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BNGO

Bionano Genomics, Inc.

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Tapewire entity
7831
SEC CIK
0001411690
Parsed reports
230

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 18, 2023 00:20 UTC
Stewart Christopher P.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 490,000 $0.00 Strike: $1.63 $0.00
Disclosure

SEC source: 0001209191-23-010918 · doc4.xml · derivative · entry 2

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 490,000 shares

Expires 2033-02-14

F3 · derivative.exercise_date: The shares subject to the option shall vest monthly over 48 months beginning on the one-month anniversary of February 15, 2023 (the "Grant Date") such that the option shall be fully vested and exercisable on the four-year anniversary of the Grant Date.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:20 UTC
Stewart Christopher P.Chief Financial Officer
GrantCommon Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010918 · doc4.xml · nonDerivative · entry 1

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,373

F1 · shares: Represents restricted stock unit award granted under the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: Includes 2,285 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") on June 10, 2022 and 2,509 shares acquired under the ESPP on December 10, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001411690-22-000023 · wf-form4_166077329973010.xml · derivative · entry 3

Linney Yvonne · CIK 0001810930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,923

Underlying: Common Stock · 20,000 shares

Expires 2030-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares vest in equal monthly installments over a three year period such that the option is fully vested on May 4, 2023, subject to full vesting acceleration upon a change in control (as defined in Bionano Genomic's equity incentive plan).

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:55 UTC SaleCommon Stock 20,000 $3.62 $72,402.00
Disclosure

SEC source: 0001411690-22-000023 · wf-form4_166077329973010.xml · nonDerivative · entry 2

Linney Yvonne · CIK 0001810930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:55 UTC Exercise / conversionCommon Stock 20,000 $0.38 $7,600.00
Disclosure

SEC source: 0001411690-22-000023 · wf-form4_166077329973010.xml · nonDerivative · entry 1

Linney Yvonne · CIK 0001810930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 20:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 44,470 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001411690-22-000016 · wf-form4_165757265259092.xml · derivative · entry 2

BARKER DAVID L · CIK 0001189124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,470 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares vested in equal monthly installments over a one year period such that the option became fully vested on June 30, 2021, subject to full vesting acceleration upon a change in control (as defined in Bionano Genomic's equity incentive plan).

F2 · derivative.expiration_date: The acquisition of the reported option was reported in a Form 4 filed on July 2, 2020, which mistakenly reported the expiration date as 06/30/2029.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 20:51 UTC Exercise / conversionCommon Stock 44,470 $0.51 $22,679.70
Disclosure

SEC source: 0001411690-22-000016 · wf-form4_165757265259092.xml · nonDerivative · entry 1

BARKER DAVID L · CIK 0001189124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 16:28 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036318 · doc4.xml · derivative · entry 1

Wong Vincent Jung-Fai · CIK 0001898723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 09, 2022 Filed Jun 13, 2022 16:32 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036328 · doc4.xml · derivative · entry 1

Mamuszka Hannah · CIK 0001810929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:30 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036323 · doc4.xml · derivative · entry 1

Linney Yvonne · CIK 0001810930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:33 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036330 · doc4.xml · derivative · entry 1

Rajkovic Aleksandar · CIK 0001909592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:29 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036320 · doc4.xml · derivative · entry 1

BARKER DAVID L · CIK 0001189124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:31 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036326 · doc4.xml · derivative · entry 1

Luderer Albert · CIK 0001746822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:27 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036316 · doc4.xml · derivative · entry 1

Vuori Kristiina MD · CIK 0001612627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:26 UTC GrantStock Option (right to buy) · Derivative 164,422 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-22-036311 · doc4.xml · derivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,422

Underlying: Common Stock · 164,422 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
May 16, 2022 Filed May 18, 2022 20:16 UTC PurchaseCommon Stock 10,000 $1.60 $16,000.00
Disclosure

SEC source: 0001209191-22-030026 · doc4.xml · nonDerivative · entry 1

BARKER DAVID L · CIK 0001189124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,894

Read SEC document
May 13, 2022 Filed May 17, 2022 01:31 UTC
Stewart Christopher P.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001209191-22-029459 · doc4.xml · derivative · entry 2

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,500

Underlying: Common Stock · 60,000 shares

Expires 2030-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares vest in full on December 31, 2020, subject to Reporting Person's continuous service through December 31, 2020, subject to acceleration of vesting provided in the Employment Agreement, dated as of September 1, 2020, by and between the Issuer and the Reporting Person.

