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Borealis Foods Inc.

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7550
SEC CIK
0001852973
Parsed reports
46

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2026 Filed May 29, 2026 06:08 UTC GrantConvertible Indebtedness · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-062389 · ownership.xml · derivative · entry 1

Oxus Capital PTE. LTD. · CIK 0001881259 · 10% owner

Rakishev Kenges · CIK 0001548375 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · Not disclosed shares

Expires 2026-07-01

F1 · derivative.exercise_price: On April 27, 2026, Oxus Capital PTE. LTD. ("Oxus Capital") entered into a Conversion Agreement (the "Conversion Agreement") with Palmetto Gourmet Foods, Inc., PGF Real Estate I, Inc., PGF Real Estate II, Inc. (together, the "Company"), Borealis Foods Inc., Borealis IP Inc., and Palmetto Gourmet Foods (Canada) Inc., as guarantors, Z Ventures Inc. and Zagros Alpine Capital. Pursuant to the Conversion Agreement, if the Company does not consummate one or more equity financings resulting in gross proceeds of at least $70,000,000 at a per share price of $9.00 on or before July 1, 2026 (the "Equity Raise Deadline"), the indebtedness owed to Oxus Capital by the Company in the aggregate amount of approximately $11.1 million will automatically convert into common shares of the Issuer at a conversion price equal to the Fair Market Value (as defined in the Conversion Agreement).

F1 · shares: On April 27, 2026, Oxus Capital PTE. LTD. ("Oxus Capital") entered into a Conversion Agreement (the "Conversion Agreement") with Palmetto Gourmet Foods, Inc., PGF Real Estate I, Inc., PGF Real Estate II, Inc. (together, the "Company"), Borealis Foods Inc., Borealis IP Inc., and Palmetto Gourmet Foods (Canada) Inc., as guarantors, Z Ventures Inc. and Zagros Alpine Capital. Pursuant to the Conversion Agreement, if the Company does not consummate one or more equity financings resulting in gross proceeds of at least $70,000,000 at a per share price of $9.00 on or before July 1, 2026 (the "Equity Raise Deadline"), the indebtedness owed to Oxus Capital by the Company in the aggregate amount of approximately $11.1 million will automatically convert into common shares of the Issuer at a conversion price equal to the Fair Market Value (as defined in the Conversion Agreement).

F2 · shares: The Common Shares issuable to Oxus Capital upon automatic conversion of the Indebtedness pursuant to the Conversion Agreement are not included in the beneficial ownership figures reported herein. As of the date of this Form 4, the actual number of shares issuable upon conversion cannot be determined because the conversion price is equal to the volume weighted average closing price of the Issuer's common shares on the Nasdaq Stock Market for the twenty (20) consecutive trading days ending on and including the trading day immediately preceding the Equity Raise Deadline, as reported by Bloomberg L.P., which price has not yet been determined. The Reporting Persons will file a Form 4 as required to reflect the final number of Conversion Shares that will be issued upon conversion following the definitive calculation of the conversion price.

F3 · price: The conversion right was acquired pursuant to the Conversion Agreement in connection with the pre-existing indebtedness owed by the Company to Oxus Capital. No separate consideration was paid by Oxus Capital for the conversion right, which was granted as part of the transactions contemplated by the Conversion Agreement.

F1 · derivative.exercise_date: On April 27, 2026, Oxus Capital PTE. LTD. ("Oxus Capital") entered into a Conversion Agreement (the "Conversion Agreement") with Palmetto Gourmet Foods, Inc., PGF Real Estate I, Inc., PGF Real Estate II, Inc. (together, the "Company"), Borealis Foods Inc., Borealis IP Inc., and Palmetto Gourmet Foods (Canada) Inc., as guarantors, Z Ventures Inc. and Zagros Alpine Capital. Pursuant to the Conversion Agreement, if the Company does not consummate one or more equity financings resulting in gross proceeds of at least $70,000,000 at a per share price of $9.00 on or before July 1, 2026 (the "Equity Raise Deadline"), the indebtedness owed to Oxus Capital by the Company in the aggregate amount of approximately $11.1 million will automatically convert into common shares of the Issuer at a conversion price equal to the Fair Market Value (as defined in the Conversion Agreement).

