Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
LEUNG SANDRAEVP, General Counsel
|
OtherCommon Stock, $0.10 par value | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,771.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
LEUNG SANDRAEVP, General Counsel
|
Exercise / conversionCommon Stock, $0.10 par value | 4,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,704.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
GrantPerformance Shares · Derivative | 133,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · derivative · entry 22 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,285 Underlying: Common Stock, $0.10 par value · 133,285 shares Expires 2025-03-10 F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionPerformance Shares · Derivative | 148,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · derivative · entry 21 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 148,758 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return. F11 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
GrantMarket Share Units · Derivative | 88,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · derivative · entry 20 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,857 Underlying: Common Stock, $0.10 par value · 88,857 shares Expires 2026-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionMarket Share Units · Derivative | 23,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · derivative · entry 19 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,452 Underlying: Common Stock, $0.10 par value · 23,817 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionMarket Share Units · Derivative | 23,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · derivative · entry 18 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,816 Underlying: Common Stock, $0.10 par value · 23,407 shares Expires 2024-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionMarket Share Units · Derivative | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · derivative · entry 17 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,793 Underlying: Common Stock, $0.10 par value · 24,793 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionMarket Share Units · Derivative | 18,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · derivative · entry 16 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 18,726 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 105,761 | $68.42 | $7,236,167.62 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 15 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,524.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
OtherCommon Stock, $0.10 par value | 58,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 14 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,285.333 F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 148,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 13 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,392.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 13,492 | $68.42 | $923,122.64 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 12 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,634.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
OtherCommon Stock, $0.10 par value | 2,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 11 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,126.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 23,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 10 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,454.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 13,497 | $68.42 | $923,464.74 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 9 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,637.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
OtherCommon Stock, $0.10 par value | 3,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 8 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,134.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 23,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 7 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,042.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 16,466 | $68.42 | $1,126,603.72 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 6 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,635.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
OtherCommon Stock, $0.10 par value | 7,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 5 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,101.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 4 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,566.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Tax withholdingCommon Stock, $0.10 par value | 9,674 | $68.42 | $661,895.08 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 3 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,773.333 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
OtherCommon Stock, $0.10 par value | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 2 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,447.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:20 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
Exercise / conversionCommon Stock, $0.10 par value | 18,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000079 · wf-form4_164730722670204.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,181.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 22:50 UTC |
Shanahan KarinEVP, Glob. Prod. Dev. & Supply
|
GrantPerformance Shares · Derivative | 14,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000083 · wf-form4_164738458919102.xml · derivative · entry 2 Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,683 Underlying: Common Stock, $0.10 par value · 14,683 shares Expires 2025-03-10 F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 22:50 UTC |
Shanahan KarinEVP, Glob. Prod. Dev. & Supply
|
GrantMarket Share Units · Derivative | 9,789 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000083 · wf-form4_164738458919102.xml · derivative · entry 1 Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789 Underlying: Common Stock, $0.10 par value · 9,789 shares Expires 2026-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC |
Elkins David VEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 24,577 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000056 · wf-form4_164634677659184.xml · derivative · entry 4 Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 24,577 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: Each restricted stock unit vested in three equal installments beginning on March 1, 2020. F1 · derivative.expiration_date: Each restricted stock unit vested in three equal installments beginning on March 1, 2020. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC |
Elkins David VEVP, Chief Financial Officer
|
Tax withholdingCommon Stock, $0.10 par value | 10,381 | $68.63 | $712,448.03 |
DisclosureSEC source: 0000014272-22-000056 · wf-form4_164634677659184.xml · nonDerivative · entry 2 Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,653 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC |
Elkins David VEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock, $0.10 par value | 24,577 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000056 · wf-form4_164634677659184.xml · nonDerivative · entry 1 Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit vested in three equal installments beginning on March 1, 2020. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Exercise / conversionRestricted Stock Units · Derivative | 23,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000057 · wf-form4_164634679344084.xml · derivative · entry 4 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 23,350 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · shares: Each restricted stock unit vested in three equal installments beginning on March 1, 2020. F1 · derivative.exercise_date: Each restricted stock unit vested in three equal installments beginning on March 1, 2020. F1 · derivative.expiration_date: Each restricted stock unit vested in three equal installments beginning on March 1, 2020. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Tax withholdingCommon Stock, $0.10 par value | 10,303 | $68.63 | $707,094.89 |