Read SEC document
May 13, 2022 Filed May 17, 2022 01:31 UTC
Stewart Christopher P.Chief Financial Officer
Exercise / conversionCommon Stock 60,000 $0.56 $33,600.00
Disclosure

SEC source: 0001209191-22-029459 · doc4.xml · nonDerivative · entry 1

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,139 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") on June 10, 2021 and 2,940 shares acquired under the ESPP on December 10, 2021.

Read SEC document
May 12, 2022 Filed May 17, 2022 01:23 UTC
Holmlin R. ErikDirector · President and CEO
Tax withholdingCommon Stock 50,141 $1.41 $70,698.81
Disclosure

SEC source: 0001209191-22-029457 · doc4.xml · nonDerivative · entry 1

Holmlin R. Erik · CIK 0001579988 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,556

F1 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 50,141 shares of common stock that vested on May 12, 2022 pursuant to an RSU award granted on May 12, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.

F2 · balance_after: Includes 1,804 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") on June 10, 2021 and 1,702 shares acquired under the ESPP on December 10, 2021.

Read SEC document
May 12, 2022 Filed May 17, 2022 01:27 UTC
OLDAKOWSKI MARKChief Operating Officer
Tax withholdingCommon Stock 41,496 $1.41 $58,509.36
Disclosure

SEC source: 0001209191-22-029458 · doc4.xml · nonDerivative · entry 1

OLDAKOWSKI MARK · CIK 0001745566 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,669

F1 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 41,496 shares of common stock that vested on May 12, 2022 pursuant to an RSU award granted on May 12, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.

F2 · balance_after: Includes 3,139 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP") on June 10, 2021 and 2,940 shares acquired under the ESPP on December 10, 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 23:31 UTC GrantStock Option (right to buy) · Derivative 194,986 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001209191-22-011920 · doc4.xml · derivative · entry 1

Rajkovic Aleksandar · CIK 0001909592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,986

Underlying: Common Stock · 194,986 shares

Expires 2032-02-17

F1 · derivative.exercise_date: The shares vest in equal monthly installments over a three year period such that the option is fully vested on February 17, 2025, subject to full vesting acceleration upon a change in control (as defined in Bionano Genomic's equity incentive plan).

Read SEC document
February 15, 2022 Filed Feb 15, 2022 21:09 UTC
Shippy RichardChief Business Officer
GrantStock Option (Right to Buy) · Derivative 550,000 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001209191-22-010056 · doc4.xml · derivative · entry 1

Shippy Richard · CIK 0001864622 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The shares subject to the option shall vest monthly over 48 months beginning on the one-month anniversary of February 15, 2022 (the "Grant Date") such that the option shall be fully vested and exercisable on the four-year anniversary of the Grant Date.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:08 UTC
Stewart Christopher P.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 550,000 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001209191-22-010054 · doc4.xml · derivative · entry 1

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The shares subject to the option shall vest monthly over 48 months beginning on the one-month anniversary of February 15, 2022 (the "Grant Date") such that the option shall be fully vested and exercisable on the four-year anniversary of the Grant Date.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:10 UTC
Shams SoheilChief Informatics Officer
GrantStock Option (Right to Buy) · Derivative 550,000 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001209191-22-010057 · doc4.xml · derivative · entry 1