F1 · derivative.expiration_date: On April 27, 2026, Oxus Capital PTE. LTD. ("Oxus Capital") entered into a Conversion Agreement (the "Conversion Agreement") with Palmetto Gourmet Foods, Inc., PGF Real Estate I, Inc., PGF Real Estate II, Inc. (together, the "Company"), Borealis Foods Inc., Borealis IP Inc., and Palmetto Gourmet Foods (Canada) Inc., as guarantors, Z Ventures Inc. and Zagros Alpine Capital. Pursuant to the Conversion Agreement, if the Company does not consummate one or more equity financings resulting in gross proceeds of at least $70,000,000 at a per share price of $9.00 on or before July 1, 2026 (the "Equity Raise Deadline"), the indebtedness owed to Oxus Capital by the Company in the aggregate amount of approximately $11.1 million will automatically convert into common shares of the Issuer at a conversion price equal to the Fair Market Value (as defined in the Conversion Agreement).

F1 · derivative.underlying_shares: On April 27, 2026, Oxus Capital PTE. LTD. ("Oxus Capital") entered into a Conversion Agreement (the "Conversion Agreement") with Palmetto Gourmet Foods, Inc., PGF Real Estate I, Inc., PGF Real Estate II, Inc. (together, the "Company"), Borealis Foods Inc., Borealis IP Inc., and Palmetto Gourmet Foods (Canada) Inc., as guarantors, Z Ventures Inc. and Zagros Alpine Capital. Pursuant to the Conversion Agreement, if the Company does not consummate one or more equity financings resulting in gross proceeds of at least $70,000,000 at a per share price of $9.00 on or before July 1, 2026 (the "Equity Raise Deadline"), the indebtedness owed to Oxus Capital by the Company in the aggregate amount of approximately $11.1 million will automatically convert into common shares of the Issuer at a conversion price equal to the Fair Market Value (as defined in the Conversion Agreement).

F2 · derivative.underlying_shares: The Common Shares issuable to Oxus Capital upon automatic conversion of the Indebtedness pursuant to the Conversion Agreement are not included in the beneficial ownership figures reported herein. As of the date of this Form 4, the actual number of shares issuable upon conversion cannot be determined because the conversion price is equal to the volume weighted average closing price of the Issuer's common shares on the Nasdaq Stock Market for the twenty (20) consecutive trading days ending on and including the trading day immediately preceding the Equity Raise Deadline, as reported by Bloomberg L.P., which price has not yet been determined. The Reporting Persons will file a Form 4 as required to reflect the final number of Conversion Shares that will be issued upon conversion following the definitive calculation of the conversion price.

F1 · balance_after: On April 27, 2026, Oxus Capital PTE. LTD. ("Oxus Capital") entered into a Conversion Agreement (the "Conversion Agreement") with Palmetto Gourmet Foods, Inc., PGF Real Estate I, Inc., PGF Real Estate II, Inc. (together, the "Company"), Borealis Foods Inc., Borealis IP Inc., and Palmetto Gourmet Foods (Canada) Inc., as guarantors, Z Ventures Inc. and Zagros Alpine Capital. Pursuant to the Conversion Agreement, if the Company does not consummate one or more equity financings resulting in gross proceeds of at least $70,000,000 at a per share price of $9.00 on or before July 1, 2026 (the "Equity Raise Deadline"), the indebtedness owed to Oxus Capital by the Company in the aggregate amount of approximately $11.1 million will automatically convert into common shares of the Issuer at a conversion price equal to the Fair Market Value (as defined in the Conversion Agreement).

F2 · balance_after: The Common Shares issuable to Oxus Capital upon automatic conversion of the Indebtedness pursuant to the Conversion Agreement are not included in the beneficial ownership figures reported herein. As of the date of this Form 4, the actual number of shares issuable upon conversion cannot be determined because the conversion price is equal to the volume weighted average closing price of the Issuer's common shares on the Nasdaq Stock Market for the twenty (20) consecutive trading days ending on and including the trading day immediately preceding the Equity Raise Deadline, as reported by Bloomberg L.P., which price has not yet been determined. The Reporting Persons will file a Form 4 as required to reflect the final number of Conversion Shares that will be issued upon conversion following the definitive calculation of the conversion price.

