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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
GrantMarket Share Units · Derivative 15,480 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · derivative · entry 16

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,480

Underlying: Common Stock, $0.10 par value · 15,480 shares

Expires 2028-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F12 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
OtherMarket Share Units · Derivative 2,342 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · derivative · entry 15

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,026

Underlying: Common Stock, $0.10 par value · 2,342 shares

Expires 2027-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F13 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.

F12 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
OtherMarket Share Units · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · derivative · entry 14

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Common Stock, $0.10 par value · 1,107 shares

Expires 2026-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

F12 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Exercise / conversionMarket Share Units · Derivative 1,164 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · derivative · entry 13

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock, $0.10 par value · 1,164 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Exercise / conversionMarket Share Units · Derivative 994 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · derivative · entry 12

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 994 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Tax withholdingCommon Stock, $0.10 par value 1,436 $53.79 $77,242.44
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 9

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,315

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
OtherCommon Stock, $0.10 par value 2,431 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 8

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,751

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Exercise / conversionCommon Stock, $0.10 par value 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 7

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Tax withholdingCommon Stock, $0.10 par value 283 $53.79 $15,222.57
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 6

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,197

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
OtherCommon Stock, $0.10 par value 201 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 5

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,480

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Exercise / conversionCommon Stock, $0.10 par value 1,164 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 4

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Tax withholdingCommon Stock, $0.10 par value 246 $53.79 $13,232.34
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 3

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,517

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
OtherCommon Stock, $0.10 par value 157 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 2

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,763

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:21 UTC
Plenge Robert MEVP, Chief Research Officer
Exercise / conversionCommon Stock, $0.10 par value 994 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · nonDerivative · entry 1

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
GrantPerformance Shares · Derivative 42,957 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · derivative · entry 18

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,957

Underlying: Common Stock, $0.10 par value · 42,957 shares

Expires 2027-03-10

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 35,139 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · derivative · entry 17

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 35,139 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
GrantMarket Share Units · Derivative 28,638 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · derivative · entry 16

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,638

Underlying: Common Stock, $0.10 par value · 28,638 shares

Expires 2028-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F12 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
OtherMarket Share Units · Derivative 5,415 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · derivative · entry 15

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,248

Underlying: Common Stock, $0.10 par value · 5,415 shares

Expires 2027-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F13 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.

F12 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
OtherMarket Share Units · Derivative 5,349 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · derivative · entry 14

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,700

Underlying: Common Stock, $0.10 par value · 5,349 shares

Expires 2026-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

F12 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,856 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · derivative · entry 13

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,858

Underlying: Common Stock, $0.10 par value · 5,856 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,789 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · derivative · entry 12

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,789 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 11,695 $53.79 $629,074.05
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 9

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,385.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 12,232 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 8

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,080.333

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 35,139 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 7

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,312.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,475 $53.79 $133,130.25
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 6

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,173.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 1,009 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 5

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,648.333

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,856 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,657.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,490 $53.79 $133,937.10
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,801.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 912 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,291.333

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:43 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,789 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000076 · wk-form4_1710294212.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,203.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
GrantPerformance Shares · Derivative 31,347 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · derivative · entry 18

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,347

Underlying: Common Stock, $0.10 par value · 31,347 shares

Expires 2027-03-10

F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 11,416 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · derivative · entry 17

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 11,416 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
GrantMarket Share Units · Derivative 20,898 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · derivative · entry 16

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,898

Underlying: Common Stock, $0.10 par value · 20,898 shares

Expires 2028-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
OtherMarket Share Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · derivative · entry 15

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,001

Underlying: Common Stock, $0.10 par value · 2,000 shares

Expires 2027-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F12 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
OtherMarket Share Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · derivative · entry 14

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,653

Underlying: Common Stock, $0.10 par value · 1,825 shares

Expires 2026-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F10 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,902 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · derivative · entry 13

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,904

Underlying: Common Stock, $0.10 par value · 1,902 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · derivative · entry 12

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,698 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 3,235 $53.79 $174,010.65
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 9

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,650

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 3,974 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 8

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,885

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 11,416 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 7

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 570 $53.79 $30,660.30
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 6

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,443

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 328 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 5

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,013

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 1,902 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 4

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 518 $53.79 $27,863.22
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 3

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 267 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 2

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,957

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 13, 2024 01:54 UTC
Lenkowsky AdamEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 1,698 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000078 · wk-form4_1710294886.xml · nonDerivative · entry 1

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:57 UTC
Hickey BenjaminPresident, RayzeBio Org.
GrantRestricted Stock Units · Derivative 9,858 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000050 · wk-form4_1709593068.xml · derivative · entry 1

Hickey Benjamin · CIK 0001753055 · President, RayzeBio Org.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,858

Underlying: Common Stock, $0.10 par value · 9,858 shares

Expires 2027-03-01

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on March 1, 2025.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:10 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Exercise / conversionRestricted Stock Units · Derivative 2,543 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000022 · wk-form4_1707178240.xml · derivative · entry 3

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,086

Underlying: Common Stock, $0.10 par value · 2,543 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on February 1, 2023.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:10 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Tax withholdingCommon Stock, $0.10 par value 754 $48.67 $36,697.18
Disclosure

SEC source: 0000014272-24-000022 · wk-form4_1707178240.xml · nonDerivative · entry 2

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,286

F2 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:10 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Exercise / conversionCommon Stock, $0.10 par value 2,543 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000022 · wk-form4_1707178240.xml · nonDerivative · entry 1

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal annual installments beginning on February 1, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.