BOOT

SEC source: 0001179110-19-011696 · edgar.xml · nonDerivative · entry 5

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-011696 · edgar.xml · nonDerivative · entry 4

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504

F1 · price: Reflects the weighted average price of sales on November 12, 2019. The shares were sold in multiple transactions at prices ranging from $42.085 to $42.530, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001179110-19-011696 · edgar.xml · nonDerivative · entry 3

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-011696 · edgar.xml · nonDerivative · entry 2

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504

F1 · price: Reflects the weighted average price of sales on November 12, 2019. The shares were sold in multiple transactions at prices ranging from $42.085 to $42.530, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001179110-19-011696 · edgar.xml · nonDerivative · entry 1

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-011656 · edgar.xml · derivative · entry 4

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,216 shares

Expires 2022-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted under the Company's 2014 Equity Incentive Plan. The options exercised are fully vested and currently exercisable.

SEC source: 0001179110-19-011656 · edgar.xml · nonDerivative · entry 2

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of November 11, 2019, excluding any shares of common stock subject to further vesting conditions.

SEC source: 0001179110-19-011656 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-010213 · edgar.xml · derivative · entry 4

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,136

Underlying: Common Stock · 28,569 shares

Expires 2024-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted under the Company's 2014 Equity Incentive Plan. The options exercised are fully vested and currently exercisable. The remaining options beneficially owned remain subject to future vesting.

SEC source: 0001179110-19-010213 · edgar.xml · nonDerivative · entry 2

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of September 10, 2019, excluding any shares of common stock subject to further vesting conditions.

SEC source: 0001179110-19-010213 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-010123 · edgar.xml · derivative · entry 7

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,904

Underlying: Common Stock · 14,874 shares

Expires 2025-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.

SEC source: 0001179110-19-010123 · edgar.xml · nonDerivative · entry 4

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: Reflects the weighted average price of sales on September 4, 2019. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.13, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range

F3 · balance_after: Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of September 4, 2019, excluding any shares of common stock subject to further vesting conditions.

SEC source: 0001179110-19-010123 · edgar.xml · nonDerivative · entry 3

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-010123 · edgar.xml · derivative · entry 6

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,778

Underlying: Common Stock · 10,427 shares

Expires 2025-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.

SEC source: 0001179110-19-010123 · edgar.xml · nonDerivative · entry 2

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Reflects the weighted average price of sales on September 3, 2019. The shares were sold in multiple transactions at prices ranging from $32.00 to $33.90, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · balance_after: Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of September 4, 2019, excluding any shares of common stock subject to further vesting conditions.

SEC source: 0001179110-19-010123 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-009949 · edgar.xml · nonDerivative · entry 1

BETTINELLI GREG · CIK 0001583198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the weighted average price of sales on August 29, 2019. The shares were sold in multiple transactions at prices ranging from $34.80 to $34.92, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · balance_after: A Form 4 filed by the reporting person on May 22, 2019 inadvertently reported an additional 9,089 shares beneficially owned. Such shares were sold in a transaction reported in a Form 4 filed on January 19, 2018 and accordingly are not included on this Form 4 as beneficially owned.

SEC source: 0001179110-19-009948 · edgar.xml · derivative · entry 4

Hazen John · CIK 0001766683 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,016

Underlying: Common Stock · 11,254 shares

Expires 2026-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.

SEC source: 0001179110-19-009948 · edgar.xml · nonDerivative · entry 2

Hazen John · CIK 0001766683 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the weighted average price of sales on August 28, 2019. The shares were sold in multiple transactions at prices ranging from $33.71 to $33.94, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · balance_after: Consists of the number of shares of common stock held by the reporting person as of August 28, 2019 that are not subject to further vesting conditions.

SEC source: 0001179110-19-009948 · edgar.xml · nonDerivative · entry 1

Hazen John · CIK 0001766683 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-009947 · edgar.xml · derivative · entry 4

Grijalva Laurie Marie · CIK 0001623311 · Chief Merchandise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,812 shares

Expires 2022-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.

SEC source: 0001179110-19-009947 · edgar.xml · nonDerivative · entry 2

Grijalva Laurie Marie · CIK 0001623311 · Chief Merchandise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122

F1 · price: Reflects the weighted average price of sales on August 27, 2019. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.12, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · balance_after: Consists of the total number of shares of common stock held by the reporting person as of August 27, 2019, excluding any shares of common stock subject to further vesting conditions.

SEC source: 0001179110-19-009947 · edgar.xml · nonDerivative · entry 1

Grijalva Laurie Marie · CIK 0001623311 · Chief Merchandise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-007730 · edgar.xml · derivative · entry 7

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,434 shares

Expires 2022-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.

SEC source: 0001179110-19-007730 · edgar.xml · derivative · entry 6

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,790 shares

Expires 2022-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.

SEC source: 0001179110-19-007730 · edgar.xml · nonDerivative · entry 4

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 14, 2019, excluding any shares of common stock subject to further vesting conditions. See Note 3 below.

SEC source: 0001179110-19-007730 · edgar.xml · nonDerivative · entry 3

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-007730 · edgar.xml · nonDerivative · entry 2

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 14, 2019, excluding any shares of common stock subject to further vesting conditions. See Note 3 below.