F4 · ownership.direct: This Form 4 is being filed jointly by each of (i) Oxus Capital with respect to the securities directly held by Oxus Capital; and (ii) Kenges Rakishev, who is the controlling shareholder of Oxus Capital. Mr. Rakishev may be deemed to have beneficial ownership of the securities directly held by Oxus Capital. Mr. Rakishev disclaims any beneficial ownership of the shares held by Oxus Capital, except to the extent of his pecuniary interest therein.

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March 23, 2026 Filed Apr 9, 2026 21:11 UTC PurchaseWarrants · Derivative 961 $0.06 Strike: $11.50 $55.74
Disclosure

SEC source: 0001085146-26-000336 · ownership.xml · derivative · entry 5

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,072,471

Underlying: Common Stock · 961 shares

Expires 2029-02-09

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March 20, 2026 Filed Apr 9, 2026 21:11 UTC PurchaseWarrants · Derivative 4,075 $0.06 Strike: $11.50 $236.35
Disclosure

SEC source: 0001085146-26-000336 · ownership.xml · derivative · entry 4

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,071,510

Underlying: Common Stock · 4,075 shares

Expires 2029-02-09

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March 20, 2026 Filed Apr 9, 2026 21:11 UTC PurchaseWarrants · Derivative 45,875 $0.06 Strike: $11.50 $2,660.75
Disclosure

SEC source: 0001085146-26-000336 · ownership.xml · derivative · entry 3

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,067,435

Underlying: Common Stock · 45,875 shares

Expires 2029-02-09

Read SEC document
March 18, 2026 Filed Apr 9, 2026 21:11 UTC PurchaseWarrants · Derivative 4,025 $0.06 Strike: $11.50 $233.45
Disclosure

SEC source: 0001085146-26-000336 · ownership.xml · derivative · entry 2

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,021,560

Underlying: Common Stock · 4,025 shares

Expires 2029-02-09

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March 05, 2026 Filed Apr 9, 2026 21:11 UTC PurchaseWarrants · Derivative 400 $0.06 Strike: $11.50 $23.16
Disclosure

SEC source: 0001085146-26-000336 · ownership.xml · derivative · entry 1

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017,535

Underlying: Common Stock · 400 shares

Expires 2029-02-09

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March 03, 2026 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 16,935 $0.06 Strike: $11.50 $980.54
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 30

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017,135

Underlying: Common Stock · 16,935 shares

Expires 2029-02-09

Read SEC document
March 03, 2026 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 200 $0.06 Strike: $11.50 $12.02
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 29

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,200

Underlying: Common Stock · 200 shares

Expires 2029-02-09

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January 12, 2026 Filed May 29, 2026 20:15 UTC
Soltanzadeh RezaDirector · Chief Executive Officer · 10% owner
OtherClass A Common Shares 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-062831 · ownership.xml · nonDerivative · entry 1

Soltanzadeh Reza · CIK 0002008623 · Director · Chief Executive Officer · 10% owner

Zagros Alpine Capital ULC · CIK 0002011963 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Zagros Alpine Capital ULC

Disclosed balance after: 3,032,505

F1 · shares: On December 5, 2025, the Reporting Person entered into a Pledge and Escrow Agreement with EarlyBirdCapital, Inc. ("EBC") and Continental Stock Transfer & Trust Company pursuant to which the Reporting Person agreed to pledge 500,000 Class A Common Shares (the "Shares") of Borealis Foods Inc. (the "Company") to secure indebtedness of the company owed to EBC. Upon the Company's default under the promissory note described in footnote 2, the Shares were transferred to EBC on January 12, 2026 in partial satisfaction of such indebtedness.

F2 · price: The Reporting Person pledged 500,000 Class A Common Shares of the Company to secure payment of indebtedness of the Company in the principal amount of $1,980,000 under that certain promissory note, dated February 7, 2024, as amended on April 15, 2025, June 30, 2025, and December 5, 2025.

F3 · ownership.nature: Zagros directly owns the reported shares. Mr. Soltanzadeh is the President of Zagros. Leila Rasoulian is the spouse of Mr. Soltanzadeh. Mr. Soltanzadeh and Ms. Rasoulian may be deemed to share beneficial ownership of all the shares held by Zagros. Mr. Soltanzadeh and Ms. Rasoulian may be deemed to have joint voting and dispositive power over the shares held by Zagros.