Shams Soheil · CIK 0001888376 · Chief Informatics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The shares subject to the option shall vest monthly over 48 months beginning on the one-month anniversary of February 15, 2022 (the "Grant Date") such that the option shall be fully vested and exercisable on the four-year anniversary of the Grant Date.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:07 UTC
Chaubey AlkaChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 550,000 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001209191-22-010052 · doc4.xml · derivative · entry 1

Chaubey Alka · CIK 0001821605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The shares subject to the option shall vest monthly over 48 months beginning on the one-month anniversary of February 15, 2022 (the "Grant Date") such that the option shall be fully vested and exercisable on the four-year anniversary of the Grant Date.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:06 UTC
OLDAKOWSKI MARKChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001209191-22-010048 · doc4.xml · derivative · entry 1

OLDAKOWSKI MARK · CIK 0001745566 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The shares subject to the option shall vest monthly over 48 months beginning on the one-month anniversary of February 15, 2022 (the "Grant Date") such that the option shall be fully vested and exercisable on the four-year anniversary of the Grant Date.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:05 UTC
Holmlin R. ErikDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 1,400,000 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001209191-22-010044 · doc4.xml · derivative · entry 1

Holmlin R. Erik · CIK 0001579988 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,000

Underlying: Common Stock · 1,400,000 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The shares subject to the option shall vest monthly over 48 months beginning on the one-month anniversary of February 15, 2022 (the "Grant Date") such that the option shall be fully vested and exercisable on the four-year anniversary of the Grant Date.

Read SEC document
December 30, 2021 Filed Feb 11, 2022 23:05 UTC
Shams SoheilChief Informatics Officer
GiftCommon Stock 318,899 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008977 · doc5.xml · nonDerivative · entry 1

Shams Soheil · CIK 0001888376 · Chief Informatics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006,479

Read SEC document
December 21, 2021 Filed Dec 23, 2021 17:29 UTC GrantStock Option (Right to Buy) · Derivative 122,054 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0001209191-21-071120 · doc4.xml · derivative · entry 1

Wong Vincent Jung-Fai · CIK 0001898723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,054

Underlying: Common Stock · 122,054 shares

Expires 2031-12-20

F1 · derivative.exercise_date: The shares vest in equal monthly installments over a three year period such that the option is fully vested on December 21, 2024, subject to full vesting acceleration upon a change in control (as defined in Bionano Genomic's equity incentive plan).

Read SEC document
November 29, 2021 Filed Dec 1, 2021 11:00 UTC
Holmlin R. ErikDirector · President and CEO
PurchaseCommon Stock 150 $3.98 $597.00
Disclosure

SEC source: 0001209191-21-067229 · doc4.xml · nonDerivative · entry 3

Holmlin R. Erik · CIK 0001579988 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert Erik Holmlin Traditional IRA

Disclosed balance after: 5,025

Read SEC document
November 29, 2021 Filed Dec 1, 2021 11:00 UTC
Holmlin R. ErikDirector · President and CEO
PurchaseCommon Stock 2,675 $3.99 $10,673.25
Disclosure

SEC source: 0001209191-21-067229 · doc4.xml · nonDerivative · entry 2

Holmlin R. Erik · CIK 0001579988 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert Erik Holmlin Traditional IRA

Disclosed balance after: 4,875

Read SEC document
November 29, 2021 Filed Dec 1, 2021 11:00 UTC
Holmlin R. ErikDirector · President and CEO
PurchaseCommon Stock 2,200 $3.99 $8,767.00
Disclosure

SEC source: 0001209191-21-067229 · doc4.xml · nonDerivative · entry 1

Holmlin R. Erik · CIK 0001579988 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert Erik Holmlin Traditional IRA

Disclosed balance after: 2,200

Read SEC document
November 19, 2021 Filed Nov 23, 2021 11:00 UTC
Stewart Christopher P.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001209191-21-066283 · doc4.xml · derivative · entry 2

