Last 12 months
Inside the activity.
5 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Just Rocks, Inc.10% owner
|
OtherClass C Common Stock | 77,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000015 · wf-form4_164220981976721.xml · nonDerivative · entry 5 Just Rocks, Inc. · CIK 0001884140 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,427,766 F5 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Just Rocks, Inc.10% owner
|
SaleClass A Common Stock | 1,406 | $16.68 | $23,452.08 |
DisclosureSEC source: 0001866757-22-000015 · wf-form4_164220981976721.xml · nonDerivative · entry 4 Just Rocks, Inc. · CIK 0001884140 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2021. F4 · price: This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Just Rocks, Inc.10% owner
|
SaleClass A Common Stock | 32,795 | $15.86 | $520,128.70 |
DisclosureSEC source: 0001866757-22-000015 · wf-form4_164220981976721.xml · nonDerivative · entry 3 Just Rocks, Inc. · CIK 0001884140 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406 F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2021. F3 · price: This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Just Rocks, Inc.10% owner
|
SaleClass A Common Stock | 43,283 | $14.92 | $645,782.36 |
DisclosureSEC source: 0001866757-22-000015 · wf-form4_164220981976721.xml · nonDerivative · entry 2 Just Rocks, Inc. · CIK 0001884140 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,201 F1 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2021. F2 · price: This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Just Rocks, Inc.10% owner
|
ConversionClass A Common Stock | 77,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000015 · wf-form4_164220981976721.xml · nonDerivative · entry 1 Just Rocks, Inc. · CIK 0001884140 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
ConversionClass D Common Stock · Derivative | 151,931 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · derivative · entry 21 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 151,931 Underlying: Class A Common Stock · 151,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
ConversionCommon Units · Derivative | 151,931 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · derivative · entry 20 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,184,633 Underlying: Class D Common Stock · 151,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date. F11 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
ConversionClass D Common Stock · Derivative | 77,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · derivative · entry 16 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 77,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
ConversionClass D Common Stock · Derivative | 77,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · derivative · entry 15 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 77,484 Underlying: Class A Common Stock · 77,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
ConversionCommon Units · Derivative | 77,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · derivative · entry 14 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,427,766 Underlying: Class D Common Stock · 77,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date. F11 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
SaleClass A Common Stock | 136,034 | $12.33 | $1,677,299.22 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · nonDerivative · entry 11 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,897 F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021. F9 · price: This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
OtherClass C Common Stock | 77,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · nonDerivative · entry 5 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,427,766 F6 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
SaleClass A Common Stock | 1,406 | $16.68 | $23,452.08 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · nonDerivative · entry 4 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021. F5 · price: This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
SaleClass A Common Stock | 32,795 | $15.86 | $520,128.70 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · nonDerivative · entry 3 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,406 F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021. F4 · price: This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
SaleClass A Common Stock | 43,283 | $14.92 | $645,782.36 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · nonDerivative · entry 2 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 34,201 F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021. F3 · price: This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 01:23 UTC |
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
|
ConversionClass A Common Stock | 77,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000014 · wf-form4_164220980106748.xml · nonDerivative · entry 1 Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 77,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:12 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
GrantClass B Common Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000007 · wf-form4_164124432017948.xml · nonDerivative · entry 1 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,772 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:15 UTC |
Bickley IanDirector
|
GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000009 · wf-form4_164124449804005.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,974 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:11 UTC |