SEC source: 0001179110-19-007730 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-007414 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

F1 · kind: On June 9, 2019, in connection with the vesting of shares underlying 1,561 previously disclosed restricted stock units, the issuer withheld 774 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.35 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 9, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

F1 · balance_after: On June 9, 2019, in connection with the vesting of shares underlying 1,561 previously disclosed restricted stock units, the issuer withheld 774 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.35 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 9, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-007416 · edgar.xml · nonDerivative · entry 1

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504

F1 · kind: On June 9, 2019, in connection with the vesting of shares underlying 278 previously disclosed restricted stock units, the issuer withheld 97 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.35 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 9, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-007415 · edgar.xml · nonDerivative · entry 1

Grijalva Laurie Marie · CIK 0001623311 · Chief Merchandise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122

F1 · kind: On June 9, 2019, in connection with the vesting of shares underlying 382 previously disclosed restricted stock units, the issuer withheld 133 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.35 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 9, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-007303 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291

F1 · kind: On June 5, 2019, in connection with the vesting of shares underlying 2,636 previously disclosed restricted stock units, the issuer withheld 1,307 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $27.41 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 5, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

F1 · balance_after: On June 5, 2019, in connection with the vesting of shares underlying 2,636 previously disclosed restricted stock units, the issuer withheld 1,307 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $27.41 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 5, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-007305 · edgar.xml · nonDerivative · entry 1

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

F1 · kind: On June 5, 2019, in connection with the vesting of shares underlying 381 previously disclosed restricted stock units, the issuer withheld 132 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $27.41 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 5, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-007304 · edgar.xml · nonDerivative · entry 1

Grijalva Laurie Marie · CIK 0001623311 · Chief Merchandise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,873

F1 · kind: On June 5, 2019, in connection with the vesting of shares underlying 508 previously disclosed restricted stock units, the issuer withheld 176 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $27.41 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of June 5, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-006770 · edgar.xml · nonDerivative · entry 2

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,962

F2 · kind: On May 24, 2019, the reporting person made a charitable gift of 1,120 shares.

SEC source: 0001179110-19-006770 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,082

F1 · kind: On May 24, 2019, in connection with the vesting of shares underlying 2,300 previously disclosed restricted stock units, the issuer withheld 1,141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.10 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 24, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 3 below.

F1 · balance_after: On May 24, 2019, in connection with the vesting of shares underlying 2,300 previously disclosed restricted stock units, the issuer withheld 1,141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.10 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 24, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 3 below.

SEC source: 0001179110-19-006773 · edgar.xml · nonDerivative · entry 1

Love Michael A · CIK 0001766863 · Senior Vice President Stores

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

F1 · kind: On May 24, 2019, in connection with the vesting of shares underlying 701 previously disclosed restricted stock units, the issuer withheld 243 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.10 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 24, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-006771 · edgar.xml · nonDerivative · entry 1

Grijalva Laurie Marie · CIK 0001623311 · Chief Merchandise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541

F1 · kind: On May 24, 2019, in connection with the vesting of shares underlying 627 previously disclosed restricted stock units, the issuer withheld 217 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $30.10 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 24, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.

SEC source: 0001179110-19-006495 · edgar.xml · derivative · entry 4

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,273

Underlying: Common Stock · 227,273 shares

Expires 2029-05-19

F5 · derivative.exercise_date: The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting on May 20, 2023 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 20, 2019 and May 20, 2023 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.

SEC source: 0001179110-19-006495 · edgar.xml · derivative · entry 3

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,760

Underlying: Common Stock · 37,760 shares

Expires 2029-05-19

F4 · derivative.exercise_date: The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.

SEC source: 0001179110-19-006495 · edgar.xml · nonDerivative · entry 2

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,785

F2 · shares: Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.

F3 · balance_after: Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of May 20, 2019 that remain subject to time-based vesting.

SEC source: 0001179110-19-006495 · edgar.xml · nonDerivative · entry 1

Conroy James Grant · CIK 0001623534 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,923

F1 · kind: On May 20, 2019, in connection with the vesting of shares underlying 2,976 previously disclosed restricted stock units, the issuer withheld 1,476 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $28.63 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 20, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 3 below.

F1 · balance_after: On May 20, 2019, in connection with the vesting of shares underlying 2,976 previously disclosed restricted stock units, the issuer withheld 1,476 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $28.63 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 20, 2019, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 3 below.

SEC source: 0001179110-19-006505 · edgar.xml · nonDerivative · entry 1

Laube Lisa · CIK 0001288841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,486

F1 · kind: Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting on the first anniversary of the date of grant.

SEC source: 0001179110-19-006504 · edgar.xml · nonDerivative · entry 1

MACDONALD ANNE · CIK 0001240498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,526

F1 · kind: Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting on the first anniversary of the date of grant. The receipt of such shares upon vesting has been deferred by the reporting person until six months after she ceases to be a director.

SEC source: 0001179110-19-006500 · edgar.xml · nonDerivative · entry 1

STARRETT PETER · CIK 0001219766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,252

F1 · kind: Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting on the first anniversary of the date of grant. The receipt of such shares upon vesting has been deferred by the reporting person until six months after he ceases to be a director.

SEC source: 0001179110-19-006501 · edgar.xml · nonDerivative · entry 1

Morris Brenda I · CIK 0001323610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,344

F1 · kind: Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting on the first anniversary of the date of grant. The receipt of such shares upon vesting has been deferred by the reporting person until six months after she ceases to be a director.

SEC source: 0001179110-19-006502 · edgar.xml · nonDerivative · entry 1

BETTINELLI GREG · CIK 0001583198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,615

F1 · kind: Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting on the first anniversary of the date of grant.

SEC source: 0001179110-19-006506 · edgar.xml · nonDerivative · entry 1

Weston Bradley Morgan · CIK 0001748006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,486

F1 · kind: Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting on the first anniversary of the date of grant.