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Barinthus Biotherapeutics plc.

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9597
SEC CIK
0001828185
Parsed reports
117

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2022 Filed Aug 19, 2022 16:06 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionOrdinary Shares 2,175 $0.00 $0.87
Disclosure

SEC source: 0001104659-22-092960 · tm2223471-5_4seq1.xml · nonDerivative · entry 3

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
SaleOrdinary Shares 500 $4.76 $2,381.00
Disclosure

SEC source: 0001104659-22-092959 · tm2223471-4_4seq1.xml · nonDerivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,209

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:06 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092960 · tm2223471-5_4seq1.xml · derivative · entry 5

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,781

Underlying: Ordinary Shares · 649 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:06 UTC
Ellis ChristopherChief Operating Officer
SaleOrdinary Shares 649 $4.77 $3,092.74
Disclosure

SEC source: 0001104659-22-092960 · tm2223471-5_4seq1.xml · nonDerivative · entry 2

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:06 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionOrdinary Shares 649 $0.00 $0.26
Disclosure

SEC source: 0001104659-22-092960 · tm2223471-5_4seq1.xml · nonDerivative · entry 1

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
SaleOrdinary Shares 1,220 $4.82 $5,876.37
Disclosure

SEC source: 0001104659-22-092176 · tm2223471-2_4seq1.xml · nonDerivative · entry 2

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,709

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.98. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:05 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092177 · tm2223471-3_4seq1.xml · derivative · entry 6

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,430

Underlying: Ordinary Shares · 2,200 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:05 UTC
Ellis ChristopherChief Operating Officer
SaleOrdinary Shares 2,200 $4.78 $10,513.14
Disclosure

SEC source: 0001104659-22-092177 · tm2223471-3_4seq1.xml · nonDerivative · entry 4

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.98. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:05 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionOrdinary Shares 2,200 $0.00 $0.88
Disclosure

SEC source: 0001104659-22-092177 · tm2223471-3_4seq1.xml · nonDerivative · entry 3

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
SaleOrdinary Shares 2,400 $4.75 $11,407.20
Disclosure

SEC source: 0001104659-22-092176 · tm2223471-2_4seq1.xml · nonDerivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,929

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.85. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 16:05 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 5,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092177 · tm2223471-3_4seq1.xml · derivative · entry 5

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,630

Underlying: Ordinary Shares · 5,350 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 16:05 UTC
Ellis ChristopherChief Operating Officer
SaleOrdinary Shares 5,350 $4.76 $25,463.33
Disclosure

SEC source: 0001104659-22-092177 · tm2223471-3_4seq1.xml · nonDerivative · entry 2

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 - $4.76. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 16:05 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionOrdinary Shares 5,350 $0.00 $2.14
Disclosure

SEC source: 0001104659-22-092177 · tm2223471-3_4seq1.xml · nonDerivative · entry 1

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 16:41 UTC
Griffiths GrahamChief Business Officer
SaleOrdinary Shares 5,000 $4.50 $22,500.00
Disclosure

SEC source: 0001104659-22-091265 · tm2223471-1_4seq1.xml · nonDerivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,329

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 28, 2022 Filed Jul 15, 2022 16:06 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080209 · tm2221185-2_4seq1.xml · derivative · entry 3

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,980

Underlying: Ordinary Shares · 5 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 28, 2022 Filed Jul 15, 2022 16:06 UTC
Ellis ChristopherChief Operating Officer
SaleOrdinary Shares 5 $6.00 $30.00
Disclosure

SEC source: 0001104659-22-080209 · tm2221185-2_4seq1.xml · nonDerivative · entry 2

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 28, 2022 Filed Jul 15, 2022 16:06 UTC
Ellis ChristopherChief Operating Officer
Exercise / conversionOrdinary Shares 5 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080209 · tm2221185-2_4seq1.xml · nonDerivative · entry 1

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 24, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
OtherOrdinary Shares 100 $5.87 $586.80
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · nonDerivative · entry 5

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,329

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 23, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 3,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · derivative · entry 8

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,180

Underlying: Ordinary Shares · 3,090 shares

Expires 2030-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option shall vest and become exercisable in four equal annual installments, with the first installment vested on January 1, 2021. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3662 to GBP 1.00 on December 31, 2020.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 23, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 2,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · derivative · entry 7

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317

Underlying: Ordinary Shares · 2,317 shares

Expires 2029-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option shall vest and become exercisable in four equal annual installments, with the first installment vested on February 1, 2020. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 23, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 1,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · derivative · entry 6

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,931 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 23, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
SaleOrdinary Shares 8 $5.28 $42.24
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · nonDerivative · entry 4

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,229

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · kind: These shares were sold to cover the exercise price of options exercised by the Reporting Person.

