:40 UTC |
Desmarais John MDirector · 10% owner
|
PurchaseWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-089907 · doc1.xml · derivative · entry 6 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,444 Underlying: Common Stock · 444,444 shares Expires 2018-12-31 F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 15:40 UTC |
Desmarais John MDirector · 10% owner
|
SaleWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-089907 · doc1.xml · derivative · entry 5 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 444,444 shares Expires 2017-11-18 F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| December 14, 2016 Filed Dec 19, 2016 20:33 UTC Amendment |
Desmarais John MDirector · 10% owner
|
GrantWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-090226 · doc1.xml · derivative · entry 8 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2018-12-31 F3 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| December 14, 2016 Filed Dec 19, 2016 20:33 UTC Amendment |
Desmarais John MDirector · 10% owner
|
Disposition to issuerWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-090226 · doc1.xml · derivative · entry 7 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2018-03-18 F3 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017 (subsequently extended to March 18, 2018). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| December 14, 2016 Filed Dec 19, 2016 20:33 UTC Amendment |
Desmarais John MDirector · 10% owner
|
GrantWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-090226 · doc1.xml · derivative · entry 6 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,444 Underlying: Common Stock · 444,444 shares Expires 2018-12-31 F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| December 14, 2016 Filed Dec 19, 2016 20:33 UTC Amendment |
Desmarais John MDirector · 10% owner
|
Disposition to issuerWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-090226 · doc1.xml · derivative · entry 5 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 444,444 shares Expires 2017-11-18 F2 · kind: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · price: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016 (subsequently extended to November 18, 2017). The warrant expiration date was extended to December 31, 2018. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 22:28 UTC |
Desmarais John MDirector · 10% owner
|
PurchaseWarrant · Derivative | 80,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-16-080941 · doc1.xml · derivative · entry 11 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2021-09-26 Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 22:28 UTC |
Desmarais John MDirector · 10% owner
|
PurchaseWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-080941 · doc1.xml · derivative · entry 8 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2018-03-18 F3 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 22:28 UTC |
Desmarais John MDirector · 10% owner
|
SaleWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-080941 · doc1.xml · derivative · entry 7 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2017-03-18 F3 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 22:28 UTC |
Desmarais John MDirector · 10% owner
|
PurchaseWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-080941 · doc1.xml · derivative · entry 6 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,444 Underlying: Common Stock · 444,444 shares Expires 2017-11-18 F2 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 22:28 UTC |
Desmarais John MDirector · 10% owner
|
SaleWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-080941 · doc1.xml · derivative · entry 5 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 444,444 shares Expires 2016-11-18 F2 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 22:28 UTC |
Desmarais John MDirector · 10% owner
|
PurchaseCommon Stock | 80,000 | $3.00 | $240,000.00 |
DisclosureSEC source: 0001140361-16-080941 · doc1.xml · nonDerivative · entry 1 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,000 Read SEC document |
| September 26, 2016 Filed Dec 19, 2016 20:30 UTC Amendment |
Desmarais John MDirector · 10% owner
|
PurchaseWarrant · Derivative | 80,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090223 · doc1.xml · derivative · entry 11 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2021-09-26 Read SEC document |
| September 26, 2016 Filed Dec 19, 2016 20:30 UTC Amendment |
Desmarais John MDirector · 10% owner
|
GrantWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-090223 · doc1.xml · derivative · entry 8 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2018-03-18 F3 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. Read SEC document |
| September 26, 2016 Filed Dec 19, 2016 20:30 UTC Amendment |
Desmarais John MDirector · 10% owner
|
Disposition to issuerWarrant · Derivative | 400,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001140361-16-090223 · doc1.xml · derivative · entry 7 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2017-03-18 F3 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of March 18, 2017. The warrant expiration date was extended one year to March 18, 2018. Read SEC document |
| September 26, 2016 Filed Dec 19, 2016 20:30 UTC Amendment |
Desmarais John MDirector · 10% owner
|
GrantWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-090223 · doc1.xml · derivative · entry 6 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,444 Underlying: Common Stock · 444,444 shares Expires 2017-11-18 F2 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. Read SEC document |
| September 26, 2016 Filed Dec 19, 2016 20:30 UTC Amendment |
Desmarais John MDirector · 10% owner
|
Disposition to issuerWarrant · Derivative | 444,444 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001140361-16-090223 · doc1.xml · derivative · entry 5 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 444,444 shares Expires 2016-11-18 F2 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on March 18, 2016 with an expiration date of November 18, 2016. The warrant expiration date was extended one year to November 18, 2017. Read SEC document |
| September 26, 2016 Filed Dec 19, 2016 20:30 UTC Amendment |
Desmarais John MDirector · 10% owner
|
PurchaseCommon Stock | 80,000 | $3.00 | $240,000.00 |
DisclosureSEC source: 0001140361-16-090223 · doc1.xml · nonDerivative · entry 1 Desmarais John M · CIK 0001659553 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,000 Read SEC document |
| September 02, 2016 Filed Feb 14, 2017 20:31 UTC |
Weinreb MarkDirector · CEO and Chairman of the Board · 10% owner
|
GiftCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-007158 · doc1.xml · nonDerivative · entry 2 Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · price: Gift to family member. Read SEC document |
| August 08, 2016 Filed Feb 14, 2017 20:31 UTC |
Weinreb MarkDirector · CEO and Chairman of the Board · 10% owner
|
GiftCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-007158 · doc1.xml · nonDerivative · entry 1 Weinreb Mark · CIK 0001527212 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 F1 · price: Gift to family member. Read SEC document |
| June 11, 2014 Filed Mar 1, 2017 21:03 UTC |
Silva FranciscoVP of Research and Development
|
PurchaseCommon Stock | 20 | $7.60 | $152.00 |
DisclosureSEC source: 0001140361-17-009952 · doc1.xml · nonDerivative · entry 3 Silva Francisco · CIK 0001527241 · VP of Research and Development 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 170 Read SEC document |
| June 10, 2014 Filed Mar 1, 2017 21:03 UTC |
Silva FranciscoVP of Research and Development
|
PurchaseCommon Stock | 25 | $7.60 | $190.00 |
DisclosureSEC source: 0001140361-17-009952 · doc1.xml · nonDerivative · entry 4 Silva Francisco · CIK 0001527241 · VP of Research and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25 Read SEC document |
| December 26, 2013 Filed Mar 1, 2017 21:03 UTC |
Silva FranciscoVP of Research and Development
|
PurchaseCommon Stock | 100 | $10.40 | $1,040.00 |
DisclosureSEC source: 0001140361-17-009952 · doc1.xml · nonDerivative · entry 2 Silva Francisco · CIK 0001527241 · VP of Research and Development 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 150 Read SEC document |
| July 17, 2013 Filed Mar 1, 2017 21:03 UTC |
Silva FranciscoVP of Research and Development
|
PurchaseCommon Stock | 50 | $10.40 | $520.00 |
DisclosureSEC source: 0001140361-17-009952 · doc1.xml · nonDerivative · entry 1 Silva Francisco · CIK 0001527241 · VP of Research and Development 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 50 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.