DisclosureSEC source: 0000014272-22-000057 · wf-form4_164634679344084.xml · nonDerivative · entry 2 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,284 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock unit awards. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Exercise / conversionCommon Stock, $0.10 par value | 23,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000057 · wf-form4_164634679344084.xml · nonDerivative · entry 1 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit vested in three equal installments beginning on March 1, 2020. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:44 UTC |
Caforio GiovanniDirector · Board Chair and CEO
|
SaleCommon Stock, $0.10 par value | 30,000 | $67.00 | $2,010,000.00 |
DisclosureSEC source: 0000014272-22-000053 · wf-form4_164608463043280.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,455.333 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 23:10 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Exercise / conversionRestricted Stock Units · Derivative | 3,593 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000049 · wf-form4_164436179159441.xml · derivative · entry 4 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 3,593 shares Expires 2022-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: The restricted stock unit vests in three equal installments beginning on February 4, 2020. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 23:10 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Tax withholdingCommon Stock, $0.10 par value | 1,312 | $64.99 | $85,266.88 |
DisclosureSEC source: 0000014272-22-000049 · wf-form4_164436179159441.xml · nonDerivative · entry 2 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,237 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 23:10 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Exercise / conversionCommon Stock, $0.10 par value | 3,593 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000049 · wf-form4_164436179159441.xml · nonDerivative · entry 1 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock unit vests in three equal installments beginning on February 4, 2020. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:01 UTC |
Rice Derica WDirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000033 · wf-form4_164392926274092.xml · derivative · entry 1 Rice Derica W · CIK 0001359067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,362.55 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:02 UTC |
Price Paula ADirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000034 · wf-form4_164392931147357.xml · derivative · entry 1 Price Paula A · CIK 0001369240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,255.087 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:02 UTC |
Hidalgo Medina ManuelDirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000035 · wf-form4_164392933198331.xml · derivative · entry 1 Hidalgo Medina Manuel · CIK 0001865525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350.131 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:02 UTC |
Samuels Theodore R. IIDirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000036 · wf-form4_164392935197446.xml · derivative · entry 1 Samuels Theodore R. II · CIK 0001688276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,255.796 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:03 UTC |
Vousden Karen HDirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000038 · wf-form4_164392939040747.xml · derivative · entry 1 Vousden Karen H · CIK 0001723884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,414.764 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:03 UTC |
Storch Gerald LDirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000037 · wf-form4_164392936900167.xml · derivative · entry 1 Storch Gerald L · CIK 0001205004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,512.941 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:03 UTC |
Arduini Peter JDirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000039 · wf-form4_164392940895408.xml · derivative · entry 1 Arduini Peter J · CIK 0001323134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,803.969 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:04 UTC |
YALE PHYLLIS RDirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000040 · wf-form4_164392943287057.xml · derivative · entry 1 YALE PHYLLIS R · CIK 0001269070 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,393.019 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:04 UTC |
Haller Julia ADirector
|
GrantDeferred Share Units · Derivative | 3,067.955 | $65.19 | $199,999.99 |
DisclosureSEC source: 0000014272-22-000041 · wf-form4_164392945981410.xml · derivative · entry 1 Haller Julia A · CIK 0001656082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,645.559 Underlying: Common Stock, $0.10 par value · 3,067.955 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:27 UTC |
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
|
GrantRestricted Stock Units · Derivative | 10,172 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000044 · wf-form4_164393084964979.xml · derivative · entry 1 Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,172 Underlying: Common Stock, $0.10 par value · 10,172 shares Expires 2026-02-01 F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on February 1, 2023. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:19 UTC |
Hidalgo Medina ManuelDirector
|
GrantDeferred Share Units · Derivative | 115.277 | $62.35 | $7,187.52 |
DisclosureSEC source: 0000014272-22-000011 · wf-form4_164133835430648.xml · derivative · entry 1 Hidalgo Medina Manuel · CIK 0001865525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232.837 Underlying: Common Stock, $0.10 par value · 115.277 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person. F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:19 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Exercise / conversionRestricted Stock Units · Derivative | 45,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000012 · wf-form4_164133837446000.xml · derivative · entry 4 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 45,029 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: In connection with the Merger, all outstanding Celgene Corporation Performance Share Unit awards were assumed by BMS and converted into a restricted unit award. The restricted stock unit reported on this Form 4 vests in full on December 31, 2021, which is the end of the original performance period associated with the original Performance Share Unit award. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:19 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Tax withholdingCommon Stock, $0.10 par value | 23,033 | $62.35 | $1,436,107.55 |
DisclosureSEC source: 0000014272-22-000012 · wf-form4_164133837446000.xml · nonDerivative · entry 2 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,956 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:19 UTC |
Vessey RupertEVP, Research & Early Dev.
|
Exercise / conversionCommon Stock, $0.10 par value | 45,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000012 · wf-form4_164133837446000.xml · nonDerivative · entry 1 VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the Merger, all outstanding Celgene Corporation Performance Share Unit awards were assumed by BMS and converted into a restricted unit award. The restricted stock unit reported on this Form 4 vests in full on December 31, 2021, which is the end of the original performance period associated with the original Performance Share Unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.