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DMC Global Inc.

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0000034067
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333

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2020 Filed Feb 28, 2020 23:35 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Tax withholdingCommon Stock 950 $36.90 $35,055.00
Disclosure

SEC source: 0000034067-20-000034 · wf-form4_158293290594843.xml · nonDerivative · entry 4

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,832

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:35 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000034 · wf-form4_158293290594843.xml · nonDerivative · entry 3

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Tax withholdingCommon Stock 21 $36.90 $774.90
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · nonDerivative · entry 7

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,928

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of Deferred Stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Exercise / conversionCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · nonDerivative · entry 6

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Tax withholdingCommon Stock 377 $36.90 $13,911.30
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · nonDerivative · entry 5

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,928

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:20 UTC
SHEPSTON MICHELLE HChief Legal Officer
Tax withholdingCommon Stock 580 $36.90 $21,402.00
Disclosure

SEC source: 0000034067-20-000030 · wf-form4_158293200315417.xml · nonDerivative · entry 3

SHEPSTON MICHELLE H · CIK 0001683699 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,097

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
Exercise / conversionDeferred Stock · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · derivative · entry 8

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,856

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: 8,000 shares of Deferred Stock were granted on February 27, 2018, and vest in equal amounts over 3 years on the grant date anniversary.

F9 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in a lump sum upon separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
Tax withholdingCommon Stock 81 $36.90 $2,988.90
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · nonDerivative · entry 5

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,703

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of Deferred Stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
Exercise / conversionCommon Stock 81 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · nonDerivative · entry 4

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:56 UTC
LONGE KEVIN TDirector · President and CEO
Exercise / conversionDeferred Stock · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000025 · wf-form4_158293058892502.xml · derivative · entry 7

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,643

Underlying: Common Stock · 200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: 20,000 shares of Deferred Stock were granted on February 27, 2018, and vest in equal amounts over 3 years on the grant date anniversary.

F8 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in a lump sum upon separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:56 UTC
LONGE KEVIN TDirector · President and CEO
Tax withholdingCommon Stock 200 $36.90 $7,380.00
Disclosure

SEC source: 0000034067-20-000025 · wf-form4_158293058892502.xml · nonDerivative · entry 4

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,450

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:56 UTC
LONGE KEVIN TDirector · President and CEO
Exercise / conversionCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000025 · wf-form4_158293058892502.xml · nonDerivative · entry 3

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:35 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionRestricted Stock Units · Derivative 1,526 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000034 · wf-form4_158293290594843.xml · derivative · entry 7

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

F6 · derivative.exercise_date: On February 26,2019, 4,576 RSUs were granted to the reporting person. 1,526 of these RSUs vested on February 26, 2020, another 1,525 RSUs will vest on February 26, 2021, and the remaining 1,525 RSUs will vest on February 26, 2022.

F6 · derivative.expiration_date: On February 26,2019, 4,576 RSUs were granted to the reporting person. 1,526 of these RSUs vested on February 26, 2020, another 1,525 RSUs will vest on February 26, 2021, and the remaining 1,525 RSUs will vest on February 26, 2022.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:35 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
GrantPerformance Share Units · Derivative 4,635 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000034 · wf-form4_158293290594843.xml · derivative · entry 6

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,635

Underlying: Common Stock · 4,635 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of the Issuer's common stock based on certain vesting conditions.

F5 · derivative.exercise_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

F5 · derivative.expiration_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:35 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
GrantRestricted Stock Units · Derivative 4,635 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000034 · wf-form4_158293290594843.xml · derivative · entry 5

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,635

Underlying: Common Stock · 4,635 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

F3 · derivative.exercise_date: One-third of these RSUs will vest on each of the first, second and third anniversaries of the grant date.

F3 · derivative.expiration_date: One-third of these RSUs will vest on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:35 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Tax withholdingCommon Stock 725 $37.76 $27,376.00
Disclosure

SEC source: 0000034067-20-000034 · wf-form4_158293290594843.xml · nonDerivative · entry 2

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,782

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:35 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000034 · wf-form4_158293290594843.xml · nonDerivative · entry 1

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Exercise / conversionDeferred Stock · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · derivative · entry 11

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 10 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F10 · derivative.exercise_date: The Deferred Stock will vest in equal amounts over 3 years beginning February 26, 2020.