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January 12, 2026 Filed May 29, 2026 20:15 UTC OtherClass A Common Shares 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-062832 · ownership.xml · nonDerivative · entry 1

Helg Barthelemy · CIK 0002008491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,718,056

F1 · shares: On December 5, 2025, the Reporting Person entered into a Pledge and Escrow Agreement with EarlyBirdCapital, Inc. ("EBC") and Continental Stock Transfer & Trust Company pursuant to which the Reporting Person agreed to pledge 500,000 Class A Common Shares (the "Shares") of Borealis Foods Inc. (the "Company") to secure indebtedness of the company owed to EBC. Upon the Company's default under the promissory note described in footnote 2, the Shares were transferred to EBC on January 12, 2026 in partial satisfaction of such indebtedness.

F2 · price: The Reporting Person pledged 500,000 Class A Common Shares of the Company to secure payment of indebtedness of the Company in the principal amount of $1,980,000 under that certain promissory note, dated February 7, 2024, as amended on April 15, 2025, June 30, 2025, and December 5, 2025.

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May 27, 2025 Filed May 28, 2025 21:41 UTC GrantClass A Common Shares 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-048365 · ownership.xml · nonDerivative · entry 1

Helg Barthelemy · CIK 0002008491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,225,556

F1 · shares: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F1 · price: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F2 · balance_after: Consists of (i) 3,218,056 shares of common shares and (ii) 7,500 unvested restricted stock units.

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May 27, 2025 Filed May 28, 2025 17:40 UTC GrantClass A Common Shares 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-048364 · ownership.xml · nonDerivative · entry 1

Mynzhanov Kanat · CIK 0001881258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

F1 · shares: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 10,000 of the granted restricted stock units vested on May 27, 2025.

F1 · price: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 10,000 of the granted restricted stock units vested on May 27, 2025.

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May 27, 2025 Filed May 28, 2025 17:42 UTC GrantClass A Common Shares 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-048367 · ownership.xml · nonDerivative · entry 1

Khemka Shiv Vikram · CIK 0001881257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F1 · price: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F2 · balance_after: Consists of (i) 62,500 shares of common shares and (ii) 7,500 unvested restricted stock units.

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May 27, 2025 Filed May 28, 2025 21:42 UTC GrantClass A Common Shares 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-048366 · ownership.xml · nonDerivative · entry 1

COUSIN ERTHARIN · CIK 0001219349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F1 · price: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F2 · balance_after: Consists of (i) 12,500 shares of common shares and (ii) 7,500 unvested restricted stock units.

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May 27, 2025 Filed May 28, 2025 21:39 UTC GrantClass A Common Shares 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-048363 · ownership.xml · nonDerivative · entry 1

OYER STEVEN M · CIK 0001242298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

F1 · shares: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F1 · price: Represents a grant of performance-based restricted stock under the Company's Equity Incentive Plan. 12,500 of the granted restricted stock units vested on May 27, 2025. 2,500 restricted stock units will vest on August 6, 2025, November 6, 2025, and February 6, 2026, respectively.

F2 · balance_after: Consists of (i) 14,500 shares of common shares and (ii) 7,500 unvested restricted stock units.

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May 19, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 46,403 $0.12 Strike: $11.50 $5,791.09
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 28

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 46,403 shares

Expires 2029-02-09

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April 03, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 687 $0.11 Strike: $11.50 $75.98
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 27

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,953,597

Underlying: Common Stock · 687 shares

Expires 2029-02-09

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March 25, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 4,800 $0.12 Strike: $11.50 $565.92
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 26

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,952,910

Underlying: Common Stock · 4,800 shares

Expires 2029-02-09

Read SEC document
March 21, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 3,822 $0.11 Strike: $11.50 $404.75
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 25

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,948,110

Underlying: Common Stock · 3,822 shares

Expires 2029-02-09

Read SEC document
February 14, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 30,983 $0.12 Strike: $11.50 $3,714.86
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 24

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,944,288

Underlying: Common Stock · 30,983 shares

Expires 2029-02-09

Read SEC document
February 13, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 16,702 $0.12 Strike: $11.50 $1,989.21
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 23

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,913,305

Underlying: Common Stock · 16,702 shares

Expires 2029-02-09

Read SEC document
February 10, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 1,148 $0.11 Strike: $11.50 $123.98
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 22

