Last 12 months
Inside the activity.
4 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 9 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 21, 2023 02:31 UTC |
ENGLEMAN EDGARDirector
|
SaleCommon Stock | 7,531 | $0.96 | $7,229.76 |
DisclosureSEC source: 0001209191-23-056185 · doc4.xml · nonDerivative · entry 1 ENGLEMAN EDGAR · CIK 0001227162 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Vivo Capital Fund VIII, L.P. Disclosed balance after: 1,989,685 F1 · price: The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $0.95 to $0.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4. F2 · ownership.nature: The securities reported herein are held of record by Vivo Capital Fund VIII, L.P. Vivo Capital VIII, LLC is the general partner of Vivo Capital Fund VIII, L.P. The Reporting Person is one of the voting members of Vivo Capital VIII, LLC and may be deemed to have shared voting and dispositive power over the shares held by Vivo Capital Fund VIII, L.P. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:15 UTC |
LAPORTE KATHLEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037107 · doc4.xml · derivative · entry 1 LAPORTE KATHLEEN · CIK 0001196201 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:18 UTC |
MILLER RICHARD A MDDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037111 · doc4.xml · derivative · entry 1 MILLER RICHARD A MD · CIK 0001031847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:21 UTC |
SHAH MAHENDRADirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037117 · doc4.xml · derivative · entry 1 SHAH MAHENDRA · CIK 0001255449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:20 UTC |
ONETTO NICOLEDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037115 · doc4.xml · derivative · entry 1 ONETTO NICOLE · CIK 0001220049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:19 UTC |
O'CALLAGHAN BRIANDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037113 · doc4.xml · derivative · entry 1 O'CALLAGHAN BRIAN · CIK 0001415015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:16 UTC |
Lee Frank D.Director
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037109 · doc4.xml · derivative · entry 1 Lee Frank D. · CIK 0001814686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:14 UTC |
HEALY JAMESDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037104 · doc4.xml · derivative · entry 1 HEALY JAMES · CIK 0001245624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:13 UTC |
ENGLEMAN EDGARDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037100 · doc4.xml · derivative · entry 1 ENGLEMAN EDGAR · CIK 0001227162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:11 UTC |
Berner LauraDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001209191-23-037097 · doc4.xml · derivative · entry 1 Berner Laura · CIK 0001958382 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-11 F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 12, 2024 or the day immediately prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service through such date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 06, 2023 Filed Dec 13, 2023 13:40 UTC |
Quinn William P.Chief Financial Officer
|
PurchaseCommon Stock | 1,829 | $1.18 | $2,160.96 |
DisclosureSEC source: 0001209191-23-058458 · doc4.xml · nonDerivative · entry 1 Quinn William P. · CIK 0001724190 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,272 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| June 06, 2023 Filed Feb 6, 2024 18:09 UTC |
Perez Edith A.Chief Medical Officer
|
PurchaseCommon Stock | 2,070 | $1.18 | $2,445.71 |
DisclosureSEC source: 0001209191-24-002899 · doc5.xml · nonDerivative · entry 1 Perez Edith A. · CIK 0001821419 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,112 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| June 06, 2023 Filed Feb 6, 2024 18:08 UTC |
Schatzman Randall CDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $1.18 | $2,953.75 |
DisclosureSEC source: 0001209191-24-002897 · doc5.xml · nonDerivative · entry 1 Schatzman Randall C · CIK 0001604763 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,359 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 16:28 UTC |
Quinn William P.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001209191-23-013666 · doc4.xml · derivative · entry 1 Quinn William P. · CIK 0001724190 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2033-02-26 F1 · derivative.exercise_date: For so long as the Reporting Person continuously provides services to the Issuer this option will vest with respect to the shares as follows: 1/36th of the Shares will vest upon the Reporting Person completing each month of continuous service following January 1, 2023. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 21:31 UTC |
Yonehiro GrantChief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 228,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001209191-23-013676 · doc4.xml · derivative · entry 1 Yonehiro Grant · CIK 0001428666 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,000 Underlying: Common Stock · 228,000 shares Expires 2033-02-26 F1 · derivative.exercise_date: For so long as the Reporting Person continuously provides services to the Issuer this option will vest with respect to the shares as follows: 1/36th of the Shares will vest upon the Reporting Person completing each month of continuous service following January 1, 2023. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 21:30 UTC |
Schatzman Randall CDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 728,270 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001209191-23-013674 · doc4.xml · derivative · entry 1 Schatzman Randall C · CIK 0001604763 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,270 Underlying: Common Stock · 728,270 shares Expires 2033-02-26 F1 · derivative.exercise_date: For so long as the Reporting Person continuously provides services to the Issuer this option will vest with respect to the shares as follows: 1/36th of the Shares will vest upon the Reporting Person completing each month of continuous service following January 1, 2023. Read SEC document |
