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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 4,206 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,086

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 34,450 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,494 $65.71 $229,590.74
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 214 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,924

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 4,160 $65.71 $273,353.60
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,094

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,146 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,254

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,480 $65.71 $228,670.80
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,123

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,062 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,603

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,713 $65.71 $243,981.23
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,800

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,940 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,513

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,319 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Weese MichelleEVP, Corporate Affairs
GrantPerformance Shares · Derivative 9,660 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000060 · wf-form4_167883924585311.xml · derivative · entry 6

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,660

Underlying: Common Stock, $0.10 par value · 9,660 shares

Expires 2026-03-10

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Weese MichelleEVP, Corporate Affairs
GrantMarket Share Units · Derivative 6,440 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000060 · wf-form4_167883924585311.xml · derivative · entry 5

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,440

Underlying: Common Stock, $0.10 par value · 6,440 shares

Expires 2027-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Weese MichelleEVP, Corporate Affairs
Exercise / conversionMarket Share Units · Derivative 1,590 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000060 · wf-form4_167883924585311.xml · derivative · entry 4

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,773

Underlying: Common Stock, $0.10 par value · 1,590 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Weese MichelleEVP, Corporate Affairs
Tax withholdingCommon Stock, $0.10 par value 594 $65.71 $39,031.74
Disclosure

SEC source: 0000014272-23-000060 · wf-form4_167883924585311.xml · nonDerivative · entry 3

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Weese MichelleEVP, Corporate Affairs
OtherCommon Stock, $0.10 par value 51 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000060 · wf-form4_167883924585311.xml · nonDerivative · entry 2

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Weese MichelleEVP, Corporate Affairs
Exercise / conversionCommon Stock, $0.10 par value 1,590 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000060 · wf-form4_167883924585311.xml · nonDerivative · entry 1

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
GrantPerformance Shares · Derivative 20,199 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · derivative · entry 22

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,199

Underlying: Common Stock, $0.10 par value · 20,199 shares

Expires 2026-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionPerformance Shares · Derivative 20,475 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · derivative · entry 21

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 20,475 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
GrantMarket Share Units · Derivative 13,466 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · derivative · entry 20

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,466

Underlying: Common Stock, $0.10 par value · 13,466 shares

Expires 2027-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,275 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · derivative · entry 19

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827

Underlying: Common Stock, $0.10 par value · 3,275 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,586 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · derivative · entry 18

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

Underlying: Common Stock, $0.10 par value · 3,586 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · derivative · entry 17

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

Underlying: Common Stock, $0.10 par value · 3,412 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,699 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · derivative · entry 16

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,699 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 9,746 $65.71 $640,409.66
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 15

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,854.088

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 14

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,600.088

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 20,475 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 13

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,100.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,435 $65.71 $94,293.85
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 12

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,625.088

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 106 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 11

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,060.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,275 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 10

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,954.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,771 $65.71 $116,372.41
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 9

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,679.088

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 588 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 8

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,450.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,586 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 7

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,862.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,716 $65.71 $112,758.36
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 6

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,276.088

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 631 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 5

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,992.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 4

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,361.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 2,142 $65.71 $140,750.82
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 3

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,949.088

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 1,349 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 2

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,091.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,699 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000063 · wf-form4_167883949035021.xml · nonDerivative · entry 1

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,742.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
GrantPerformance Shares · Derivative 35,129 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · derivative · entry 18

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,129

Underlying: Common Stock, $0.10 par value · 35,129 shares

Expires 2026-03-10

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionPerformance Shares · Derivative 25,139 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · derivative · entry 17

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 25,139 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
GrantMarket Share Units · Derivative 23,419 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · derivative · entry 16

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,419

Underlying: Common Stock, $0.10 par value · 23,419 shares

Expires 2027-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionMarket Share Units · Derivative 4,765 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · derivative · entry 15

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,297

Underlying: Common Stock, $0.10 par value · 4,765 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionMarket Share Units · Derivative 4,885 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · derivative · entry 14

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,771

Underlying: Common Stock, $0.10 par value · 4,885 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionMarket Share Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · derivative · entry 13

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,192

Underlying: Common Stock, $0.10 par value · 4,189 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 14,429 $65.71 $948,129.59
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 12

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,675

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:18 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
OtherCommon Stock, $0.10 par value 3,069 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000064 · wf-form4_167883950491167.xml · nonDerivative · entry 11

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,104

F7 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.