KAPLAN BETH JDirector
|
GrantClass B Common Stock | 7,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000006 · wf-form4_164124425285026.xml · nonDerivative · entry 1 KAPLAN BETH J · CIK 0001247154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,613 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:16 UTC |
Harris Jennifer NoelDirector
|
GrantClass B Common Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000010 · wf-form4_164124458425858.xml · nonDerivative · entry 1 Harris Jennifer Noel · CIK 0001597649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,673 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:13 UTC |
Jaques AtticaDirector
|
GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-22-000008 · wf-form4_164124438582315.xml · nonDerivative · entry 1 Jaques Attica · CIK 0001848115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,974 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 23:05 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
GrantClass B Common Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-21-000016 · wf-form4_163848633264655.xml · nonDerivative · entry 1 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,972 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 23:02 UTC |
Bickley IanDirector
|
GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-21-000014 · wf-form4_163848615279686.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,403 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:59 UTC |
KAPLAN BETH JDirector
|
GrantClass B Common Stock | 7,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-21-000013 · wf-form4_163848597533231.xml · nonDerivative · entry 1 KAPLAN BETH J · CIK 0001247154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,497 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with vesting of Common Units. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 23:04 UTC |
Harris Jennifer NoelDirector
|
GrantClass B Common Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-21-000015 · wf-form4_163848623010380.xml · nonDerivative · entry 1 Harris Jennifer Noel · CIK 0001597649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,814 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 23:07 UTC |
Jaques AtticaDirector
|
GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001866757-21-000017 · wf-form4_163848646278582.xml · nonDerivative · entry 1 Jaques Attica · CIK 0001848115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,403 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 20:40 UTC |
Bickley IanDirector
|
PurchaseClass A Common Stock | 20,000 | $17.99 | $359,800.00 |
DisclosureSEC source: 0001866757-21-000012 · wf-form4_163770001995365.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: This transaction was executed in multiple trades ranging from $17.47 to $18.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:05 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
GrantClass B Common Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042358 · doc4.xml · nonDerivative · entry 1 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,172 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:05 UTC |
Bickley IanDirector
|
GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042354 · doc4.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,832 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:05 UTC |
KAPLAN BETH JDirector
|
GrantClass B Common Stock | 7,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042357 · doc4.xml · nonDerivative · entry 1 KAPLAN BETH J · CIK 0001247154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,381 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:05 UTC |
Harris Jennifer NoelDirector
|
GrantClass B Common Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042356 · doc4.xml · nonDerivative · entry 1 Harris Jennifer Noel · CIK 0001597649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,955 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:05 UTC |
Jaques AtticaDirector
|
GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042355 · doc4.xml · nonDerivative · entry 1 Jaques Attica · CIK 0001848115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,832 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:32 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
GrantClass B Common Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038952 · doc4.xml · nonDerivative · entry 1 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,372 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:28 UTC |
Bickley IanDirector
|
GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038943 · doc4.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:32 UTC |
KAPLAN BETH JDirector
|
GrantClass B Common Stock | 7,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038951 · doc4.xml · nonDerivative · entry 1 KAPLAN BETH J · CIK 0001247154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,265 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:28 UTC |
Harris Jennifer NoelDirector
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GrantClass B Common Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038944 · doc4.xml · nonDerivative · entry 1 Harris Jennifer Noel · CIK 0001597649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,096 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:25 UTC |
Jaques AtticaDirector