| February 27, 2023 Filed Feb 28, 2023 21:29 UTC |
Perez Edith A.Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001209191-23-013670 · doc4.xml · derivative · entry 1 Perez Edith A. · CIK 0001821419 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2033-02-26 F1 · derivative.exercise_date: For so long as the Reporting Person continuously provides services to the Issuer this option will vest with respect to the shares as follows: 1/36th of the Shares will vest upon the Reporting Person completing each month of continuous service following January 1, 2023. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:18 UTC |
LAPORTE KATHLEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001209191-22-061587 · doc4.xml · derivative · entry 1 LAPORTE KATHLEEN · CIK 0001196201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-12-13 F1 · derivative.exercise_date: The shares subject to this option shall be fully vested upon grant date of December 14, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:20 UTC |
MILLER RICHARD A MDDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001209191-22-061591 · doc4.xml · derivative · entry 1 MILLER RICHARD A MD · CIK 0001031847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-12-13 F1 · derivative.exercise_date: The shares subject to this option shall be fully vested upon grant date of December 14, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:14 UTC |
Berner LauraDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,261 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001209191-22-061584 · doc4.xml · derivative · entry 2 Berner Laura · CIK 0001958382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,261 Underlying: Common Stock · 12,261 shares Expires 2032-12-13 F2 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:14 UTC |
Berner LauraDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001209191-22-061584 · doc4.xml · derivative · entry 1 Berner Laura · CIK 0001958382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-13 F1 · derivative.exercise_date: The shares subject to this option shall vest in equal monthly installments, at a rate of 1/36th of the total number of shares on each monthly anniversary of December 14, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the three-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| December 06, 2022 Filed Feb 7, 2023 16:50 UTC |
Quinn William P.Chief Financial Officer
|
PurchaseCommon Stock | 1,789 | $1.18 | $2,113.70 |
DisclosureSEC source: 0001209191-23-007567 · doc5.xml · nonDerivative · entry 2 Quinn William P. · CIK 0001724190 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,443 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| December 06, 2022 Filed Feb 7, 2023 21:54 UTC |
Yonehiro GrantChief Business Officer
|
PurchaseCommon Stock | 2,500 | $1.18 | $2,953.75 |
DisclosureSEC source: 0001209191-23-007582 · doc5.xml · nonDerivative · entry 2 Yonehiro Grant · CIK 0001428666 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,418 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| December 06, 2022 Filed Feb 7, 2023 21:53 UTC |
Schatzman Randall CDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $1.18 | $2,953.75 |
DisclosureSEC source: 0001209191-23-007575 · doc5.xml · nonDerivative · entry 2 Schatzman Randall C · CIK 0001604763 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,859 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| December 06, 2022 Filed Feb 7, 2023 21:52 UTC |
Perez Edith A.Chief Medical Officer
|
PurchaseCommon Stock | 2,500 | $1.18 | $2,953.75 |
DisclosureSEC source: 0001209191-23-007571 · doc5.xml · nonDerivative · entry 2 Perez Edith A. · CIK 0001821419 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,042 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 20:16 UTC |
NOVO HOLDINGS A/S10% owner
|
SaleCOMMON STOCK | 800,000 | $2.00 | $1,600,000.00 |
DisclosureSEC source: 0001209191-22-042241 · doc4.xml · nonDerivative · entry 1 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703,991 Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:15 UTC |
LAPORTE KATHLEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036079 · doc4.xml · derivative · entry 1 LAPORTE KATHLEEN · CIK 0001196201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:21 UTC |
MILLER RICHARD A MDDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036083 · doc4.xml · derivative · entry 1 MILLER RICHARD A MD · CIK 0001031847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:28 UTC |
SHAH MAHENDRADirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036090 · doc4.xml · derivative · entry 1 SHAH MAHENDRA · CIK 0001255449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:26 UTC |
ONETTO NICOLEDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036088 · doc4.xml · derivative · entry 1 ONETTO NICOLE · CIK 0001220049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:24 UTC |
O'CALLAGHAN BRIANDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036086 · doc4.xml · derivative · entry 1 O'CALLAGHAN BRIAN · CIK 0001415015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:19 UTC |
Lee Frank D.Director
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036081 · doc4.xml · derivative · entry 1 Lee Frank D. · CIK 0001814686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:11 UTC |
ENGLEMAN EDGARDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036075 · doc4.xml · derivative · entry 1 ENGLEMAN EDGAR · CIK 0001227162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 22:13 UTC |
HEALY JAMESDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001209191-22-036077 · doc4.xml · derivative · entry 1 HEALY JAMES · CIK 0001245624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2022 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| June 06, 2022 Filed Feb 7, 2023 16:50 UTC |
Quinn William P.Chief Financial Officer
|
PurchaseCommon Stock | 2,500 | $1.64 | $4,101.25 |
DisclosureSEC source: 0001209191-23-007567 · doc5.xml · nonDerivative · entry 1 Quinn William P. · CIK 0001724190 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,654 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| June 06, 2022 Filed Feb 7, 2023 21:54 UTC |
