Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 12, 2021 23:58 UTC |
Eid JosephSVP,Head Glob. Medical Affairs
|
Tax withholdingCommon Stock, $0.10 par value | 348 | $60.93 | $21,203.64 |
DisclosureSEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 6 Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,544 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:58 UTC |
Eid JosephSVP,Head Glob. Medical Affairs
|
OtherCommon Stock, $0.10 par value | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 5 Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,892 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:58 UTC |
Eid JosephSVP,Head Glob. Medical Affairs
|
Exercise / conversionCommon Stock, $0.10 par value | 946 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 4 Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:58 UTC |
Eid JosephSVP,Head Glob. Medical Affairs
|
Tax withholdingCommon Stock, $0.10 par value | 179 | $60.93 | $10,906.47 |
DisclosureSEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 3 Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,782 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:58 UTC |
Eid JosephSVP,Head Glob. Medical Affairs
|
OtherCommon Stock, $0.10 par value | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 2 Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,961 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:58 UTC |
Eid JosephSVP,Head Glob. Medical Affairs
|
Exercise / conversionCommon Stock, $0.10 par value | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 1 Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
GrantPerformance Shares · Derivative | 41,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 22 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,910 Underlying: Common Stock, $0.10 par value · 41,910 shares Expires 2024-03-10 F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024. F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionPerformance Shares · Derivative | 10,568 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 21 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 10,568 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
GrantMarket Share Units · Derivative | 27,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 20 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,940 Underlying: Common Stock, $0.10 par value · 27,940 shares Expires 2025-03-10 F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionMarket Share Units · Derivative | 5,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 19 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,225 Underlying: Common Stock, $0.10 par value · 5,741 shares Expires 2024-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionMarket Share Units · Derivative | 5,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 18 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,637 Underlying: Common Stock, $0.10 par value · 5,318 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionMarket Share Units · Derivative | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 17 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,762 Underlying: Common Stock, $0.10 par value · 1,761 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionMarket Share Units · Derivative | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 16 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,827 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 5,594 | $60.93 | $340,842.42 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 15 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,224 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 14 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,818 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 10,568 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 13 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 2,713 | $60.93 | $165,303.09 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 12 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,757 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 11 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,470 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 5,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 10 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 2,894 | $60.93 | $176,331.42 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 9 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,622 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 922 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 8 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,516 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 5,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 7 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 746 | $60.93 | $45,453.78 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 6 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,276 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 5 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,022 F5 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 4 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 904 | $60.93 | $55,080.72 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 3 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,415 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
OtherCommon Stock, $0.10 par value | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 2 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,319 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 1 BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
GrantPerformance Shares · Derivative | 142,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · derivative · entry 22 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,904 Underlying: Common Stock, $0.10 par value · 142,904 shares Expires 2024-03-10 F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024. F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionPerformance Shares · Derivative | 112,343 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · derivative · entry 21 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 112,343 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
GrantMarket Share Units · Derivative | 95,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · derivative · entry 20 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,269 Underlying: Common Stock, $0.10 par value · 95,269 shares Expires 2025-03-10 F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 23,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · derivative · entry 19 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,223 Underlying: Common Stock, $0.10 par value · 23,407 shares Expires 2024-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · derivative · entry 18 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock, $0.10 par value · 24,793 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · derivative · entry 17 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,726 Underlying: Common Stock, $0.10 par value · 18,723 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionMarket Share Units · Derivative | 21,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · derivative · entry 16 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 21,443 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 65,081 | $60.93 | $3,965,385.33 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 15 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,980.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 15,874 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 14 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,061.333 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 112,343 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 13 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,187.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 12,104 | $60.93 | $737,496.72 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 12 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,844.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 11 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,948.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 23,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 10 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,510.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 14,766 | $60.93 | $899,692.38 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 9 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,103.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 4,297 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 8 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,869.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 7 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,572.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 8,674 | $60.93 | $528,506.82 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 6 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,779.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 1,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 5 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,453.333 F5 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 4 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,088.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 11,608 | $60.93 | $707,275.44 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 3 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,365.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
OtherCommon Stock, $0.10 par value | 1,426 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 2 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,973.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC |
Caforio GiovanniDirector · Chairman and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 21,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,547.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.