Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 1,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 11 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,464 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 5,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 10 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 857 | $57.93 | $49,646.01 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 9 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,954 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 8 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,811 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 7 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 1,038 | $57.93 | $60,131.34 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 6 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,134 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 5 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,172 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 1,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 4 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 789 | $57.93 | $45,706.77 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 3 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,141 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 2 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,930 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 1,569 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 1 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionPerformance Shares · Derivative | 140,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 22 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,445 Underlying: Common Stock, $0.10 par value · 140,445 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionPerformance Shares · Derivative | 128,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 21 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 128,654 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
GrantMarket Share Units · Derivative | 93,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 20 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,630 Underlying: Common Stock, $0.10 par value · 93,630 shares Expires 2024-03-10 F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 19 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,379 Underlying: Common Stock, $0.10 par value · 24,793 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 18 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,449 Underlying: Common Stock, $0.10 par value · 18,723 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 21,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 17 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,443 Underlying: Common Stock, $0.10 par value · 21,442 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 18,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 16 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 18,184 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 71,512 | $57.93 | $4,142,690.16 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 15 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,424.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 12,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 14 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,936.333 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 128,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 13 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,032.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 15,332 | $57.93 | $888,182.76 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 12 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,378.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 5,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 11 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,710.333 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 10 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,154.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 9,007 | $57.93 | $521,775.51 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 9 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,361.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 895 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 8 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,368.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 7 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,263.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 12,054 | $57.93 | $698,288.22 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 6 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,540.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 2,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 5 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,594.333 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 21,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 4 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,177.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 9,038 | $57.93 | $523,571.34 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 3 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,735.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 2 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,773.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 18,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,068.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
|
GrantPerformance Shares · Derivative | 5,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · derivative · entry 23 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,885 Underlying: Common Stock, $0.10 par value · 5,885 shares Expires 2023-03-10 F14 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. F14 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
|
Exercise / conversionPerformance Shares · Derivative | 2,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · derivative · entry 22 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,707 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
|
GrantMarket Share Units · Derivative | 3,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · derivative · entry 21 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,923 Underlying: Common Stock, $0.10 par value · 3,923 shares Expires 2024-03-10 F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F12 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
|
Exercise / conversionMarket Share Units · Derivative | 1,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · derivative · entry 20 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,186 Underlying: Common Stock, $0.10 par value · 1,062 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Exercise / conversionMarket Share Units · Derivative | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · derivative · entry 19 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 Underlying: Common Stock, $0.10 par value · 415 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Exercise / conversionMarket Share Units · Derivative | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · derivative · entry 18 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452 Underlying: Common Stock, $0.10 par value · 451 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Exercise / conversionMarket Share Units · Derivative | 372 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · derivative · entry 17 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 372 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Tax withholdingCommon Stock, $0.10 par value | 1,077 | $57.93 | $62,390.61 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 15 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,286.152 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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OtherCommon Stock, $0.10 par value | 272 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 14 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,363.152 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Exercise / conversionCommon Stock, $0.10 par value | 2,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 13 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,091.152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Tax withholdingCommon Stock, $0.10 par value | 470 | $57.93 | $27,227.10 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 12 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,384.152 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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OtherCommon Stock, $0.10 par value | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 11 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,854.152 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Exercise / conversionCommon Stock, $0.10 par value | 1,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 10 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,616.152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Tax withholdingCommon Stock, $0.10 par value | 143 | $57.93 | $8,283.99 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 9 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,554.152 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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OtherCommon Stock, $0.10 par value | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 8 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,697.152 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Exercise / conversionCommon Stock, $0.10 par value | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 7 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,717.152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:12 UTC |
Dubow AdamSVP,ChiefCompliance&EthicsOff.
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Tax withholdingCommon Stock, $0.10 par value | 182 | $57.93 | $10,543.26 |
DisclosureSEC source: 0000014272-20-000116 · wf-form4_158405115682878.xml · nonDerivative · entry 6 Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,302.152 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.