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GrantClass B Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038938 · doc4.xml · nonDerivative · entry 1 Jaques Attica · CIK 0001848115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261 F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:10 UTC |
MAINSAIL GP III, LLC10% owner
Mainsail Partners III, L.P.10% owner
Mainsail Co-Investors III, L.P.10% owner
MAINSAIL INCENTIVE PROGRAM, LLC10% owner
MAINSAIL MANAGEMENT COMPANY, LLC10% owner
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Disposition to issuerLLC Units · Derivative | 469,824 | $11.22 | $5,271,425.28 |
DisclosureSEC source: 0000899243-21-038114 · doc4.xml · derivative · entry 2 MAINSAIL GP III, LLC · CIK 0001883360 · 10% owner Mainsail Partners III, L.P. · CIK 0001543760 · 10% owner Mainsail Co-Investors III, L.P. · CIK 0001570211 · 10% owner MAINSAIL INCENTIVE PROGRAM, LLC · CIK 0001883293 · 10% owner MAINSAIL MANAGEMENT COMPANY, LLC · CIK 0001883367 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,965,771 Underlying: Class A Common Stock · 469,824 shares Expires not disclosed F5 · derivative.exercise_price: LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. LLC Units do not expire. F1 · kind: On September 27, 2021, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock to redeem common units of Brilliant Earth LLC (the "LLC Units") from the reporting persons, at a price of $11.22 per LLC Unit (the "Redemption"). One share of the Issuer's Class B common stock for every LLC Unit redeemed was forfeited and canceled for no consideration in connection with the Redemption. F2 · shares: Consists of (i) 458,769 shares of Class B common stock forfeited by Mainsail Partners III, L.P. ("MP III"), (ii) 912 shares of Class B common stock forfeited by Mainsail Incentive Program, LLC ("MIP"), and (iii) 10,143 shares of Class B common stock forfeited by Mainsail Co-Investors III, L.P. ("MCOI"), in each case, in connection with the Redemption. F5 · derivative.exercise_date: LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. LLC Units do not expire. F5 · derivative.expiration_date: LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. LLC Units do not expire. F3 · balance_after: Consists of (i) 31,213,636 shares of Class B common stock (and associated LLC Units) held by Mainsail Partners III, L.P. ("MP III"), (ii) 62,051 shares of Class B common stock (and associated LLC Units) held by Mainsail Incentive Program, LLC ("MIP"), and (iii) 690,084 shares of Class B common stock (and associated LLC Units) held by Mainsail Co-Investors III, L.P. ("MCOI"). F4 · ownership.nature: Mainsail GP III, LLC ("GP III") is the general partner of MP III. MCOI is a co-investment vehicle that invests alongside MP III. GP III is the general partner of MCOI. A three member investment committee of GP III acts by a majority vote, with Gavin Turner possessing a veto right, with respect to the voting and dispositive power of the securities held by MP III and MCOI. Mainsail Management Company, LLC ("MMC") is the managing member of MIP and Gavin Turner is sole Manager of MMC. Mr. Turner has separately reported the securities held by each of the foregoing on his Form 3 filed in his capacity as a director of the Issuer. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:10 UTC |
MAINSAIL GP III, LLC10% owner
Mainsail Partners III, L.P.10% owner
Mainsail Co-Investors III, L.P.10% owner
MAINSAIL INCENTIVE PROGRAM, LLC10% owner
MAINSAIL MANAGEMENT COMPANY, LLC10% owner
|
Disposition to issuerClass B Common Stock | 469,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038114 · doc4.xml · nonDerivative · entry 1 MAINSAIL GP III, LLC · CIK 0001883360 · 10% owner Mainsail Partners III, L.P. · CIK 0001543760 · 10% owner Mainsail Co-Investors III, L.P. · CIK 0001570211 · 10% owner MAINSAIL INCENTIVE PROGRAM, LLC · CIK 0001883293 · 10% owner MAINSAIL MANAGEMENT COMPANY, LLC · CIK 0001883367 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,965,771 F1 · kind: On September 27, 2021, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock to redeem common units of Brilliant Earth LLC (the "LLC Units") from the reporting persons, at a price of $11.22 per LLC Unit (the "Redemption"). One share of the Issuer's Class B common stock for every LLC Unit redeemed was forfeited and canceled for no consideration in connection with the Redemption. F2 · shares: Consists of (i) 458,769 shares of Class B common stock forfeited by Mainsail Partners III, L.P. ("MP III"), (ii) 912 shares of Class B common stock forfeited by Mainsail Incentive Program, LLC ("MIP"), and (iii) 10,143 shares of Class B common stock forfeited by Mainsail Co-Investors III, L.P. ("MCOI"), in each case, in connection with the Redemption. F1 · price: On September 27, 2021, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock to redeem common units of Brilliant Earth LLC (the "LLC Units") from the reporting persons, at a price of $11.22 per LLC Unit (the "Redemption"). One share of the Issuer's Class B common stock for every LLC Unit redeemed was forfeited and canceled for no consideration in connection with the Redemption. F3 · balance_after: Consists of (i) 31,213,636 shares of Class B common stock (and associated LLC Units) held by Mainsail Partners III, L.P. ("MP III"), (ii) 62,051 shares of Class B common stock (and associated LLC Units) held by Mainsail Incentive Program, LLC ("MIP"), and (iii) 690,084 shares of Class B common stock (and associated LLC Units) held by Mainsail Co-Investors III, L.P. ("MCOI"). F4 · ownership.nature: Mainsail GP III, LLC ("GP III") is the general partner of MP III. MCOI is a co-investment vehicle that invests alongside MP III. GP III is the general partner of MCOI. A three member investment committee of GP III acts by a majority vote, with Gavin Turner possessing a veto right, with respect to the voting and dispositive power of the securities held by MP III and MCOI. Mainsail Management Company, LLC ("MMC") is the managing member of MIP and Gavin Turner is sole Manager of MMC. Mr. Turner has separately reported the securities held by each of the foregoing on his Form 3 filed in his capacity as a director of the Issuer. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
