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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 25,139 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 10

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 2,517 $65.71 $165,392.07
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 9

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,896

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
OtherCommon Stock, $0.10 par value 154 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 8

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,413

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 4,765 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 7

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 2,909 $65.71 $191,150.39
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 6

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,494

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
OtherCommon Stock, $0.10 par value 802 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 5

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,403

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 4,885 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 4

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 2,540 $65.71 $166,903.40
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 3

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,716

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
OtherCommon Stock, $0.10 par value 775 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 2

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,256

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 4,189 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 1

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
GrantPerformance Shares · Derivative 32,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · derivative · entry 24

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,494

Underlying: Common Stock, $0.10 par value · 32,494 shares

Expires 2026-03-10

F15 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F15 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 34,726 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · derivative · entry 23

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 34,726 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F14 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
GrantMarket Share Units · Derivative 21,663 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · derivative · entry 22

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,663

Underlying: Common Stock, $0.10 par value · 21,663 shares

Expires 2027-03-10

F12 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F13 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,349 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · derivative · entry 21

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,049

Underlying: Common Stock, $0.10 par value · 5,349 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,856 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · derivative · entry 20

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,714

Underlying: Common Stock, $0.10 par value · 5,856 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,787 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · derivative · entry 19

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

Underlying: Common Stock, $0.10 par value · 5,787 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 6,272 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · derivative · entry 18

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 6,272 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 19,916 $65.71 $1,308,680.36
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 15

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,244.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 4,240 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 14

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,160.333

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 34,726 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 13

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,920.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,823 $65.71 $185,499.33
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 12

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,194.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 173 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 11

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,017.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,349 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 10

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,844.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 3,485 $65.71 $228,999.35
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 9

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,495.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 961 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 8

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,980.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,856 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 7

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,019.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 3,505 $65.71 $230,313.55
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 6

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,163.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 1,070 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 5

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,668.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,787 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,598.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 4,375 $65.71 $287,481.25
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,811.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 2,287 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,186.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:28 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 6,272 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000066 · wf-form4_167884011829189.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,899.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionPerformance Shares · Derivative 44,541 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · derivative · entry 17

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 44,541 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionMarket Share Units · Derivative 7,147 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · derivative · entry 16

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,442

Underlying: Common Stock, $0.10 par value · 7,147 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionMarket Share Units · Derivative 7,824 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · derivative · entry 15

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651

Underlying: Common Stock, $0.10 par value · 7,824 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionMarket Share Units · Derivative 7,423 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · derivative · entry 14

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,425

Underlying: Common Stock, $0.10 par value · 7,423 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Tax withholdingCommon Stock, $0.10 par value 25,565 $65.71 $1,679,876.15
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 12

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,136

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
OtherCommon Stock, $0.10 par value 5,438 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 11

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,701

F7 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionCommon Stock, $0.10 par value 44,541 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 10

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Tax withholdingCommon Stock, $0.10 par value 3,774 $65.71 $247,989.54
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 9

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,722

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
OtherCommon Stock, $0.10 par value 231 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 8

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,496

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionCommon Stock, $0.10 par value 7,147 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 7

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Tax withholdingCommon Stock, $0.10 par value 4,659 $65.71 $306,142.89
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 6

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,118

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
OtherCommon Stock, $0.10 par value 1,284 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 5

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,777

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionCommon Stock, $0.10 par value 7,824 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Tax withholdingCommon Stock, $0.10 par value 4,500 $65.71 $295,695.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 3

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,669

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
OtherCommon Stock, $0.10 par value 1,373 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,169

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:34 UTC
Vessey RupertEVP & President, Research
Exercise / conversionCommon Stock, $0.10 par value 7,423 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000068 · wf-form4_167884046832672.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
GrantPerformance Shares · Derivative 21,956 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · derivative · entry 14

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,956

Underlying: Common Stock, $0.10 par value · 21,956 shares

Expires 2026-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:40 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionPerformance Shares · Derivative 21,973 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000070 · wf-form4_167884082621848.xml · derivative · entry 13

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 21,973 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.