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,500

Underlying: Common Stock · 22,500 shares

Expires 2030-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares vest in full on December 31, 2020, subject to Reporting Person's continuous service through December 31, 2020, subject to acceleration of vesting provided in the Employment Agreement, dated as of September 1, 2020, by and between the Issuer and the Reporting Person.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 11:00 UTC
Stewart Christopher P.Chief Financial Officer
Exercise / conversionCommon Stock 22,500 $0.56 $12,600.00
Disclosure

SEC source: 0001209191-21-066283 · doc4.xml · nonDerivative · entry 1

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 22:08 UTC
Shams SoheilChief Informatics Officer
GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001209191-21-062493 · doc4.xml · derivative · entry 1

Shams Soheil · CIK 0001888376 · Chief Informatics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2031-11-01

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on October 18, 2022, and the remaining shares shall vest in a series of 36 successive equal monthly installments measured from October 18, 2022, subject to Reporting Person's Continuous Service (as defined in the Company's 2020 Inducement Plan) through each such applicable vesting date and the terms of the Company's 2020 Inducement Plan.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 21:56 UTC
Shams SoheilChief Informatics Officer
GrantCommon Stock 5,325,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-061176 · doc4.xml · nonDerivative · entry 1

Shams Soheil · CIK 0001888376 · Chief Informatics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,325,378

F1 · shares: Of which 5,006,479 shares (the "Restricted Shares") are subject to a Stock Restriction Agreement, dated October 8, 2021, by and between the Issuer and Soheil Shams (the Restriction Agreement") and vest as follows: one-third of the Restricted Shares will vest on October 18, 2022 and one-twelfth of the Restricted Shares shall vest every three months following October 18, 2022, in each case subject to Dr. Shams' continuous Service (as defined in the Restriction Agreement). The number of shares that vest upon each vesting date shall be rounded down to the nearest whole share, with the balance of any shares that did not vest as a result of such rounding to vest on the final vesting date, subject to rounding. The unvested shares are subject to adjustment pursuant to the terms of the Merger Agreement (as defined below) and accelerate upon a termination in Service, subject to certain conditions.

F2 · price: On October 18, 2021, the Issuer completed its previously announced acquisition (the "Acquisition") of BioDiscovery, Inc. ("BioDiscovery"), as contemplated by that certain Agreement and Plan of Merger, dated as of October 8, 2021 (the "Merger Agreement"), by and among the Issuer, Starship Merger Sub I, Inc., Starship Merger Sub II, LLC, BioDiscovery and Soheil Shams, solely in his capacity as the securityholders' representative. Pursuant to the Acquisition, all outstanding shares of BioDiscovery common stock, no par value, held by Dr. Shams were automatically cancelled and converted into the right to receive (i) cash consideration and (ii) shares of Issuer common stock, $0.0001 par value per share, as specified in the Merger Agreement.

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August 17, 2021 Filed Aug 19, 2021 21:18 UTC GrantStock Option (right to buy) · Derivative 40,751 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-21-052584 · doc4.xml · derivative · entry 1

Linney Yvonne · CIK 0001810930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751

Underlying: Common Stock · 40,751 shares

Expires 2031-08-17

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following June 10, 2021, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

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August 17, 2021 Filed Aug 19, 2021 17:20 UTC GrantStock Option (right to buy) · Derivative 40,751 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-21-052586 · doc4.xml · derivative · entry 1

Mamuszka Hannah · CIK 0001810929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751

Underlying: Common Stock · 40,751 shares

Expires 2031-08-17

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following June 10, 2021, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

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August 17, 2021 Filed Aug 19, 2021 21:49 UTC GrantStock Option (right to buy) · Derivative 40,751 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-21-052603 · doc4.xml · derivative · entry 1

BARKER DAVID L · CIK 0001189124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751

Underlying: Common Stock · 40,751 shares

Expires 2031-08-17

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following June 10, 2021, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

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August 17, 2021 Filed Aug 19, 2021 21:48 UTC GrantStock Option (right to buy) · Derivative 40,751 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-21-052602 · doc4.xml · derivative · entry 1