F11 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in a lump sum following separation from service, or on March 1, 2022 if employed. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Exercise / conversionDeferred Stock · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · derivative · entry 10

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066

Underlying: Common Stock · 21 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: 2,100 shares of Deferred Stock were granted on February 27, 2018, and vest in equal amounts over 3 years on the grant date anniversary.

F9 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in a lump sum following separation from service, or on March 1, 2021 if employed. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
GrantDeferred Stock · Derivative 1,324 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · derivative · entry 9

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires not disclosed

F6 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The Deferred Stock will be delivered to the reporting person in a lump sum following separation from service, or on March 1, 2023 if employed. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

F7 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in a lump sum following separation from service, or on March 1, 2023 if employed. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
GrantPerformance Share Units · Derivative 2,648 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · derivative · entry 8

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 2,648 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of the Issuer's common stock based on certain vesting conditions.

F5 · derivative.exercise_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

F5 · derivative.expiration_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Tax withholdingCommon Stock 10 $37.76 $377.60
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · nonDerivative · entry 4

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,305

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Exercise / conversionCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · nonDerivative · entry 3

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
Tax withholdingCommon Stock 266 $37.76 $10,044.16
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · nonDerivative · entry 2

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,305

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:27 UTC
SCHEATZLE JOHN EDGAR JRPresident of NobelClad
GrantCommon Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000032 · wf-form4_158293240699777.xml · nonDerivative · entry 1

SCHEATZLE JOHN EDGAR JR · CIK 0001690534 · President of NobelClad

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,571

F1 · shares: This stock award is subject to the lapse of time-based restrictions. The restrictions will lapse with respect to one-third of the shares in equal amounts on each of the first, second and third anniversaries of thegrant date.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:20 UTC
SHEPSTON MICHELLE HChief Legal Officer
Exercise / conversionDeferred Stock · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000030 · wf-form4_158293200315417.xml · derivative · entry 7

SHEPSTON MICHELLE H · CIK 0001683699 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624

Underlying: Common Stock · 37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: 3,661 shares of Deferred Stock were granted on February 26, 2019, and vest in equal amounts over 3 years on the grant date anniversary.

F9 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in equal amounts annually over 2 years beginning March 1, 2022 if employed, or in a lump sum upon separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:20 UTC
SHEPSTON MICHELLE HChief Legal Officer
GrantPerformance Share Units · Derivative 3,443 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000030 · wf-form4_158293200315417.xml · derivative · entry 6

SHEPSTON MICHELLE H · CIK 0001683699 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,443

Underlying: Common Stock · 3,443 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of the Issuer's common stock based on certain vesting conditions.

F7 · derivative.exercise_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

F7 · derivative.expiration_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:20 UTC
SHEPSTON MICHELLE HChief Legal Officer
GrantDeferred Stock · Derivative 3,443 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000030 · wf-form4_158293200315417.xml · derivative · entry 5

SHEPSTON MICHELLE H · CIK 0001683699 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,443

Underlying: Common Stock · 3,443 shares

Expires not disclosed

F3 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The Deferred Stock will vest in equal amounts over 3 years beginning February 26, 2021.

F5 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in equal amounts annually over 3 years beginning March 1, 2023 if employed, or in a lump sum upon separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:20 UTC
SHEPSTON MICHELLE HChief Legal Officer
Tax withholdingCommon Stock 37 $37.76 $1,397.12
Disclosure

SEC source: 0000034067-20-000030 · wf-form4_158293200315417.xml · nonDerivative · entry 2

SHEPSTON MICHELLE H · CIK 0001683699 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,677

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:20 UTC
SHEPSTON MICHELLE HChief Legal Officer
Exercise / conversionCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000030 · wf-form4_158293200315417.xml · nonDerivative · entry 1

SHEPSTON MICHELLE H · CIK 0001683699 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
Exercise / conversionDeferred Stock · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · derivative · entry 7

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,708

Underlying: Common Stock · 58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 5,766 shares of Deferred Stock were granted on February 26, 2019, and vest in equal amounts over 3 years on the grant date anniversary.

F7 · derivative.expiration_date: The Deferred Stock will be delivered to the reporting person in equal amounts annually over 5 years following separation from service, or in a lump sum if due to a change of control. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
GrantPerformance Share Units · Derivative 8,739 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · derivative · entry 6

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739

Underlying: Common Stock · 8,739 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of the Issuer's common stock based on certain vesting conditions.