Read SEC document
June 23, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionOrdinary Shares 3,090 $0.00 $1.24
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · nonDerivative · entry 3

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 23, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionOrdinary Shares 2,317 $0.00 $0.93
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · nonDerivative · entry 2

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 23, 2022 Filed Jul 15, 2022 16:05 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionOrdinary Shares 1,931 $0.00 $0.77
Disclosure

SEC source: 0001104659-22-080206 · tm2221185-1_4seq1.xml · nonDerivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 15, 2022 Filed Feb 10, 2023 16:40 UTC GrantShare Option (Right to Buy) · Derivative 18,604 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001104659-23-018609 · tm236344-5_5seq1.xml · derivative · entry 1

Scheeren Joseph · CIK 0001852070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Ordinary Shares · 18,604 shares

Expires 2032-06-15

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on June 15, 2023, with the remainder vesting in 24 equal monthly installments thereafter.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 15, 2022 Filed Feb 10, 2023 16:36 UTC GrantShare Option (Right to Buy) · Derivative 18,604 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001104659-23-018602 · tm236344-3_5seq1.xml · derivative · entry 1

Morgon Pierre A. · CIK 0001851636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Ordinary Shares · 18,604 shares

Expires 2032-06-15

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on June 15, 2023, with the remainder vesting in 24 equal monthly installments thereafter.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 15, 2022 Filed Feb 10, 2023 16:35 UTC GrantShare Option (Right to Buy) · Derivative 18,604 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001104659-23-018595 · tm236344-2_5seq1.xml · derivative · entry 1

Hammacher Alex · CIK 0001851633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Ordinary Shares · 18,604 shares

Expires 2032-06-15

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on June 15, 2023, with the remainder vesting in 24 equal monthly installments thereafter.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 15, 2022 Filed Feb 10, 2023 16:44 UTC
Wright RobinDirector
GrantShare Option (Right to Buy) · Derivative 18,604 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001104659-23-018613 · tm236344-6_5seq1.xml · derivative · entry 1

Wright Robin · CIK 0001851640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Ordinary Shares · 18,604 shares

Expires 2032-06-15

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on June 15, 2023, with the remainder vesting in 24 equal monthly installments thereafter.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 15, 2022 Filed Feb 10, 2023 21:39 UTC GrantShare Option (Right to Buy) · Derivative 18,604 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001104659-23-018607 · tm236344-4_5seq1.xml · derivative · entry 1

Phillips Anne M. · CIK 0001627680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Ordinary Shares · 18,604 shares

Expires 2032-06-15

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on June 15, 2023, with the remainder vesting in 24 equal monthly installments thereafter.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 15, 2022 Filed Feb 10, 2023 16:34 UTC GrantShare Option (Right to Buy) · Derivative 18,604 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001104659-23-018593 · tm236344-1_5seq1.xml · derivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Ordinary Shares · 18,604 shares

Expires 2032-06-15

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on June 15, 2023, with the remainder vesting in 24 equal monthly installments thereafter.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 16:31 UTC PurchaseOrdinary Shares 10,000 $5.09 $50,900.00
Disclosure

SEC source: 0001104659-22-042245 · tm2211410-2_4seq1.xml · nonDerivative · entry 1

Scheeren Joseph · CIK 0001852070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:30 UTC PurchaseOrdinary Shares 2,000 $5.14 $10,280.00
Disclosure

SEC source: 0001104659-22-042242 · tm2211410-1_4seq1.xml · nonDerivative · entry 1

Hammacher Alex · CIK 0001851633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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January 03, 2022 Filed Feb 11, 2022 19:52 UTC
Egorov GeorgyChief Financial Officer
GrantShare Option (Right to Buy) · Derivative 114,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001104659-22-020820 · tm226469-1_4seq1.xml · derivative · entry 1

