Last 12 months
Inside the activity.
2 purchase rows · 69 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 32 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 12 |
| Jun 2026 | 0 | 25 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common LLC Units · Derivative | 230,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · derivative · entry 15 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 2,260,831 Underlying: Class A Common Stock · 230,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F7 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F7 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass A Common LLC Units · Derivative | 219,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · derivative · entry 14 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 32,668,209 Underlying: Class A Common Stock · 219,510 shares Expires not disclosed F7 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F7 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F4 · kind: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 219,510 Class C Shares and 219,510 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F4 · price: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 219,510 Class C Shares and 219,510 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F7 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F7 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common LLC Units · Derivative | 3,992,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · derivative · entry 13 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 32,887,719 Underlying: Class A Common Stock · 3,992,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F7 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F7 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 323,884 | $28.16 | $9,120,573.44 |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 12 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DG Coinvestor Blocker Aggregator, L.P. Disclosed balance after: 0 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 323,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 11 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DG Coinvestor Blocker Aggregator, L.P. Disclosed balance after: 323,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 1,093,666 | $28.16 | $30,797,634.56 |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 10 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · TSG7 A AIV VI Holdings-A, L.P. Disclosed balance after: 0 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 1,093,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 9 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · TSG7 A AIV VI Holdings-A, L.P. Disclosed balance after: 1,093,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 48,408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 8 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 2,212,423 F5 · kind: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 48,408 Class C Shares and 48,408 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F5 · price: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 48,408 Class C Shares and 48,408 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 230,778 | $28.16 | $6,498,708.48 |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 7 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 0 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 230,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 6 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 230,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 230,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 5 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 2,260,831 F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 219,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 4 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 32,668,209 F4 · kind: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 219,510 Class C Shares and 219,510 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F4 · price: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 219,510 Class C Shares and 219,510 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 3,992,824 | $28.16 | $112,437,923.84 |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 3 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 18,050 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 3,992,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 2 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 4,010,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:29 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 3,992,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-064962 · ownership.xml · nonDerivative · entry 1 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 32,887,719 F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from footnote 2) . Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:57 UTC |
DM Individual Aggregator, LLC10% owner
|
ConversionClass A Common Units · Derivative | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111522 · tm2329188-1_4seq1.xml · derivative · entry 3 DM Individual Aggregator, LLC · CIK 0001883096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,712,736 Underlying: Class A Common Stock · 1,571,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:57 UTC |
DM Individual Aggregator, LLC10% owner
|
ConversionClass B Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111522 · tm2329188-1_4seq1.xml · nonDerivative · entry 2 DM Individual Aggregator, LLC · CIK 0001883096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,712,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:57 UTC |
DM Individual Aggregator, LLC10% owner
|
ConversionClass A Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111522 · tm2329188-1_4seq1.xml · nonDerivative · entry 1 DM Individual Aggregator, LLC · CIK 0001883096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,581,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:56 UTC |
DM Trust Aggregator, LLC10% owner
|
ConversionClass A Common Units · Derivative | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111520 · tm2329188-2_4seq1.xml · derivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,885,802 Underlying: Class A Common Stock · 2,498,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:56 UTC |
DM Trust Aggregator, LLC10% owner
|
ConversionClass B Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111520 · tm2329188-2_4seq1.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,885,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:56 UTC |
DM Trust Aggregator, LLC10% owner
|
ConversionClass A Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111520 · tm2329188-2_4seq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,514,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:55 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Units · Derivative | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111519 · tm2329188-3_4seq1.xml · derivative · entry 6 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Individual Aggregator, LLC Disclosed balance after: 25,712,736 Underlying: Class A Common Stock · 1,571,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · derivative.exercise_price: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · kind: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · derivative.exercise_date: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · derivative.expiration_date: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:55 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Units · Derivative | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111519 · tm2329188-3_4seq1.xml · derivative · entry 5 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Trust Aggregator, LLC Disclosed balance after: 40,885,802 Underlying: Class A Common Stock · 2,498,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · derivative.exercise_price: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · kind: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · derivative.exercise_date: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · derivative.expiration_date: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:55 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass B Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111519 · tm2329188-3_4seq1.xml · nonDerivative · entry 4 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Individual Aggregator, LLC Disclosed balance after: 25,712,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · kind: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:55 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass B Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111519 · tm2329188-3_4seq1.xml · nonDerivative · entry 3 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Trust Aggregator, LLC Disclosed balance after: 40,885,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · kind: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:55 