F4 · derivative.exercise_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

F4 · derivative.expiration_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
Tax withholdingCommon Stock 58 $37.76 $2,190.08
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · nonDerivative · entry 3

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,703

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of Deferred Stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
Exercise / conversionCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · nonDerivative · entry 2

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:09 UTC
KUTA MICHAELChief Financial Officer
GrantCommon Stock 8,739 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000027 · wf-form4_158293132661670.xml · nonDerivative · entry 1

KUTA MICHAEL · CIK 0001603342 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,703

F1 · shares: This stock award is subject to the lapse of time-based restrictions. The restrictions will lapse with respect to one-third of the shares in equal amounts on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:56 UTC
LONGE KEVIN TDirector · President and CEO
GrantPerformance Share Units · Derivative 26,483 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000025 · wf-form4_158293058892502.xml · derivative · entry 6

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,483

Underlying: Common Stock · 26,483 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of the Issuer's common stock based on certain vesting conditions.

F5 · derivative.exercise_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

F5 · derivative.expiration_date: The number of PSUs that will vest and the number of shares of Issuer's common stock that will be awarded, if any, is contingent on the Issuer's average Adjusted EBITDA as compared to target Adjusted EBITDA and the Issuer's total shareholder return ("TSR") relative to the TSR of identified peer companies achieved over the three year period from 2020 through 2022, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. This PSU award will cliff vest, if at all, after the performance period ending December 31, 2022.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:56 UTC
LONGE KEVIN TDirector · President and CEO
Tax withholdingCommon Stock 1,702 $37.76 $64,267.52
Disclosure

SEC source: 0000034067-20-000025 · wf-form4_158293058892502.xml · nonDerivative · entry 2

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,450

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:56 UTC
LONGE KEVIN TDirector · President and CEO
GrantCommon Stock 26,483 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000025 · wf-form4_158293058892502.xml · nonDerivative · entry 1

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,152

F1 · acquired: This stock award is subject to the lapse of time-based restrictions. The restrictions will lapse with respect to one-third of the shares in equal amounts on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · derivative · entry 8

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

F5 · derivative.exercise_date: On February 22, 2017, 25,000 Restricted Stock Units ("RSUs") were granted to the reporting person. 8,333 of these RSUs vested on February 22, 2020, another 8,333 RSUs are scheduled to vest on February 22, 2021, and the remaining 8,334 RSUs are scheduled to vest on February 22, 2022. On February 22, 2019, 6,000 Restricted Stock Units ("RSUs") were granted to the reporting person. 2,000 of these RSUs vested on February 22, 2018, another 2,000 RSUs vested on February 22, 2019, and 2,000 RSUs vested on February 22, 2020. The reporting person settled 42% of the RSUs that vested on February 22, 2020 for cash and 58% of these RSUs for common stock of the Issuer.

F5 · derivative.expiration_date: On February 22, 2017, 25,000 Restricted Stock Units ("RSUs") were granted to the reporting person. 8,333 of these RSUs vested on February 22, 2020, another 8,333 RSUs are scheduled to vest on February 22, 2021, and the remaining 8,334 RSUs are scheduled to vest on February 22, 2022. On February 22, 2019, 6,000 Restricted Stock Units ("RSUs") were granted to the reporting person. 2,000 of these RSUs vested on February 22, 2018, another 2,000 RSUs vested on February 22, 2019, and 2,000 RSUs vested on February 22, 2020. The reporting person settled 42% of the RSUs that vested on February 22, 2020 for cash and 58% of these RSUs for common stock of the Issuer.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionPerformance Share Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · derivative · entry 7

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

F3 · derivative.exercise_date: On February 22, 2017, 3,000 PSUs were granted and the vesting and award of Issuer's common stock was contingent upon achievement of specified performance targets over the three year period from 2017 through 2019, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. The Issuer determined that the maximum performance conditions were fully satisfied, and as a result, 6,000 PSUs vested.

F3 · derivative.expiration_date: On February 22, 2017, 3,000 PSUs were granted and the vesting and award of Issuer's common stock was contingent upon achievement of specified performance targets over the three year period from 2017 through 2019, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. The Issuer determined that the maximum performance conditions were fully satisfied, and as a result, 6,000 PSUs vested.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · derivative · entry 6

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

F2 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

F1 · derivative.exercise_date: On February 22, 2019, 6,000 Restricted Stock Units ("RSUs") were granted to the reporting person. 2,000 of these RSUs vested on February 22, 2018, another 2,000 RSUs vested on February 22, 2019, and 2,000 RSUs vested on February 22, 2020. The reporting person settled 42% of the RSUs that vested on February 22, 2020 for cash and 58% of these RSUs for common stock of the Issuer.