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,896,603

Underlying: Common Stock · 1,148 shares

Expires 2029-02-09

Read SEC document
January 16, 2025 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 22,755 $0.11 Strike: $11.50 $2,507.60
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 21

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,895,455

Underlying: Common Stock · 22,755 shares

Expires 2029-02-09

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December 30, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 27,774 $0.07 Strike: $11.50 $1,919.18
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 20

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,872,700

Underlying: Common Stock · 27,774 shares

Expires 2029-02-09

Read SEC document
December 27, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 1,101 $0.07 Strike: $11.50 $76.85
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 19

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,844,926

Underlying: Common Stock · 1,101 shares

Expires 2029-02-09

Read SEC document
December 23, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 700 $0.07 Strike: $11.50 $50.54
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 18

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,843,825

Underlying: Common Stock · 700 shares

Expires 2029-02-09

Read SEC document
December 20, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 500 $0.08 Strike: $11.50 $37.50
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 17

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,843,125

Underlying: Common Stock · 500 shares

Expires 2029-02-09

Read SEC document
December 19, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 600 $0.08 Strike: $11.50 $45.60
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 16

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842,625

Underlying: Common Stock · 600 shares

Expires 2029-02-09

Read SEC document
December 06, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 32,743 $0.08 Strike: $11.50 $2,508.11
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 15

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842,025

Underlying: Common Stock · 32,743 shares

Expires 2029-02-09

Read SEC document
November 26, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 1,250 $0.07 Strike: $11.50 $89.13
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 14

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,809,282

Underlying: Common Stock · 1,250 shares

Expires 2029-02-09

Read SEC document
November 11, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 29,457 $0.06 Strike: $11.50 $1,879.36
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 13

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,808,032

Underlying: Common Stock · 29,457 shares

Expires 2029-02-09

Read SEC document
November 08, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 1,885 $0.07 Strike: $11.50 $122.53
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 12

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,778,575

Underlying: Common Stock · 1,885 shares

Expires 2029-02-09

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October 29, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 94 $0.07 Strike: $11.50 $6.11
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 11

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,776,690

Underlying: Common Stock · 94 shares

Expires 2029-02-09

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October 28, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 225 $0.07 Strike: $11.50 $14.63
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 10

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,776,596

Underlying: Common Stock · 225 shares

Expires 2029-02-09

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October 25, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 20,000 $0.07 Strike: $11.50 $1,300.00
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 9

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,776,371

Underlying: Common Stock · 20,000 shares

Expires 2029-02-09

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October 24, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 5,700 $0.07 Strike: $11.50 $383.61
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 8

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,756,371

Underlying: Common Stock · 5,700 shares

Expires 2029-02-09

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October 23, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 8,645 $0.07 Strike: $11.50 $574.03
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 7

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750,671

Underlying: Common Stock · 8,645 shares

Expires 2029-02-09

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October 22, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 72,822 $0.07 Strike: $11.50 $4,740.71
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 6

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,742,026

Underlying: Common Stock · 72,822 shares

Expires 2029-02-09

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October 21, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 50,650 $0.06 Strike: $11.50 $3,256.80
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 5

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,669,204

Underlying: Common Stock · 50,650 shares

Expires 2029-02-09

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October 18, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 250 $0.06 Strike: $11.50 $16.08
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 4

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,618,554

Underlying: Common Stock · 250 shares

Expires 2029-02-09

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October 16, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 1,600 $0.07 Strike: $11.50 $118.72
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 3

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,618,304

Underlying: Common Stock · 1,600 shares

Expires 2029-02-09

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October 14, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 400 $0.07 Strike: $11.50 $27.88
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 2

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,616,704

Underlying: Common Stock · 400 shares

Expires 2029-02-09

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October 09, 2024 Filed Oct 11, 2024 16:01 UTC OtherClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-087246 · ownership.xml · nonDerivative · entry 1

Mynzhanov Kanat · CIK 0001881258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · kind: Represents securities transferred to the Reporting Person for no consideration from Oxus Capital PTE. LTD. pursuant to an incentive agreement between the Reporting Person and Oxus Capital PTE. LTD., dated as of September 22, 2023. The Reporting Person owns a membership interest in Oxus Capital PTE. LTD., which directly owns shares of the Issuer's Class A common shares and, as a result thereof, the Reporting Person also holds an indirect pecuniary interest in certain of the securities held by the Issuer.

