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Barinthus Biotherapeutics plc.

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9597
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0001828185
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117

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed May 6, 2021 16:28 UTC
Griffiths GrahamChief Business Officer
PurchaseOrdinary Shares 100 $17.00 $1,700.00
Disclosure

SEC source: 0001104659-21-062432 · tm2115262-6_4seq1.xml · nonDerivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:28 UTC
Wright RobinDirector
PurchaseOrdinary Shares 14,000 $17.00 $238,000.00
Disclosure

SEC source: 0001104659-21-062430 · tm2115262-5_4seq1.xml · nonDerivative · entry 1

Wright Robin · CIK 0001851640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,506

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:27 UTC
Ellis ChristopherChief Operating Officer
PurchaseOrdinary Shares 75 $17.00 $1,275.00
Disclosure

SEC source: 0001104659-21-062427 · tm2115262-4_4seq1.xml · nonDerivative · entry 1

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC PurchaseOrdinary Shares 3,000 $17.00 $51,000.00
Disclosure

SEC source: 0001104659-21-062424 · tm2115262-2_4seq1.xml · nonDerivative · entry 1

Phillips Anne M. · CIK 0001627680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:29 UTC PurchaseOrdinary Shares 1,700 $17.00 $28,900.00
Disclosure

SEC source: 0001104659-21-062434 · tm2115262-7_4seq1.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC ConversionSeries B preferred shares · Derivative 1,661,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-062421 · tm2115262-1_4seq1.xml · derivative · entry 7

Oxford Sciences Innovation plc · CIK 0001856079 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,661,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F4 · shares: The number of shares reported reflects the conversion set out in Footnote (3).

F3 · price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F3 · derivative.exercise_date: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F3 · derivative.expiration_date: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F4 · derivative.underlying_shares: The number of shares reported reflects the conversion set out in Footnote (3).

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC ConversionSeries A redeemable convertible preferred shares · Derivative 1,704,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-062421 · tm2115262-1_4seq1.xml · derivative · entry 6

Oxford Sciences Innovation plc · CIK 0001856079 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,704,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F4 · shares: The number of shares reported reflects the conversion set out in Footnote (3).

F3 · price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F3 · derivative.exercise_date: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F3 · derivative.expiration_date: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F4 · derivative.underlying_shares: The number of shares reported reflects the conversion set out in Footnote (3).

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC ConversionOrdinary Shares · Derivative 4,832,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-062421 · tm2115262-1_4seq1.xml · derivative · entry 5

Oxford Sciences Innovation plc · CIK 0001856079 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,832,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F4 · shares: The number of shares reported reflects the conversion set out in Footnote (3).

F3 · price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F3 · derivative.exercise_date: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F3 · derivative.expiration_date: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

F4 · derivative.underlying_shares: The number of shares reported reflects the conversion set out in Footnote (3).

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC PurchaseAmerican Depositary Shares 600,000 $17.00 $10,200,000.00
Disclosure

SEC source: 0001104659-21-062421 · tm2115262-1_4seq1.xml · nonDerivative · entry 4

Oxford Sciences Innovation plc · CIK 0001856079 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,797,770

F2 · security: Each American Depositary Share represents one ordinary share.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC ConversionOrdinary Shares 1,661,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-062421 · tm2115262-1_4seq1.xml · nonDerivative · entry 3

Oxford Sciences Innovation plc · CIK 0001856079 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of whicb currently represents one Ordinary Share.

F3 · price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC ConversionOrdinary Shares 1,704,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-062421 · tm2115262-1_4seq1.xml · nonDerivative · entry 2

Oxford Sciences Innovation plc · CIK 0001856079 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,536,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of whicb currently represents one Ordinary Share.

F3 · price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:25 UTC ConversionOrdinary Shares 4,832,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-062421 · tm2115262-1_4seq1.xml · nonDerivative · entry 1

Oxford Sciences Innovation plc · CIK 0001856079 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,832,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of whicb currently represents one Ordinary Share.