Luderer Albert · CIK 0001746822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751

Underlying: Common Stock · 40,751 shares

Expires 2031-08-17

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following June 10, 2021, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

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August 17, 2021 Filed Aug 19, 2021 21:47 UTC GrantStock Option (right to buy) · Derivative 40,751 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-21-052601 · doc4.xml · derivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751

Underlying: Common Stock · 40,751 shares

Expires 2031-08-17

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following June 10, 2021, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

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August 17, 2021 Filed Aug 19, 2021 21:47 UTC GrantStock Option (right to buy) · Derivative 40,751 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-21-052600 · doc4.xml · derivative · entry 1

Vuori Kristiina MD · CIK 0001612627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751

Underlying: Common Stock · 40,751 shares

Expires 2031-08-17

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following June 10, 2021, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

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June 15, 2021 Filed Jun 15, 2021 21:21 UTC
Shippy RichardChief Business Officer
GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $7.37 $0.00
Disclosure

SEC source: 0001209191-21-040798 · doc4.xml · derivative · entry 1

Shippy Richard · CIK 0001864622 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2031-06-15

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on June 14, 2022, and the remaining shares shall vest in a series of 36 successive equal monthly installments measured from June 14, 2022, subject to Reporting Person's Continuous Service (as defined in the Company's 2018 Equity Incentive Plan) through each such applicable vesting date and the terms of the Company's 2018 Equity Incentive Plan.

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June 10, 2021 Filed Jun 14, 2021 23:12 UTC GrantStock Option (right to buy) · Derivative 7,528 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001209191-21-040393 · doc4.xml · derivative · entry 1

Linney Yvonne · CIK 0001810930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Underlying: Common Stock · 7,528 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 10, 2021 Filed Jun 14, 2021 19:16 UTC GrantStock Option (right to buy) · Derivative 7,528 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001209191-21-040404 · doc4.xml · derivative · entry 1

Mamuszka Hannah · CIK 0001810929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Underlying: Common Stock · 7,528 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 10, 2021 Filed Jun 14, 2021 23:19 UTC GrantStock Option (right to buy) · Derivative 7,528 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001209191-21-040409 · doc4.xml · derivative · entry 1

BARKER DAVID L · CIK 0001189124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Underlying: Common Stock · 7,528 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 10, 2021 Filed Jun 14, 2021 23:17 UTC GrantStock Option (right to buy) · Derivative 7,528 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001209191-21-040406 · doc4.xml · derivative · entry 1

TWOMEY CHRISTOPHER J · CIK 0001238935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Underlying: Common Stock · 7,528 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 10, 2021 Filed Jun 14, 2021 23:13 UTC GrantStock Option (right to buy) · Derivative 7,528 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001209191-21-040398 · doc4.xml · derivative · entry 1

Luderer Albert · CIK 0001746822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Underlying: Common Stock · 7,528 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

Read SEC document
June 10, 2021 Filed Jun 14, 2021 23:10 UTC GrantStock Option (right to buy) · Derivative 7,528 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001209191-21-040389 · doc4.xml · derivative · entry 1

Vuori Kristiina MD · CIK 0001612627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

Underlying: Common Stock · 7,528 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's Continuous Service (as defined in the Company's 2018 equity incentive plan) through each such vesting date and will vest in full upon a Change of Control (as defined in the Company's 2018 equity incentive plan).

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June 01, 2021 Filed Jun 8, 2021 17:03 UTC
Priar Robert JChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001209191-21-038972 · doc4.xml · derivative · entry 1

Priar Robert J · CIK 0001864620 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2031-06-01

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on June 1, 2022, and the remaining shares shall vest in a series of 36 successive equal monthly installments measured from June 1, 2022, subject to Reporting Person's Continuous Service (as defined in the Company's 2018 Equity Incentive Plan) through each such applicable vesting date and the terms of the Company's 2018 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.