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Nasdaq · USD

BRLT

Brilliant Earth Group, Inc.

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Tapewire entity
6567
SEC CIK
0001866757
Parsed reports
278

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202653
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 1, 2022 20:03 UTC GrantClass B Common Stock 7,116 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000136 · wf-form4_165670575813438.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,309

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:01 UTC GrantClass B Common Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000133 · wf-form4_165670570131434.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,827

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:02 UTC GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000134 · wf-form4_165670571799441.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:20 UTC
Bickley IanDirector
GrantClass A Common Stock 25,134 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000126 · wf-form4_165489962329012.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,134

F1 · shares: Grant of a restricted stock unit award under the Issuer's compensation program for non-employee directors which provides for an annual grant of restricted stock units to non-employee directors calculated by dividing (a) $140,000 by (b) the average closing trading price of the Issuer's Class A common stock over the most recent completed month as of the grant date, rounded down to the nearest whole restricted stock unit. The award will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual stockholder's meeting, subject to continued service through the applicable vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:20 UTC GrantClass A Common Stock 25,134 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000125 · wf-form4_165489960805670.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,134

F1 · shares: Grant of a restricted stock unit award under the Issuer's compensation program for non-employee directors which provides for an annual grant of restricted stock units to non-employee directors calculated by dividing (a) $140,000 by (b) the average closing trading price of the Issuer's Class A common stock over the most recent completed month as of the grant date, rounded down to the nearest whole restricted stock unit. The award will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual stockholder's meeting, subject to continued service through the applicable vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:20 UTC GrantClass A Common Stock 25,134 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000124 · wf-form4_165489959151512.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,134

F1 · shares: Grant of a restricted stock unit award under the Issuer's compensation program for non-employee directors which provides for an annual grant of restricted stock units to non-employee directors calculated by dividing (a) $140,000 by (b) the averageclosing trading price of the Issuer's Class A common stock over the most recent completed month as of the grant date, rounded down to the nearest whole restricted stock unit. The award will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual stockholder's meeting, subject to continued service through the applicable vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:19 UTC GrantClass A Common Stock 25,134 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000123 · wf-form4_165489956963046.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,434

F1 · shares: Grant of a restricted stock unit award under the Issuer's compensation program for non-employee directors which provides for an annual grant of restricted stock units to non-employee directors calculated by dividing (a) $140,000 by (b) the average closing trading price of the Issuer's Class A common stock over the most recent completed month as of the grant date, rounded down to the nearest whole restricted stock unit. The award will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's 2023 annual stockholder's meeting, subject to continued service through the applicable vesting date.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:33 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
GrantClass B Common Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000108 · wf-form4_165420198221932.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,272

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:32 UTC
Bickley IanDirector
GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000106 · wf-form4_165420195055475.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:32 UTC GrantClass B Common Stock 7,116 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000107 · wf-form4_165420196706675.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,193

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:33 UTC GrantClass B Common Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000109 · wf-form4_165420200591893.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,968

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:34 UTC GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000110 · wf-form4_165420202369644.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 00:12 UTC
Bickley IanDirector
PurchaseClass A Common Stock 20,000 $4.53 $90,600.00
Disclosure

SEC source: 0001866757-22-000100 · wf-form4_165404235646524.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: This transaction was executed in multiple trades ranging from $4.50 to $4.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:06 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
GrantClass B Common Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000087 · wf-form4_165161914199364.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,472

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:05 UTC
Bickley IanDirector
GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000085 · wf-form4_165161908688997.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,258

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:05 UTC GrantClass B Common Stock 7,116 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000086 · wf-form4_165161910738739.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,077

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:07 UTC GrantClass B Common Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000089 · wf-form4_165161920966706.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,109

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:06 UTC GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000088 · wf-form4_165161916977678.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,258

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 8,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · derivative · entry 23

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,872

Underlying: Class A Common Stock · 8,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F9 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 8,986 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 18

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,672

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 8,986 $9.36 $84,064.03
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 17

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F8 · price: This transaction was executed in multiple trades ranging from $9.12 to $9.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 8,986 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 16

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 19,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · derivative · entry 22

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,858

Underlying: Class A Common Stock · 19,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F9 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 19,185 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 15

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,658

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 19,185 $9.48 $181,873.80
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 14

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F7 · price: This transaction was executed in multiple trades ranging from $9.18 to $9.675. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 19,185 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 13

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · derivative · entry 21

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 101,903

Underlying: Class A Common Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F9 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · derivative · entry 20

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 101,903

Underlying: Class A Common Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F9 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionCommon Units · Derivative 42,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · derivative · entry 19

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,043

Underlying: Class A Common Stock · 42,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F9 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F10 · balance_after: The reporting person's Form 4 filed on February 24, 2022 inadvertently underreported the number of common units directly held by the reporting person following the transactions reported therein. The amounts in Table II, column 9 of this filing have been corrected.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 12

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 101,903

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 11

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 101,903

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 2,198 $10.27 $22,573.46
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 10

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Held by the Beta Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F6 · price: This transaction was executed in multiple trades ranging from $10.23 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 11,802 $9.59 $113,181.18
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 9

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Held by the Beta Echo Family Protection Trust

Disclosed balance after: 2,198

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F5 · price: This transaction was executed in multiple trades ranging from $9.22 to $10.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 8

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Beta Echo Family Protection Trust

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 2,201 $10.27 $22,604.27
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 7

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F6 · price: This transaction was executed in multiple trades ranging from $10.23 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 11,799 $9.59 $113,152.41
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 6

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 2,201

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F5 · price: This transaction was executed in multiple trades ranging from $9.22 to $10.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 5

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Alpha Echo Family Protection Trust

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
OtherClass B Common Stock 42,329 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 4

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,843

F4 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.

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April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 2,222 $10.26 $22,797.72
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 3

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F3 · price: This transaction was executed in multiple trades ranging from $10.16 to $10.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
SaleClass A Common Stock 40,107 $9.33 $374,198.31
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 2

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,941

F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2021.

F2 · price: This transaction was executed in multiple trades ranging from $9.10 to $10.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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April 01, 2022 Filed Apr 6, 2022 01:43 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
ConversionClass A Common Stock 42,329 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013980 · doc4.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2022 Filed Apr 1, 2022 22:34 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
GrantClass B Common Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000071 · wf-form4_164885245352896.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,172

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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March 31, 2022 Filed Apr 1, 2022 22:35 UTC
Bickley IanDirector
GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000073 · wf-form4_164885249029807.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,687

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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March 31, 2022 Filed Apr 1, 2022 22:35 UTC GrantClass B Common Stock 7,116 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000074 · wf-form4_164885250735684.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,961

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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March 31, 2022 Filed Apr 1, 2022 22:34 UTC GrantClass B Common Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000070 · wf-form4_164885243503467.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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March 31, 2022 Filed Apr 1, 2022 22:34 UTC GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000072 · wf-form4_164885247209825.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,687

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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February 28, 2022 Filed Mar 3, 2022 01:29 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
GrantClass B Common Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000055 · wf-form4_164627093739989.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,372

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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February 28, 2022 Filed Mar 3, 2022 01:27 UTC
Bickley IanDirector
GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000051 · wf-form4_164627081070434.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,116

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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February 28, 2022 Filed Mar 3, 2022 01:28 UTC GrantClass B Common Stock 7,116 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000052 · wf-form4_164627084839982.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,845

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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February 28, 2022 Filed Mar 3, 2022 01:28 UTC GrantClass B Common Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000054 · wf-form4_164627091744681.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.