F3 · price: Each ordinary share, Series A redeemable convertible preferred share and Series B preferred share were converted into Ordinary Shares on a one-for-309 basis immediately prior to the closing ofVaccilech plc's (the "Issuer") initial public offering without payment of consideration. None of the ordinary shares, Series A redeemable convertible preferred share and Series B preferred shares had an expiration date.

Read SEC document
May 04, 2021 Filed May 7, 2021 21:24 UTC Amendment
Enright WilliamDirector · Chief Executive Officer
GrantOrdinary Shares 514,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-063196 · tm2115637-1_4aseq1.xml · nonDerivative · entry 1

Enright William · CIK 0001705564 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,377

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: The Reporting Person was previously granted certain performance-based Restricted Share Units ("RSUs"), the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 514,923 RSUs.

F2 · price: The Reporting Person was previously granted certain performance-based Restricted Share Units ("RSUs"), the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 514,923 RSUs.

Read SEC document
April 30, 2021 Filed May 3, 2021 19:20 UTC PurchaseAmerican Depositary Shares 125,000 $14.40 $1,800,000.00
Disclosure

SEC source: 0001567619-21-008855 · doc1.xml · nonDerivative · entry 1

M&G INVESTMENT MANAGEMENT LTD · CIK 0000922898 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnote

Disclosed balance after: 1,088,597

F1 · security: Each representing one ordinary share.

F2 · ownership.nature: The reported securities are held directly by M&G ACS, advised by M&G Investment Management Limited. The reported securities may be deemed beneficially owned for the purposes of Section 13(d) of the Securities Exchange Act 1934 by M&G Investment Management Limited as investment manager to these funds. The Reporting Person disclaims beneficial ownership of the securities for purposes of Rule 16a-1(a)(2) and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:27 UTC GrantShare Option (Right to Buy) · Derivative 34,328 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061228 · tm2114558-24_4seq1.xml · derivative · entry 1

Scheeren Joseph · CIK 0001852070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Underlying: Ordinary Shares · 34,328 shares

Expires 2031-04-29

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:23 UTC
Griffiths GrahamChief Business Officer
GrantShare Option (Right to Buy) · Derivative 88,065 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061221 · tm2114558-17_4seq1.xml · derivative · entry 2

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,065

Underlying: Ordinary Shares · 88,065 shares

Expires 2031-04-29

F3 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:23 UTC
Griffiths GrahamChief Business Officer
GrantShare Option (Right to Buy) · Derivative 6,054 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061221 · tm2114558-17_4seq1.xml · derivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,054

Underlying: Ordinary Shares · 6,054 shares

Expires 2031-04-29

F1 · derivative.exercise_date: This option shall vest and become exercisable on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:22 UTC
Egorov GeorgyChief Financial Officer
GrantShare Option (Right to Buy) · Derivative 149,865 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061217 · tm2114558-14_4seq1.xml · derivative · entry 2

Egorov Georgy · CIK 0001851623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,865

Underlying: Ordinary Shares · 149,865 shares

Expires 2031-04-29

F3 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:22 UTC
Egorov GeorgyChief Financial Officer
GrantShare Option (Right to Buy) · Derivative 6,918 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061217 · tm2114558-14_4seq1.xml · derivative · entry 1

Egorov Georgy · CIK 0001851623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918

Underlying: Ordinary Shares · 6,918 shares

Expires 2031-04-29

F1 · derivative.exercise_date: This option shall vest and become exercisable on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:25 UTC GrantShare Option (Right to Buy) · Derivative 34,328 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061225 · tm2114558-21_4seq1.xml · derivative · entry 1

Hammacher Alex · CIK 0001851633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Underlying: Ordinary Shares · 34,328 shares

Expires 2031-04-29

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:24 UTC
Marshall MargaretChief Medical Officer
GrantShare Option (Right to Buy) · Derivative 225,570 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061222 · tm2114558-18_4seq1.xml · derivative · entry 2

Marshall Margaret · CIK 0001851634 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,570