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111519 · tm2329188-3_4seq1.xml · nonDerivative · entry 2 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Individual Aggregator, LLC Disclosed balance after: 1,581,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · kind: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Oct 26, 2023 01:55 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-111519 · tm2329188-3_4seq1.xml · nonDerivative · entry 1 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Trust Aggregator, LLC Disclosed balance after: 2,514,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of Dutch Bros Inc. ("Dutch Bros") are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of Dutch Bros do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F3 · kind: On October 23, 2023, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC respectively exchanged 2,498,631 and 1,571,369 Class A Common Units for 2,498,631 and 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:05 UTC Amendment |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Units · Derivative | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116502 · tm2329361-6_4aseq1.xml · derivative · entry 7 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Individual Aggregator, LLC Disclosed balance after: 23,132,338 Underlying: Class A Common Stock · 1,571,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:05 UTC Amendment |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Units · Derivative | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116502 · tm2329361-6_4aseq1.xml · derivative · entry 6 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Trust Aggregator, LLC Disclosed balance after: 36,782,718 Underlying: Class A Common Stock · 2,498,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:05 UTC Amendment |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass B Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116502 · tm2329361-6_4aseq1.xml · nonDerivative · entry 4 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Individual Aggregator, LLC Disclosed balance after: 23,132,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:05 UTC Amendment |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass B Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116502 · tm2329361-6_4aseq1.xml · nonDerivative · entry 3 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Trust Aggregator, LLC Disclosed balance after: 36,782,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:05 UTC Amendment |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116502 · tm2329361-6_4aseq1.xml · nonDerivative · entry 2 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Individual Aggregator, LLC Disclosed balance after: 1,581,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:05 UTC Amendment |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
ConversionClass A Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116502 · tm2329361-6_4aseq1.xml · nonDerivative · entry 1 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Trust Aggregator, LLC Disclosed balance after: 2,514,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are surrendered and canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment |
DM Trust Aggregator, LLC10% owner
|
ConversionClass A Common Units · Derivative | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116497 · tm2329361-5_4aseq1.xml · derivative · entry 3 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,782,718 Underlying: Class A Common Stock · 2,498,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment |
DM Trust Aggregator, LLC10% owner
|
ConversionClass B Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116497 · tm2329361-5_4aseq1.xml · nonDerivative · entry 2 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,782,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment |
DM Trust Aggregator, LLC10% owner
|
ConversionClass A Common Stock | 2,498,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116497 · tm2329361-5_4aseq1.xml · nonDerivative · entry 1 DM Trust Aggregator, LLC · CIK 0001883105 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,514,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 2,498,631 Class A Common Units for 2,498,631 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment |
DM Individual Aggregator, LLC10% owner
|
ConversionClass A Common Units · Derivative | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116493 · tm2329361-4_4aseq1.xml · derivative · entry 3 DM Individual Aggregator, LLC · CIK 0001883096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,132,338 Underlying: Class A Common Stock · 1,571,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. F2 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment |
DM Individual Aggregator, LLC10% owner
|
ConversionClass B Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116493 · tm2329361-4_4aseq1.xml · nonDerivative · entry 2 DM Individual Aggregator, LLC · CIK 0001883096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,132,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| October 23, 2023 Filed Nov 13, 2023 11:04 UTC Amendment |
DM Individual Aggregator, LLC10% owner
|
ConversionClass A Common Stock | 1,571,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-116493 · tm2329361-4_4aseq1.xml · nonDerivative · entry 1 DM Individual Aggregator, LLC · CIK 0001883096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,581,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. On October 23, 2023, the Reporting Person exchanged 1,571,369 Class A Common Units for 1,571,369 shares of Class A Common Stock of the Issuer, and the corresponding number of shares of Class B Common Stock were canceled by the Issuer. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 19:19 UTC |
George KathrynDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000124 · wf-form4_169636073538716.xml · derivative · entry 2 George Kathryn · CIK 0001883130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,814 Underlying: Class A Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 19:19 UTC |
George KathrynDirector
|
Exercise / conversionClass A Common Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000124 · wf-form4_169636073538716.xml · nonDerivative · entry 1 George Kathryn · CIK 0001883130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 19:17 UTC |
Miller Ann MDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000122 · wf-form4_169636060988644.xml · derivative · entry 2 Miller Ann M · CIK 0001911661 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,814 Underlying: Class A Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 19:17 UTC |
Miller Ann MDirector
|
Exercise / conversionClass A Common Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000122 · wf-form4_169636060988644.xml · nonDerivative · entry 1 Miller Ann M · CIK 0001911661 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 19:05 UTC |
Davis Thomas JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000120 · wf-form4_169635991875521.xml · derivative · entry 2 Davis Thomas James · CIK 0001884188 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,814 Underlying: Class A Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 19:05 UTC |
Davis Thomas JamesDirector
|
Exercise / conversionClass A Common Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000120 · wf-form4_169635991875521.xml · nonDerivative · entry 1 Davis Thomas James · CIK 0001884188 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:48 UTC |
Jack BlytheDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000118 · wf-form4_169635892162652.xml · derivative · entry 2 Jack Blythe · CIK 0001883048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,814 Underlying: Class A Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:48 UTC |
Jack BlytheDirector
|
Exercise / conversionClass A Common Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000118 · wf-form4_169635892162652.xml · nonDerivative · entry 1 Jack Blythe · CIK 0001883048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:45 UTC |
Gillett StephenDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000116 · wf-form4_169635869979297.xml · derivative · entry 2 Gillett Stephen · CIK 0001492029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,814 Underlying: Class A Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:45 UTC |
Gillett StephenDirector
|
Exercise / conversionClass A Common Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000116 · wf-form4_169635869979297.xml · nonDerivative · entry 1 Gillett Stephen · CIK 0001492029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:43 UTC |
Broader Shelley GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000114 · wf-form4_169635859294241.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,814 Underlying: Class A Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.