Disposition to issuerCommon Units · Derivative | 1,674 | $11.22 | $18,782.28 |
DisclosureSEC source: 0000899243-21-038123 · doc4.xml · derivative · entry 7 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,725 Underlying: Class A Common Stock · 1,674 shares Expires not disclosed F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person. F5 · derivative.exercise_date: A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 31 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2024. F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
Disposition to issuerCommon Units · Derivative | 1,997 | $11.22 | $22,406.34 |
DisclosureSEC source: 0000899243-21-038123 · doc4.xml · derivative · entry 6 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Beta Echo Family Protection Trust Disclosed balance after: 135,903 Underlying: Class A Common Stock · 1,997 shares Expires not disclosed F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person. F4 · derivative.exercise_date: The Common Units are fully vested. F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
Disposition to issuerCommon Units · Derivative | 1,997 | $11.22 | $22,406.34 |
DisclosureSEC source: 0000899243-21-038123 · doc4.xml · derivative · entry 5 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Alpha Echo Family Protection Trust Disclosed balance after: 135,903 Underlying: Class A Common Stock · 1,997 shares Expires not disclosed F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person. F4 · derivative.exercise_date: The Common Units are fully vested. F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
Disposition to issuerCommon Units · Derivative | 8,079 | $11.22 | $90,646.38 |
DisclosureSEC source: 0000899243-21-038123 · doc4.xml · derivative · entry 4 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,647 Underlying: Class A Common Stock · 8,079 shares Expires not disclosed F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person. F4 · derivative.exercise_date: The Common Units are fully vested. F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
Disposition to issuerClass B Common Stock | 1,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038123 · doc4.xml · nonDerivative · entry 3 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Beta Echo Family Protection Trust Disclosed balance after: 135,903 F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
Disposition to issuerClass B Common Stock | 1,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038123 · doc4.xml · nonDerivative · entry 2 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by the Alpha Echo Family Protection Trust Disclosed balance after: 135,903 F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Kuo Jeffrey ChuenhongChief Financial Officer
|
Disposition to issuerClass B Common Stock | 9,753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038123 · doc4.xml · nonDerivative · entry 1 Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,572 F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Bickley IanDirector
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Disposition to issuerCommon Units · Derivative | 25 | $11.22 | $280.50 |
DisclosureSEC source: 0000899243-21-038124 · doc4.xml · derivative · entry 3 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,419 Underlying: Class A Common Stock · 25 shares Expires not disclosed F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person. F4 · derivative.exercise_date: A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 45 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on May 31, 2025. F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Bickley IanDirector
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Disposition to issuerClass B Common Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038124 · doc4.xml · nonDerivative · entry 2 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690 F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:16 UTC |
Bickley IanDirector
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PurchaseClass A Common Stock | 10,000 | $12.00 | $120,000.00 |
DisclosureSEC source: 0000899243-21-038124 · doc4.xml · nonDerivative · entry 1 Bickley Ian · CIK 0001632468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 01:17 UTC |
KAPLAN BETH JDirector
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Disposition to issuerCommon Units · Derivative | 1,134 | $11.22 | $12,723.48 |
DisclosureSEC source: 0000899243-21-038126 · doc4.xml · derivative · entry 3 KAPLAN BETH J · CIK 0001247154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,066 Underlying: Class A Common Stock · 1,134 shares Expires not disclosed F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person. F4 · derivative.exercise_date: A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/36th of the underlying shares in 25 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on September 30, 2023. F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.