Yonehiro GrantChief Business Officer
|
PurchaseCommon Stock | 2,500 | $1.64 | $4,101.25 |
DisclosureSEC source: 0001209191-23-007582 · doc5.xml · nonDerivative · entry 1 Yonehiro Grant · CIK 0001428666 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,918 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| June 06, 2022 Filed Feb 7, 2023 21:53 UTC |
Schatzman Randall CDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $1.64 | $4,101.25 |
DisclosureSEC source: 0001209191-23-007575 · doc5.xml · nonDerivative · entry 1 Schatzman Randall C · CIK 0001604763 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| June 06, 2022 Filed Feb 7, 2023 21:52 UTC |
Perez Edith A.Chief Medical Officer
|
PurchaseCommon Stock | 2,500 | $1.64 | $4,101.25 |
DisclosureSEC source: 0001209191-23-007571 · doc5.xml · nonDerivative · entry 1 Perez Edith A. · CIK 0001821419 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,542 F1 · shares: Shares acquired under the issuer's Employee Stock Purchase Plan. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:22 UTC |
LAPORTE KATHLEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012464 · doc4.xml · derivative · entry 1 LAPORTE KATHLEEN · CIK 0001196201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:19 UTC |
MILLER RICHARD A MDDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012458 · doc4.xml · derivative · entry 1 MILLER RICHARD A MD · CIK 0001031847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:24 UTC |
O'CALLAGHAN BRIANDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,071 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012466 · doc4.xml · derivative · entry 2 O'CALLAGHAN BRIAN · CIK 0001415015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,071 Underlying: Common Stock · 14,071 shares Expires 2032-03-23 F2 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:24 UTC |
O'CALLAGHAN BRIANDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,140 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012466 · doc4.xml · derivative · entry 1 O'CALLAGHAN BRIAN · CIK 0001415015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,140 Underlying: Common Stock · 22,140 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest in equal monthly installments, at a rate of 1/36th of the total number of shares on each monthly anniversary of November 17, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the three-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:21 UTC |
Lee Frank D.Director
|
GrantStock Option (Right to Buy) · Derivative | 14,071 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012463 · doc4.xml · derivative · entry 2 Lee Frank D. · CIK 0001814686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,071 Underlying: Common Stock · 14,071 shares Expires 2032-03-23 F2 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:21 UTC |
Lee Frank D.Director
|
GrantStock Option (Right to Buy) · Derivative | 22,140 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012463 · doc4.xml · derivative · entry 1 Lee Frank D. · CIK 0001814686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,140 Underlying: Common Stock · 22,140 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest in equal monthly installments, at a rate of 1/36th of the total number of shares on each monthly anniversary of November 17, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the three-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:21 UTC |
ENGLEMAN EDGARDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012462 · doc4.xml · derivative · entry 1 ENGLEMAN EDGAR · CIK 0001227162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:19 UTC |
ONETTO NICOLEDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,227 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012459 · doc4.xml · derivative · entry 2 ONETTO NICOLE · CIK 0001220049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,227 Underlying: Common Stock · 12,227 shares Expires 2032-03-23 F2 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:19 UTC |
ONETTO NICOLEDirector
|
GrantStock Option (Right to Buy) · Derivative | 22,140 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012459 · doc4.xml · derivative · entry 1 ONETTO NICOLE · CIK 0001220049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,140 Underlying: Common Stock · 22,140 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest in equal monthly installments, at a rate of 1/36th of the total number of shares on each monthly anniversary of December 14, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the three-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:18 UTC |
SHAH MAHENDRADirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012456 · doc4.xml · derivative · entry 1 SHAH MAHENDRA · CIK 0001255449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 19:18 UTC |
HEALY JAMESDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000899243-22-012455 · doc4.xml · derivative · entry 1 HEALY JAMES · CIK 0001245624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-03-23 F1 · derivative.exercise_date: The shares subject to this option shall vest on the one-year anniversary of June 10, 2021 (the "Vesting Commencement Date") for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date; provided, however that the option will vest in full upon a change in control of the Issuer. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:21 UTC |
Quinn William P.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 210,000 | $0.00 Strike: $3.08 | $0.00 |
DisclosureSEC source: 0000899243-22-007524 · doc4.xml · derivative · entry 1 Quinn William P. · CIK 0001724190 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 210,000 shares Expires 2032-02-17 F1 · derivative.exercise_date: For so long as the Reporting Person continuously provides services to the Issuer this option will vest with respect to the shares as follows: 1/36th of the Shares will vest upon the Reporting Person completing each month of continuous service following January 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.