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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,575 $68.42 $313,021.50
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · nonDerivative · entry 6

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,460

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
OtherCommon Stock, $0.10 par value 902 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · nonDerivative · entry 5

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,035

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 8,042 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · nonDerivative · entry 4

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,647 $68.42 $317,947.74
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · nonDerivative · entry 3

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,091

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
OtherCommon Stock, $0.10 par value 1,060 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,738

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 8,025 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
GrantPerformance Shares · Derivative 17,021 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000076 · wf-form4_164730711607554.xml · derivative · entry 2

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,021

Underlying: Common Stock, $0.10 par value · 17,021 shares

Expires 2025-03-10

F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
GrantMarket Share Units · Derivative 11,347 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000076 · wf-form4_164730711607554.xml · derivative · entry 1

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,347

Underlying: Common Stock, $0.10 par value · 11,347 shares

Expires 2026-03-10

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantPerformance Shares · Derivative 39,700 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 22

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,700

Underlying: Common Stock, $0.10 par value · 39,700 shares

Expires 2025-03-10

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 31,909 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 31,909 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantMarket Share Units · Derivative 26,466 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,466

Underlying: Common Stock, $0.10 par value · 26,466 shares

Expires 2026-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,955

Underlying: Common Stock, $0.10 par value · 6,985 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,484

Underlying: Common Stock, $0.10 par value · 5,741 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Common Stock, $0.10 par value · 5,318 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,762 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,762 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 22,784 $68.42 $1,558,881.28
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,498

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantCommon Stock, $0.10 par value 12,633 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,282

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 31,909 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,974 $68.42 $271,901.08
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,740

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantCommon Stock, $0.10 par value 784 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,714

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,325 $68.42 $227,496.50
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,945

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 758 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,270

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,547 $68.42 $242,685.74
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,771

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,318

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 915 $68.42 $62,604.30
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,384

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 25 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,299

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 1,762 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
GrantPerformance Shares · Derivative 32,096 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 24

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,096

Underlying: Common Stock, $0.10 par value · 32,096 shares

Expires 2025-03-10

F14 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F14 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 37,623 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 23

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 37,623 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
GrantMarket Share Units · Derivative 21,398 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 22

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,398

Underlying: Common Stock, $0.10 par value · 21,398 shares

Expires 2026-03-10

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F12 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,856 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 21

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,570

Underlying: Common Stock, $0.10 par value · 5,856 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,787 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 20

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,576

Underlying: Common Stock, $0.10 par value · 5,787 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 6,270 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 19

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,272

Underlying: Common Stock, $0.10 par value · 6,270 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 4,737 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · derivative · entry 18

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,737 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 30,015 $68.42 $2,053,626.30
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 15

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,627.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 14,895 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 14

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,642.333

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 37,623 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 13

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,747.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 3,723 $68.42 $254,727.66
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 12

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,124.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 657 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 11

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,847.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,856 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 10

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,190.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 3,744 $68.42 $256,164.48
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 9

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,334.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 764 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 8

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,078.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,787 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 7

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,314.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 4,673 $68.42 $319,726.66
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 6

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,527.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 1,905 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 5

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,200.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 6,270 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,295.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,746 $68.42 $187,881.32
Disclosure

SEC source: 0000014272-22-000078 · wf-form4_164730718608986.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,025.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.