Tapewire

NYSE · USD

BMY

BRISTOL MYERS SQUIBB CO

Export transactions ↓
Tapewire entity
1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 23:52 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 4,735 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,189.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:52 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 3,098 $60.93 $188,761.14
Disclosure

SEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,454.333

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:52 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 344 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,552.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:52 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,168 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000090 · wf-form4_161559315703958.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,208.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:56 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
GrantPerformance Shares · Derivative 29,311 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000091 · wf-form4_161559336318038.xml · derivative · entry 6

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,311

Underlying: Common Stock, $0.10 par value · 29,311 shares

Expires 2024-03-10

F6 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F6 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:56 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
GrantMarket Share Units · Derivative 19,541 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000091 · wf-form4_161559336318038.xml · derivative · entry 5

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,541

Underlying: Common Stock, $0.10 par value · 19,541 shares

Expires 2025-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:56 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionMarket Share Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000091 · wf-form4_161559336318038.xml · derivative · entry 4

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,570

Underlying: Common Stock, $0.10 par value · 4,189 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:56 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 1,978 $60.93 $120,519.54
Disclosure

SEC source: 0000014272-21-000091 · wf-form4_161559336318038.xml · nonDerivative · entry 3

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,182

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:56 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
OtherCommon Stock, $0.10 par value 78 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000091 · wf-form4_161559336318038.xml · nonDerivative · entry 2

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:56 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 4,189 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000091 · wf-form4_161559336318038.xml · nonDerivative · entry 1

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:57 UTC
Elkins David VEVP, Chief Financial Officer
GrantPerformance Shares · Derivative 48,257 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000092 · wf-form4_161559343612853.xml · derivative · entry 7

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,257

Underlying: Common Stock, $0.10 par value · 48,257 shares

Expires 2024-03-10

F6 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F6 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:57 UTC
Elkins David VEVP, Chief Financial Officer
GrantMarket Share Units · Derivative 32,171 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000092 · wf-form4_161559343612853.xml · derivative · entry 6

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,171

Underlying: Common Stock, $0.10 par value · 32,171 shares

Expires 2025-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:57 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000092 · wf-form4_161559343612853.xml · derivative · entry 5

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,077

Underlying: Common Stock, $0.10 par value · 8,025 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:57 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,329 $60.93 $263,765.97
Disclosure

SEC source: 0000014272-21-000092 · wf-form4_161559343612853.xml · nonDerivative · entry 3

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,032

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:57 UTC
Elkins David VEVP, Chief Financial Officer
OtherCommon Stock, $0.10 par value 150 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000092 · wf-form4_161559343612853.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,361

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:57 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 8,025 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000092 · wf-form4_161559343612853.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
GrantPerformance Shares · Derivative 5,972 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · derivative · entry 23

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,972

Underlying: Common Stock, $0.10 par value · 5,972 shares

Expires 2024-03-10

F14 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F14 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionPerformance Shares · Derivative 2,495 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · derivative · entry 22

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,495 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
GrantMarket Share Units · Derivative 3,981 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · derivative · entry 21

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,981

Underlying: Common Stock, $0.10 par value · 3,981 shares

Expires 2025-03-10

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F12 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionMarket Share Units · Derivative 980 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · derivative · entry 20

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,943

Underlying: Common Stock, $0.10 par value · 980 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionMarket Share Units · Derivative 1,062 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · derivative · entry 19

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

Underlying: Common Stock, $0.10 par value · 1,062 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionMarket Share Units · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · derivative · entry 18

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418

Underlying: Common Stock, $0.10 par value · 415 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionMarket Share Units · Derivative 452 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · derivative · entry 17

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 452 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Tax withholdingCommon Stock, $0.10 par value 935 $60.93 $56,969.55
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 15

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,362.152

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
OtherCommon Stock, $0.10 par value 486 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 14

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,297.152

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionCommon Stock, $0.10 par value 2,495 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 13

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,811.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Tax withholdingCommon Stock, $0.10 par value 313 $60.93 $19,071.09
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 12

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,316.152

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
OtherCommon Stock, $0.10 par value 18 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 11

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,629.152

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionCommon Stock, $0.10 par value 980 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 10

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,611.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Tax withholdingCommon Stock, $0.10 par value 391 $60.93 $23,823.63
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 9

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,631.152

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
OtherCommon Stock, $0.10 par value 184 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 8

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,022.152

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionCommon Stock, $0.10 par value 1,062 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 7

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,838.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Tax withholdingCommon Stock, $0.10 par value 119 $60.93 $7,250.67
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 6

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.152

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
OtherCommon Stock, $0.10 par value 36 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 5

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,895.152

F5 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionCommon Stock, $0.10 par value 415 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 4

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,931.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Tax withholdingCommon Stock, $0.10 par value 152 $60.93 $9,261.36
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 3

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,516.152

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
OtherCommon Stock, $0.10 par value 30 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 2

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668.152

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
Exercise / conversionCommon Stock, $0.10 par value 452 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000094 · wf-form4_161559353164001.xml · nonDerivative · entry 1

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,638.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
GrantPerformance Shares · Derivative 4,898 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · derivative · entry 18

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

Underlying: Common Stock, $0.10 par value · 4,898 shares

Expires 2024-03-10

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionPerformance Shares · Derivative 3,751 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · derivative · entry 17

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,751 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
GrantMarket Share Units · Derivative 3,265 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · derivative · entry 16

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265

Underlying: Common Stock, $0.10 par value · 3,265 shares

Expires 2025-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionMarket Share Units · Derivative 812 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · derivative · entry 15

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

Underlying: Common Stock, $0.10 par value · 812 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionMarket Share Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · derivative · entry 14

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892

Underlying: Common Stock, $0.10 par value · 946 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionMarket Share Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · derivative · entry 13

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626

Underlying: Common Stock, $0.10 par value · 625 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Tax withholdingCommon Stock, $0.10 par value 1,405 $60.93 $85,606.65
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 12

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,187

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
OtherCommon Stock, $0.10 par value 730 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 11

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,592

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionCommon Stock, $0.10 par value 3,751 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 10

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Tax withholdingCommon Stock, $0.10 par value 260 $60.93 $15,841.80
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 9

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,111

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
OtherCommon Stock, $0.10 par value 15 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 8

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,371

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:58 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionCommon Stock, $0.10 par value 812 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000093 · wf-form4_161559346533031.xml · nonDerivative · entry 7

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.