F1 · derivative.expiration_date: On February 22, 2019, 6,000 Restricted Stock Units ("RSUs") were granted to the reporting person. 2,000 of these RSUs vested on February 22, 2018, another 2,000 RSUs vested on February 22, 2019, and 2,000 RSUs vested on February 22, 2020. The reporting person settled 42% of the RSUs that vested on February 22, 2020 for cash and 58% of these RSUs for common stock of the Issuer.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Disposition to issuerCommon Stock 3,500 $39.42 $137,970.00
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · nonDerivative · entry 5

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,981

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · nonDerivative · entry 4

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · nonDerivative · entry 3

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On February 22, 2017, 3,000 PSUs were granted and the vesting and award of Issuer's common stock was contingent upon achievement of specified performance targets over the three year period from 2017 through 2019, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. The Issuer determined that the maximum performance conditions were fully satisfied, and as a result, 6,000 PSUs vested.

F4 · price: Each Performance Share Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Disposition to issuerCommon Stock 840 $39.42 $33,112.80
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · nonDerivative · entry 2

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,148

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:40 UTC
Grieves IanPres & Gen Mgr, DynaEnergetics
Exercise / conversionCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000034067-20-000019 · wf-form4_158267761451241.xml · nonDerivative · entry 1

Grieves Ian · CIK 0001567487 · Pres & Gen Mgr, DynaEnergetics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 22, 2019, 6,000 Restricted Stock Units ("RSUs") were granted to the reporting person. 2,000 of these RSUs vested on February 22, 2018, another 2,000 RSUs vested on February 22, 2019, and 2,000 RSUs vested on February 22, 2020. The reporting person settled 42% of the RSUs that vested on February 22, 2020 for cash and 58% of these RSUs for common stock of the Issuer.

F2 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the common stock of the Issuer.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:45 UTC
LONGE KEVIN TDirector · President and CEO
Exercise / conversionDeferred Stock · Derivative 19,371 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000023 · wf-form4_158267790243886.xml · derivative · entry 11

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,371

Underlying: Common Stock · 19,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: On February 22, 2017, 10,000 PSUs were granted and the vesting and award of Issuer's common stock was contingent upon achievement of specified performance targets over the three year period from 2017 through 2019, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. The Issuer determined that the maximum performance conditions were fully satisfied, and as a result, 20,000 PSUs vested The reporting person elected to defer the common stock awarded upon vesting of these PSUs.

F5 · derivative.expiration_date: The remaining Deferred Stock will be delivered to the reporting person in equal amounts annually over 5 years following separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:45 UTC
LONGE KEVIN TDirector · President and CEO
Exercise / conversionPerformance Share Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000023 · wf-form4_158267790243886.xml · derivative · entry 10

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: On February 22, 2017, 10,000 PSUs were granted and the vesting and award of Issuer's common stock was contingent upon achievement of specified performance targets over the three year period from 2017 through 2019, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. The Issuer determined that the maximum performance conditions were fully satisfied, and as a result, 20,000 PSUs vested The reporting person elected to defer the common stock awarded upon vesting of these PSUs.

F5 · derivative.expiration_date: The remaining Deferred Stock will be delivered to the reporting person in equal amounts annually over 5 years following separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:45 UTC
LONGE KEVIN TDirector · President and CEO
Exercise / conversionDeferred Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000023 · wf-form4_158267790243886.xml · derivative · entry 9

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,999

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 100,000 shares of Deferred Stock were granted February 22, 2017. 33,333 shares vested on February 22, 2020, another 33,337 will vest on February 22, 2021, and 33,337 will vest on February 22, 2022.

F5 · derivative.expiration_date: The remaining Deferred Stock will be delivered to the reporting person in equal amounts annually over 5 years following separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 00:45 UTC
LONGE KEVIN TDirector · President and CEO
Exercise / conversionDeferred Stock · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0000034067-20-000023 · wf-form4_158267790243886.xml · derivative · entry 8

LONGE KEVIN T · CIK 0001307284 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,412

Underlying: Common Stock · 200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 20,000 shares of Deferred Stock were granted on February 22, 2017 and vested in three equal installments beginning on February 22, 2018. The Deferred Stock is fully vested as of February 22, 2020.

F5 · derivative.expiration_date: The remaining Deferred Stock will be delivered to the reporting person in equal amounts annually over 5 years following separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.