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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
GrantMarket Share Units · Derivative 14,637 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · derivative · entry 12

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,637

Underlying: Common Stock, $0.10 par value · 14,637 shares

Expires 2027-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionMarket Share Units · Derivative 3,658 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · derivative · entry 11

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock, $0.10 par value · 3,658 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionMarket Share Units · Derivative 4,005 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · derivative · entry 10

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Underlying: Common Stock, $0.10 par value · 4,005 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 10,460 $65.71 $687,326.60
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 9

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,396

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
OtherCommon Stock, $0.10 par value 2,683 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 8

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,856

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 21,973 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 7

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 1,602 $65.71 $105,267.42
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 6

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
OtherCommon Stock, $0.10 par value 118 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 5

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,802

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 3,658 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 4

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 1,978 $65.71 $129,974.38
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 3

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,026

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
OtherCommon Stock, $0.10 par value 657 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 2

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,004

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 4,005 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · nonDerivative · entry 1

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:09 UTC
Powell AnnEVP, Chief Human Resources
SaleCommon Stock, $0.10 par value 11,183 $74.69 $835,258.27
Disclosure

SEC source: 0000014272-23-000043 · wf-form4_167590494259864.xml · nonDerivative · entry 1

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,043.088

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $74.690 to $74.700, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:09 UTC
Caforio GiovanniDirector · Board Chair and CEO
SaleCommon Stock, $0.10 par value 240,000 $74.65 $17,916,000.00
Disclosure

SEC source: 0000014272-23-000044 · wf-form4_167590496019590.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,104.333

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $74.250 to $75.105, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:17 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000030 · wf-form4_167546983917971.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,769.483

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:17 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000031 · wf-form4_167546985871950.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,508.603

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:18 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000032 · wf-form4_167546987915752.xml · derivative · entry 1

Vousden Karen H · CIK 0001723884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,860.873

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:18 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Exercise / conversionRestricted Stock Units · Derivative 2,543 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000033 · wf-form4_167546990974516.xml · derivative · entry 3

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,629

Underlying: Common Stock, $0.10 par value · 2,543 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on February 1, 2023.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:18 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Tax withholdingCommon Stock, $0.10 par value 731 $71.23 $52,069.13
Disclosure

SEC source: 0000014272-23-000033 · wf-form4_167546990974516.xml · nonDerivative · entry 2

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

F2 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:18 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Exercise / conversionCommon Stock, $0.10 par value 2,543 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000033 · wf-form4_167546990974516.xml · nonDerivative · entry 1

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal annual installments beginning on February 1, 2023.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:19 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000034 · wf-form4_167546993071782.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768.672

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:19 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000035 · wf-form4_167546995080623.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,440.436

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:19 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000036 · wf-form4_167546996965725.xml · derivative · entry 2

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,709.013

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F3 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:20 UTC
Bhatt DeepakDirector
GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000037 · wf-form4_167546999659873.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814.517

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:20 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000038 · wf-form4_167547002218011.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,497.166

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:21 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000039 · wf-form4_167547005161786.xml · derivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,308.947

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:21 UTC GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000040 · wf-form4_167547007914465.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,617.356

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:21 UTC GrantDeferred Share Units · Derivative 503.822 $71.95 $36,249.99
Disclosure

SEC source: 0000014272-23-000009 · wf-form4_167287087197697.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,588.622

Underlying: Common Stock, $0.10 par value · 503.822 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:22 UTC GrantDeferred Share Units · Derivative 503.822 $71.95 $36,249.99
Disclosure

SEC source: 0000014272-23-000010 · wf-form4_167287089833855.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,040.141

Underlying: Common Stock, $0.10 par value · 503.822 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2022 Filed Jan 4, 2023 22:22 UTC
Bhatt DeepakDirector
GrantDeferred Share Units · Derivative 104.239 $71.95 $7,500.00
Disclosure

SEC source: 0000014272-23-000011 · wf-form4_167287093674538.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990.781

Underlying: Common Stock, $0.10 par value · 104.239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2022 Filed Jan 4, 2023 22:23 UTC GrantDeferred Share Units · Derivative 677.554 $71.95 $48,750.01
Disclosure

SEC source: 0000014272-23-000012 · wf-form4_167287098043248.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,624.136

Underlying: Common Stock, $0.10 par value · 677.554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2022 Filed Jan 4, 2023 22:25 UTC GrantDeferred Share Units · Derivative 469.076 $71.95 $33,750.02
Disclosure

SEC source: 0000014272-23-000015 · wf-form4_167287108502903.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,485.576

Underlying: Common Stock, $0.10 par value · 469.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2022 Filed Jan 4, 2023 22:24 UTC GrantDeferred Share Units · Derivative 469.076 $71.95 $33,750.02
Disclosure

SEC source: 0000014272-23-000013 · wf-form4_167287101551788.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,568.215

Underlying: Common Stock, $0.10 par value · 469.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2022 Filed Jan 4, 2023 22:24 UTC GrantDeferred Share Units · Derivative 117.269 $71.95 $8,437.50
Disclosure

SEC source: 0000014272-23-000014 · wf-form4_167287104945943.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,914.348

Underlying: Common Stock, $0.10 par value · 117.269 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2022 Filed Jan 4, 2023 22:25 UTC GrantDeferred Share Units · Derivative 469.076 $71.95 $33,750.02
Disclosure

SEC source: 0000014272-23-000016 · wf-form4_167287111139496.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,826.219

Underlying: Common Stock, $0.10 par value · 469.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:43 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionRestricted Stock Units · Derivative 8,792 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000204 · wf-form4_167037022076253.xml · derivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,792

Underlying: Common Stock, $0.10 par value · 8,792 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

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December 02, 2022 Filed Dec 6, 2022 23:43 UTC
Vessey RupertEVP, Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 4,498 $81.13 $364,922.74
Disclosure

SEC source: 0000014272-22-000204 · wf-form4_167037022076253.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,373

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:43 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,792 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000204 · wf-form4_167037022076253.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:44 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,792 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000205 · wf-form4_167037023971333.xml · derivative · entry 4

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,792

Underlying: Common Stock, $0.10 par value · 8,792 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:44 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,498 $81.13 $364,922.74
Disclosure

SEC source: 0000014272-22-000205 · wf-form4_167037023971333.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,080

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:44 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 8,792 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000205 · wf-form4_167037023971333.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:32 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000206 · wf-form4_167037311937607.xml · derivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638

Underlying: Common Stock, $0.10 par value · 2,637 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:32 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 1,349 $81.13 $109,444.37
Disclosure

SEC source: 0000014272-22-000206 · wf-form4_167037311937607.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,254

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:32 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,637 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000206 · wf-form4_167037311937607.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 23:57 UTC
Powell AnnEVP, Chief Human Resources
SaleCommon Stock, $0.10 par value 16,250 $80.45 $1,307,312.50
Disclosure

SEC source: 0000014272-22-000200 · wf-form4_166847025901541.xml · nonDerivative · entry 1

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,226.088

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,491 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · derivative · entry 12

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 8,491 shares

Expires 2028-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,491 $0.00 Strike: $47.81 $0.00
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · derivative · entry 11

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 8,491 shares

Expires 2028-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,491 $0.00 Strike: $44.70 $0.00
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · derivative · entry 10

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 8,491 shares

Expires 2028-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 21,288 $0.00 Strike: $72.42 $0.00
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · derivative · entry 9

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 21,288 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 5,843 $0.00 Strike: $70.89 $0.00
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · derivative · entry 8

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,843 shares

Expires 2025-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.