Egorov Georgy · CIK 0001851623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Ordinary Shares · 114,000 shares

Expires 2032-01-03

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on January 3, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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January 03, 2022 Filed Feb 11, 2022 19:54 UTC
Griffiths GrahamChief Business Officer
GrantShare Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001104659-22-020825 · tm226469-5_4seq1.xml · derivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 80,000 shares

Expires 2032-01-03

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on January 3, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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January 03, 2022 Filed Feb 11, 2022 19:55 UTC
Marshall MargaretChief Medical Officer
GrantShare Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001104659-22-020826 · tm226469-6_4seq1.xml · derivative · entry 1

Marshall Margaret · CIK 0001851634 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 80,000 shares

Expires 2032-01-03

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on January 3, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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January 03, 2022 Filed Feb 11, 2022 19:54 UTC
Evans Thomas GeorgeChief Scientific Officer
GrantShare Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001104659-22-020823 · tm226469-4_4seq1.xml · derivative · entry 1

Evans Thomas George · CIK 0001851686 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 80,000 shares

Expires 2032-01-03

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on January 3, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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January 03, 2022 Filed Feb 11, 2022 19:53 UTC
Ellis ChristopherChief Operating Officer
GrantShare Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001104659-22-020822 · tm226469-3_4seq1.xml · derivative · entry 1

Ellis Christopher · CIK 0001851664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 80,000 shares

Expires 2032-01-03

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on January 3, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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January 03, 2022 Filed Feb 12, 2022 00:53 UTC
Enright WilliamDirector · Chief Executive Officer
GrantShare Option (Right to Buy) · Derivative 359,605 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001104659-22-020821 · tm226469-2_4seq1.xml · derivative · entry 1

Enright William · CIK 0001705564 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,605

Underlying: Ordinary Shares · 359,605 shares

Expires 2032-01-03

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on January 3, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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December 31, 2021 Filed Jan 4, 2022 16:05 UTC PurchaseOrdinary Shares 1,000 $10.86 $10,860.00
Disclosure

SEC source: 0001104659-22-000896 · tm221484-1_4seq1.xml · nonDerivative · entry 1

Hammacher Alex · CIK 0001851633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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December 22, 2021 Filed Dec 23, 2021 16:06 UTC
Wright RobinDirector
PurchaseOrdinary Shares 10,000 $9.97 $99,700.00
Disclosure

SEC source: 0001104659-21-153100 · tm2136250-1_4seq1.xml · nonDerivative · entry 1

Wright Robin · CIK 0001851640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,506

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 3,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · derivative · entry 8

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

Underlying: Ordinary Shares · Not disclosed shares

Expires 2030-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option shall vest and become exercisable in four equal annual installments, with the first installment vested on January 1, 2021. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3662 to GBP 1.00 on December 31, 2020.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 4,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · derivative · entry 7

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,634

Underlying: Ordinary Shares · Not disclosed shares

Expires 2029-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option shall vest and become exercisable in four equal annual installments, with the first installment vested on February 1, 2020. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 5,794 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · derivative · entry 6

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

Underlying: Ordinary Shares · Not disclosed shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option shall vest and become exercisable in four equal annual installments, with the first installment vested on February 1, 2019. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 102,279 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · derivative · entry 5

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · Not disclosed shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option shall vest and become exercisable in four equal annual installments, with the first installment vested on October 16, 2018. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionOrdinary Shares 3,090 $0.00 $1.24
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · nonDerivative · entry 4

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionOrdinary Shares 4,636 $0.00 $1.85
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · nonDerivative · entry 3

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionOrdinary Shares 5,794 $0.00 $2.32
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · nonDerivative · entry 2

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
December 17, 2021 Filed Feb 11, 2022 19:55 UTC
Griffiths GrahamChief Business Officer
Exercise / conversionOrdinary Shares 102,279 $0.00 $40.91
Disclosure

SEC source: 0001104659-22-020827 · tm226469-7_5seq1.xml · nonDerivative · entry 1

Griffiths Graham · CIK 0001851630 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:26 UTC PurchaseOrdinary Shares 3,000 $17.00 $51,000.00
Disclosure

SEC source: 0001104659-21-062426 · tm2115262-3_4seq1.xml · nonDerivative · entry 1

Scheeren Joseph · CIK 0001852070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.