BRQSF

SEC source: 0001213900-17-009098 · f4081817sun_borqstech.xml · derivative · entry 2

Sun Simon · CIK 0001714254 · EVP & Co-GM of Prod. Bus. Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,446

Underlying: Ordinary Shares · 9,446 shares

Expires 2025-02-06

F2 · price: Received in the Merger in exchange for a stock option to acquire 100,000 ordinary shares of Borqs. The options became vested as to 1/4 of the total grant on February 7, 2016, and an additional 1/48 of the total grant vests each month thereafter.

F2 · derivative.exercise_date: Received in the Merger in exchange for a stock option to acquire 100,000 ordinary shares of Borqs. The options became vested as to 1/4 of the total grant on February 7, 2016, and an additional 1/48 of the total grant vests each month thereafter.

SEC source: 0001213900-17-009098 · f4081817sun_borqstech.xml · derivative · entry 1

Sun Simon · CIK 0001714254 · EVP & Co-GM of Prod. Bus. Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,617

Underlying: Ordinary Shares · 23,617 shares

Expires 2024-02-14

F1 · price: Received in exchange for a stock option to acquire 250,000 ordinary shares of Borqs International Holding Corp. ("Borqs") in connection with the merger of Borqs into Pacific Special Acquisition Corp. (the "Merger"). The options became vested as to 1/4 of the total grant on February 15, 2015, and an additional 1/48 of the total grant vests each month thereafter.

F1 · derivative.exercise_date: Received in exchange for a stock option to acquire 250,000 ordinary shares of Borqs International Holding Corp. ("Borqs") in connection with the merger of Borqs into Pacific Special Acquisition Corp. (the "Merger"). The options became vested as to 1/4 of the total grant on February 15, 2015, and an additional 1/48 of the total grant vests each month thereafter.

SEC source: 0001213900-17-009113 · f4081017tu_borqs.xml · nonDerivative · entry 1

Tu Jian · CIK 0001654682 · Director · President & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ninepoint Capital LLC

Disclosed balance after: 686,067

F1 · shares: Represents ordinary shares purchased in open market purchases on August 10, 2017 at a price per share of $10.52.

F2 · ownership.nature: The Reporting Person is the sole owner of Ninepoint Capital LLC.

SEC source: 0001062993-16-012805 · form4.xml · nonDerivative · entry 2

Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 530,500

F1 · ownership.nature: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.

SEC source: 0001062993-16-012805 · form4.xml · nonDerivative · entry 1

Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 816,900

F1 · ownership.nature: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.

SEC source: 0001062993-16-012616 · form4.xml · nonDerivative · entry 1

Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 851,250

F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.

SEC source: 0001062993-16-012580 · form4.xml · nonDerivative · entry 1

Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 851,800

F1 · ownership.nature: 1. Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.

SEC source: 0001213900-17-009114 · f4081817zhengqi_borqs.xml · derivative · entry 5

Zhengqi International Holding Ltd · CIK 0001654923 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,671

Underlying: Ordinary Shares · 49,767 shares

Expires not disclosed

F3 · security: Upon the closing of the Business Combination, 497,671 units purchased by the Reporting Person in a private placement consummated simultaneously with the Issuer's IPO automatically separated into their component ordinary shares, warrants to purchase one-half of one ordinary share, and rights to receive one-tenth of an ordinary share. The resulting 497,671 rights were converted into 49,767 ordinary shares.

F3 · derivative.exercise_price: Upon the closing of the Business Combination, 497,671 units purchased by the Reporting Person in a private placement consummated simultaneously with the Issuer's IPO automatically separated into their component ordinary shares, warrants to purchase one-half of one ordinary share, and rights to receive one-tenth of an ordinary share. The resulting 497,671 rights were converted into 49,767 ordinary shares.

F3 · price: Upon the closing of the Business Combination, 497,671 units purchased by the Reporting Person in a private placement consummated simultaneously with the Issuer's IPO automatically separated into their component ordinary shares, warrants to purchase one-half of one ordinary share, and rights to receive one-tenth of an ordinary share. The resulting 497,671 rights were converted into 49,767 ordinary shares.

F3 · derivative.exercise_date: Upon the closing of the Business Combination, 497,671 units purchased by the Reporting Person in a private placement consummated simultaneously with the Issuer's IPO automatically separated into their component ordinary shares, warrants to purchase one-half of one ordinary share, and rights to receive one-tenth of an ordinary share. The resulting 497,671 rights were converted into 49,767 ordinary shares.

F3 · derivative.expiration_date: Upon the closing of the Business Combination, 497,671 units purchased by the Reporting Person in a private placement consummated simultaneously with the Issuer's IPO automatically separated into their component ordinary shares, warrants to purchase one-half of one ordinary share, and rights to receive one-tenth of an ordinary share. The resulting 497,671 rights were converted into 49,767 ordinary shares.

SEC source: 0001213900-17-009114 · f4081817zhengqi_borqs.xml · derivative · entry 4

Zhengqi International Holding Ltd · CIK 0001654923 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,671

Underlying: Ordinary Shares · 248,836 shares

Expires 2022-08-18

F2 · security: On October 20, 2015, the Reporting Person acquired an aggregate of 497,671 units in a private placement consummated simultaneously with the consummation of the Issuer's initial public offering (the "IPO"), at a price of $10.00 per unit. Each unit consisted of one ordinary share, one right to receive one-tenth of one ordinary share upon consummation of the Issuer's initial business combination, and one warrant to purchase one-half of one ordinary share at an exercise price of $12.00 per full share. The warrants did not become exercisable until the consummation of the Business Combination. None of such warrants have been exercised as of the date of this filing.