F1 · price: Represents securities transferred to the Reporting Person for no consideration from Oxus Capital PTE. LTD. pursuant to an incentive agreement between the Reporting Person and Oxus Capital PTE. LTD., dated as of September 22, 2023. The Reporting Person owns a membership interest in Oxus Capital PTE. LTD., which directly owns shares of the Issuer's Class A common shares and, as a result thereof, the Reporting Person also holds an indirect pecuniary interest in certain of the securities held by the Issuer.

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October 09, 2024 Filed Oct 11, 2024 16:01 UTC OtherClass A Common Shares 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-087249 · ownership.xml · nonDerivative · entry 1

Oxus Capital PTE. LTD. · CIK 0001881259 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,302,477

F1 · kind: Represents securities transferred to Kanat Mynzhanov for no consideration from the Reporting Person pursuant to an incentive agreement between the Reporting Person and Kanat Mynzhanov., dated as of September 22, 2023.

F1 · price: Represents securities transferred to Kanat Mynzhanov for no consideration from the Reporting Person pursuant to an incentive agreement between the Reporting Person and Kanat Mynzhanov., dated as of September 22, 2023.

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October 09, 2024 Filed Apr 9, 2026 21:10 UTC PurchaseWarrants · Derivative 16,300 $0.07 Strike: $11.50 $1,145.89
Disclosure

SEC source: 0001085146-26-000335 · ownership.xml · derivative · entry 1

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,616,304

Underlying: Common Stock · 16,300 shares

Expires 2029-02-09

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October 09, 2024 Filed May 29, 2026 06:11 UTC Amendment OtherClass A Common Shares 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-062396 · ownership.xml · nonDerivative · entry 1

Oxus Capital PTE. LTD. · CIK 0001881259 · 10% owner

Rakishev Kenges · CIK 0001548375 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,302,477

F1 · kind: Represents securities transferred to Kanat Mynzhanov for no consideration from Oxus Capital PTE. LTD ("Oxus Capital") pursuant to an incentive agreement between Oxus Capital and Kanat Mynzhanov., dated as of September 22, 2023.

F1 · price: Represents securities transferred to Kanat Mynzhanov for no consideration from Oxus Capital PTE. LTD ("Oxus Capital") pursuant to an incentive agreement between Oxus Capital and Kanat Mynzhanov., dated as of September 22, 2023.

F2 · ownership.direct: This amendment is being filed to add Kenges Rakishev, who is a controlling shareholder of Oxus Capital, as a reporting person and to reflect his indirect beneficial ownership of the securities previously reported herein. This amendment does not report any new transaction or otherwise modify the transactions previously reported, except to reflect Mr. Rakishev as an additional reporting person. Mr. Rakishev disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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October 08, 2024 Filed Apr 9, 2026 21:09 UTC PurchaseWarrants · Derivative 43,945 $0.08 Strike: $11.50 $3,546.36
Disclosure

SEC source: 0001085146-26-000334 · ownership.xml · derivative · entry 30

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,600,004

Underlying: Common Stock · 43,945 shares

Expires 2029-02-09

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October 07, 2024 Filed Apr 9, 2026 21:09 UTC PurchaseWarrants · Derivative 2,327 $0.07 Strike: $11.50 $162.89
Disclosure

SEC source: 0001085146-26-000334 · ownership.xml · derivative · entry 29

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,556,059

Underlying: Common Stock · 2,327 shares

Expires 2029-02-09

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September 24, 2024 Filed Apr 9, 2026 21:09 UTC PurchaseWarrants · Derivative 3,900 $0.06 Strike: $11.50 $242.19
Disclosure

SEC source: 0001085146-26-000334 · ownership.xml · derivative · entry 28

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,553,732

Underlying: Common Stock · 3,900 shares

Expires 2029-02-09

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September 23, 2024 Filed Apr 9, 2026 21:09 UTC PurchaseWarrants · Derivative 2,700 $0.07 Strike: $11.50 $188.73
Disclosure

SEC source: 0001085146-26-000334 · ownership.xml · derivative · entry 27

Diachenko Sergii · CIK 0002127451 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,549,832

Underlying: Common Stock · 2,700 shares

Expires 2029-02-09

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.