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Nasdaq · USD

BRLT

Brilliant Earth Group, Inc.

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Tapewire entity
6567
SEC CIK
0001866757
Parsed reports
278

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202653
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 3, 2022 01:28 UTC GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000053 · wf-form4_164627089753988.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,116

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 4,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 39

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 115,903

Underlying: Class A Common Stock · 4,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 4,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 38

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 115,903

Underlying: Class A Common Stock · 4,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 24,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 37

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,572

Underlying: Class A Common Stock · 24,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 4,890 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 30

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 115,903

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 4,890 $8.90 $43,521.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 29

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F6 · price: This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 4,890 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 28

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 4,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 4,890 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 27

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 115,903

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 4,890 $8.90 $43,521.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 26

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F6 · price: This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 4,890 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 25

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 4,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 24,200 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 24

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,572

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 24,200 $8.90 $215,380.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 23

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F6 · price: This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 24,200 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 22

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 3,746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 36

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 120,793

Underlying: Class A Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 3,746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 35

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 120,793

Underlying: Class A Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 18,545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 34

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,772

Underlying: Class A Common Stock · 18,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 3,746 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 21

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 120,793

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 3,746 $9.74 $36,486.04
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 20

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F5 · price: This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 3,746 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 19

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 3,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 3,746 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 18

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 120,793

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 3,746 $9.74 $36,486.04
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 17

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F5 · price: This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 3,746 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 16

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 3,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 18,545 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 15

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,772

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 18,545 $9.74 $180,628.30
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 14

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F5 · price: This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 18,545 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 13

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 11,364 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 33

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 124,539

Underlying: Class A Common Stock · 11,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 11,364 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 32

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 124,539

Underlying: Class A Common Stock · 11,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 56,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · derivative · entry 31

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,317

Underlying: Class A Common Stock · 56,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 11,364 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 12

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 124,539

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 3,636 $10.79 $39,214.26
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 11

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F3 · price: This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 7,728 $9.96 $76,970.88
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 10

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 3,636

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F2 · price: This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 11,364 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 9

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 11,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 11,364 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 8

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 124,539

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

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February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 3,636 $10.79 $39,214.26
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 7

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F3 · price: This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 7,728 $9.96 $76,970.88
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 6

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 3,636

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F2 · price: This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 11,364 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 5

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 11,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 56,255 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 4

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,317

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

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February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 17,998 $10.79 $194,108.43
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 3

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F3 · price: This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 38,257 $9.96 $381,039.72
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 2

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,717

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F2 · price: This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:30 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 56,255 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000045 · wf-form4_164575621704289.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 18

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

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February 16, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 17

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,526

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionCommon Units · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 16

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,119,976

Underlying: Class D Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
OtherClass C Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 9

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,119,976

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
SaleClass A Common Stock 3,526 $12.03 $42,417.78
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 8

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F6 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass A Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 7

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 18

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 17

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC ConversionCommon Units · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 16

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,119,976

Underlying: Class D Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.

F6 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC OtherClass C Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 9

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,119,976

F3 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.