Underlying: Ordinary Shares · 225,570 shares

Expires 2031-04-29

F3 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:24 UTC
Marshall MargaretChief Medical Officer
GrantShare Option (Right to Buy) · Derivative 7,783 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061222 · tm2114558-18_4seq1.xml · derivative · entry 1

Marshall Margaret · CIK 0001851634 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,783

Underlying: Ordinary Shares · 7,783 shares

Expires 2031-04-29

F1 · derivative.exercise_date: This option shall vest and become exercisable on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:26 UTC GrantShare Option (Right to Buy) · Derivative 34,328 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061226 · tm2114558-22_4seq1.xml · derivative · entry 1

Morgon Pierre A. · CIK 0001851636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Underlying: Ordinary Shares · 34,328 shares

Expires 2031-04-29

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:28 UTC
Wright RobinDirector
GrantShare Option (Right to Buy) · Derivative 34,328 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061229 · tm2114558-25_4seq1.xml · derivative · entry 1

Wright Robin · CIK 0001851640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Underlying: Ordinary Shares · 34,328 shares

Expires 2031-04-29

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:22 UTC
Ellis ChristopherChief Operating Officer
GrantShare Option (Right to Buy) · Derivative 97,335 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061218 · tm2114558-15_4seq1.xml · derivative · entry 2

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,335

Underlying: Ordinary Shares · 97,335 shares

Expires 2031-04-29

F3 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:22 UTC
Ellis ChristopherChief Operating Officer
GrantShare Option (Right to Buy) · Derivative 5,708 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061218 · tm2114558-15_4seq1.xml · derivative · entry 1

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,708

Underlying: Ordinary Shares · 5,708 shares

Expires 2031-04-29

F1 · derivative.exercise_date: This option shall vest and become exercisable on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:23 UTC
Evans Thomas GeorgeChief Scientific Officer
GrantShare Option (Right to Buy) · Derivative 364,620 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061219 · tm2114558-16_4seq1.xml · derivative · entry 2

Evans Thomas George · CIK 0001851686 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,620

Underlying: Ordinary Shares · 364,620 shares

Expires 2031-04-29

F3 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:23 UTC
Evans Thomas GeorgeChief Scientific Officer
GrantShare Option (Right to Buy) · Derivative 6,942 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061219 · tm2114558-16_4seq1.xml · derivative · entry 1

Evans Thomas George · CIK 0001851686 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

Underlying: Ordinary Shares · 6,942 shares

Expires 2031-04-29

F1 · derivative.exercise_date: This option shall vest and become exercisable on April 29, 2022.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 5, 2021 00:26 UTC GrantShare Option (Right to Buy) · Derivative 34,328 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061227 · tm2114558-23_4seq1.xml · derivative · entry 1

Phillips Anne M. · CIK 0001627680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Underlying: Ordinary Shares · 34,328 shares

Expires 2031-04-29

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:25 UTC GrantShare Option (Right to Buy) · Derivative 34,328 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061224 · tm2114558-20_4seq1.xml · derivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Underlying: Ordinary Shares · 34,328 shares

Expires 2031-04-29

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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April 29, 2021 Filed May 5, 2021 00:24 UTC
Enright WilliamDirector · Chief Executive Officer
GrantShare Option (Right to Buy) · Derivative 176,130 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061223 · tm2114558-19_4seq1.xml · derivative · entry 2

Enright William · CIK 0001705564 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,130

Underlying: Ordinary Shares · 176,130 shares

Expires 2031-04-29

F3 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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April 29, 2021 Filed May 5, 2021 00:24 UTC
Enright WilliamDirector · Chief Executive Officer
GrantOrdinary Shares 455,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-061223 · tm2114558-19_4seq1.xml · nonDerivative · entry 1

Enright William · CIK 0001705564 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,229

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: The Reporting Person was previously granted certain performance-based Restricted Share Units ("RSUs"), the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 455,775 RSUs.

F2 · price: The Reporting Person was previously granted certain performance-based Restricted Share Units ("RSUs"), the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 455,775 RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.