BMY

SEC source: 0000014272-24-000024 · wk-form4_1707178399.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,063.25

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000026 · wk-form4_1707178516.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,889.02

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000028 · wk-form4_1707178628.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,341.22

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000030 · wk-form4_1707178847.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,616.16

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000032 · wk-form4_1707179054.xml · derivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,094.98

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000034 · wk-form4_1707179154.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,942.61

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000036 · wk-form4_1707179254.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,936.92

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000038 · wk-form4_1707179357.xml · derivative · entry 1

Vousden Karen H · CIK 0001723884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,211.63

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000040 · wk-form4_1707179453.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,467.15

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000042 · wk-form4_1707179577.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,949.85

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000002 · wk-form4_1704321084.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,167

Underlying: Common Stock, $0.10 par value · 657.767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000004 · wk-form4_1704321197.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,506.37

Underlying: Common Stock, $0.10 par value · 164.442 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000006 · wk-form4_1704321375.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,746.04

Underlying: Common Stock, $0.10 par value · 706.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000008 · wk-form4_1704321470.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,188.12

Underlying: Common Stock, $0.10 par value · 164.442 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000010 · wk-form4_1704321568.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,401

Underlying: Common Stock, $0.10 par value · 706.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000012 · wk-form4_1704321664.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,103.11

Underlying: Common Stock, $0.10 par value · 950.107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000014 · wk-form4_1704321765.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,139.77

Underlying: Common Stock, $0.10 par value · 706.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-24-000016 · wk-form4_1704321855.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,359.43

Underlying: Common Stock, $0.10 par value · 657.767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000197 · wk-form4_1701990378.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,672

SEC source: 0000014272-23-000191 · wk-form4_1701818450.xml · derivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,638 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

SEC source: 0000014272-23-000191 · wk-form4_1701818450.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,672

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-23-000191 · wk-form4_1701818450.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

SEC source: 0000014272-23-000193 · wk-form4_1701818515.xml · derivative · entry 4

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 8,792 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

SEC source: 0000014272-23-000193 · wk-form4_1701818515.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,612

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-23-000193 · wk-form4_1701818515.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

SEC source: 0000014272-23-000195 · wk-form4_1701818599.xml · derivative · entry 4

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 616 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

SEC source: 0000014272-23-000195 · wk-form4_1701818599.xml · nonDerivative · entry 2

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,926

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-23-000195 · wk-form4_1701818599.xml · nonDerivative · entry 1

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

SEC source: 0000014272-23-000189 · wk-form4_1701387108.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,384

SEC source: 0000014272-23-000187 · wk-form4_1700854689.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust (SLAT)

Disclosed balance after: 93,436

F1 · shares: On November 21, 2023, the reporting person transferred 9,830 shares of Common Stock to a Spousal Lifetime Access Trust (SLAT). In exchange for the shares, the SLAT transferred cash to the reporting person in the amount of $479,163.35 based on the average high/low price of the shares which was $48.745 per share. The deposit of shares into the SLAT resulted in an increase in the number of shares the reporting person beneficially owns indirectly through such SLAT and a corresponding decrease in the number of shares the reporting person owns directly.

F2 · price: The price reported reflects the average of the high/low market prices of $49.04 and $48.45 on the date of the transfer.

SEC source: 0000014272-23-000187 · wk-form4_1700854689.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,414.333

F1 · shares: On November 21, 2023, the reporting person transferred 9,830 shares of Common Stock to a Spousal Lifetime Access Trust (SLAT). In exchange for the shares, the SLAT transferred cash to the reporting person in the amount of $479,163.35 based on the average high/low price of the shares which was $48.745 per share. The deposit of shares into the SLAT resulted in an increase in the number of shares the reporting person beneficially owns indirectly through such SLAT and a corresponding decrease in the number of shares the reporting person owns directly.

F2 · price: The price reported reflects the average of the high/low market prices of $49.04 and $48.45 on the date of the transfer.

SEC source: 0000014272-23-000185 · wk-form4_1700611261.xml · nonDerivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,500

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000014272-23-000183 · wk-form4_1699050617.xml · derivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,788

Underlying: Common Stock, $0.10 par value · 17,788 shares

Expires 2026-03-10

F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

SEC source: 0000014272-23-000183 · wk-form4_1699050617.xml · derivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,858

Underlying: Common Stock, $0.10 par value · 11,858 shares

Expires 2027-11-01

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-23-000177 · wk-form4_1697152375.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,495.333

F1 · shares: This transaction involved a donation of securities by the Reporting Person to a charitable organization.

SEC source: 0000014272-23-000175 · wk-form4_1696467847.xml · derivative · entry 1

Gallman Cari · CIK 0001995058 · EVP, Corporate Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,675

Underlying: Common Stock, $0.10 par value · 13,675 shares

Expires 2026-10-02

F1 · derivative.exercise_price: The restricted stock units vest in three equal installments beginning on October 2, 2024.

F2 · derivative.exercise_date: Each restricted stock unit converts into one share of common stock upon vesting.

SEC source: 0000014272-23-000159 · wk-form4_1696371998.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,997.95

Underlying: Common Stock, $0.10 par value · 581.496 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000161 · wk-form4_1696372151.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,283.2

Underlying: Common Stock, $0.10 par value · 145.374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000163 · wk-form4_1696372274.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,797.26

Underlying: Common Stock, $0.10 par value · 624.569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000165 · wk-form4_1696372388.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,499.99

Underlying: Common Stock, $0.10 par value · 624.569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000167 · wk-form4_1696372464.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,700.6

Underlying: Common Stock, $0.10 par value · 839.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000169 · wk-form4_1696372594.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,538.07

Underlying: Common Stock, $0.10 par value · 624.569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000171 · wk-form4_1696372668.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,463.09

Underlying: Common Stock, $0.10 par value · 581.496 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000157 · wk-form4_1693258084.xml · nonDerivative · entry 1

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,868.088

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.250 to $61.255, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000014272-23-000154 · wk-form4_1691443460.xml · nonDerivative · entry 1

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,584

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.142 to $61.145, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000014272-23-000128 · wk-form4_1688592218.xml · derivative · entry 3

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 9,357 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2020.

F1 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on July 1, 2020.

F1 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on July 1, 2020.

SEC source: 0000014272-23-000128 · wk-form4_1688592218.xml · nonDerivative · entry 2

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,245

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

SEC source: 0000014272-23-000128 · wk-form4_1688592218.xml · nonDerivative · entry 1

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2020.

SEC source: 0000014272-23-000130 · wk-form4_1688592374.xml · derivative · entry 3

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,770

Underlying: Common Stock, $0.10 par value · 1,885 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2022.

F1 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on July 1, 2022.

F1 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on July 1, 2022.

SEC source: 0000014272-23-000130 · wk-form4_1688592374.xml · nonDerivative · entry 2

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,453

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.