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Nasdaq · USD

BMRN

BIOMARIN PHARMACEUTICAL INC

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Tapewire entity
2404
SEC CIK
0001048477
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2020 Filed Apr 13, 2020 22:24 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
SaleCommon Stock 10,000 $79.06 $790,600.00
Disclosure

SEC source: 0001567619-20-007886 · doc1.xml · nonDerivative · entry 2

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,213

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:24 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $21.51 $215,100.00
Disclosure

SEC source: 0001567619-20-007886 · doc1.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 23:58 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
SaleCommon Stock 2,407 $79.98 $192,511.86
Disclosure

SEC source: 0001567619-20-007786 · doc1.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,064

F1 · date: Trade made pursuant to a 10b5-1 plan executed on December 20, 2019.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 00:54 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to buy Common Stock) · Derivative 1,000 $0.00 Strike: $26.49 $0.00
Disclosure

SEC source: 0001567619-20-007702 · doc1.xml · derivative · entry 3

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,513

Underlying: Common Stock · 1,000 shares

Expires 2021-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the number of options outstanding after the transactions from this specific stock option grant.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 00:54 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,000 $26.49 $26,490.00
Disclosure

SEC source: 0001567619-20-007702 · doc1.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 00:39 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
SaleCommon Stock 1,537 $82.00 $126,034.00
Disclosure

SEC source: 0001567619-20-007469 · doc1.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,471

F1 · date: Trade made pursuant to a 10b5-1 plan executed on December 20, 2019.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 00:34 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
SaleCommon Stock 1,618 $78.47 $126,964.46
Disclosure

SEC source: 0001567619-20-007062 · doc1.xml · nonDerivative · entry 2

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,008

F1 · date: Trade made pursuant to a 10b5-1 plan executed on December 20, 2019.

Read SEC document
March 24, 2020 Filed Mar 27, 2020 00:34 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
SaleCommon Stock 2,041 $74.36 $151,768.76
Disclosure

SEC source: 0001567619-20-007062 · doc1.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,626

F1 · date: Trade made pursuant to a 10b5-1 plan executed on December 20, 2019.

Read SEC document
March 20, 2020 Filed Mar 25, 2020 01:07 UTC
Mueller BrianSVP, Acting CFO
Tax withholdingCommon Stock 414 $73.05 $30,242.70
Disclosure

SEC source: 0001567619-20-006974 · doc1.xml · nonDerivative · entry 1

Mueller Brian · CIK 0001514980 · SVP, Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,781

Read SEC document
March 20, 2020 Filed Mar 25, 2020 00:57 UTC
BAFFI ROBERTPresident, Global Mfg/Tech Ops
Tax withholdingCommon Stock 3,501 $73.05 $255,748.05
Disclosure

SEC source: 0001567619-20-006972 · doc1.xml · nonDerivative · entry 1

BAFFI ROBERT · CIK 0001274826 · President, Global Mfg/Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,138

Read SEC document
March 20, 2020 Filed Mar 25, 2020 00:53 UTC
Davis George EricEVP, General Counsel
Tax withholdingCommon Stock 3,309 $73.05 $241,722.45
Disclosure

SEC source: 0001567619-20-006970 · doc1.xml · nonDerivative · entry 1

Davis George Eric · CIK 0001380710 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,842

Read SEC document
March 20, 2020 Filed Mar 25, 2020 00:48 UTC
FUCHS HENRY JPresident, Worldwide R&D
Tax withholdingCommon Stock 5,836 $73.05 $426,319.80
Disclosure

SEC source: 0001567619-20-006968 · doc1.xml · nonDerivative · entry 1

FUCHS HENRY J · CIK 0001197355 · President, Worldwide R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,869

Read SEC document
March 20, 2020 Filed Mar 25, 2020 00:42 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,128 $73.05 $959,000.40
Disclosure

SEC source: 0001567619-20-006966 · doc1.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,213

Read SEC document
March 20, 2020 Filed Mar 25, 2020 00:37 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
Tax withholdingCommon Stock 3,599 $73.05 $262,906.95
Disclosure

SEC source: 0001567619-20-006964 · doc1.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,667

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:46 UTC Exercise / conversionStock Option (Right to buy Common Stock) · Derivative 3,750 $0.00 Strike: $21.51 $0.00
Disclosure

SEC source: 0001567619-20-006723 · doc1.xml · derivative · entry 4

LAWLIS V BRYAN · CIK 0001247681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2020-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: Trade made pursuant to a 10b5-1 plan executed on May 1, 2019.

F3 · balance_after: Reflects the number of options outstanding after the transactions from the specific stock option grant.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:46 UTC SaleCommon Stock 3,750 $75.39 $282,712.50
Disclosure

SEC source: 0001567619-20-006723 · doc1.xml · nonDerivative · entry 3

LAWLIS V BRYAN · CIK 0001247681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,980

F2 · date: Trade made pursuant to a 10b5-1 plan executed on May 1, 2019.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:46 UTC Exercise / conversionCommon Stock 3,750 $21.51 $80,662.50
Disclosure

SEC source: 0001567619-20-006723 · doc1.xml · nonDerivative · entry 2

LAWLIS V BRYAN · CIK 0001247681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: Trade made pursuant to a 10b5-1 plan executed on May 1, 2019.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:22 UTC
Mueller BrianSVP, Acting CFO
GrantStock Option (Right to buy Common Stock) · Derivative 9,600 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001567619-20-006637 · doc1.xml · derivative · entry 3

Mueller Brian · CIK 0001514980 · SVP, Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 9,600 shares

Expires 2030-03-15

F2 · date: Option grant vests 12/48th on March 16, 2021 and 1/48th on the 16th day of each month thereafter.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:22 UTC
Mueller BrianSVP, Acting CFO
GrantCommon Stock 6,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006637 · doc1.xml · nonDerivative · entry 2

Mueller Brian · CIK 0001514980 · SVP, Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,195

F1 · price: Restricted stock units granted on March 16, 2020. Price not applicable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:19 UTC
Davis George EricEVP, General Counsel
GrantStock Option (Right to buy Common Stock) · Derivative 28,790 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001567619-20-006634 · doc1.xml · derivative · entry 3

Davis George Eric · CIK 0001380710 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,790

Underlying: Common Stock · 28,790 shares

Expires 2030-03-15

F2 · date: Option grant vests 12/48th on March 16, 2021 and 1/48th on the 16th day of each month thereafter.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:19 UTC
Davis George EricEVP, General Counsel
GrantCommon Stock 10,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006634 · doc1.xml · nonDerivative · entry 2

Davis George Eric · CIK 0001380710 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,151

F1 · price: Restricted stock units granted on March 16, 2020. Price not applicable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:15 UTC
FUCHS HENRY JPresident, Worldwide R&D
GrantStock Option (Right to buy Common Stock) · Derivative 51,970 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001567619-20-006632 · doc1.xml · derivative · entry 3

FUCHS HENRY J · CIK 0001197355 · President, Worldwide R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,970

Underlying: Common Stock · 51,970 shares

Expires 2030-03-15

F2 · date: Option grant vests 12/48th on March 16, 2021 and 1/48th on the 16th day of each month thereafter.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:15 UTC
FUCHS HENRY JPresident, Worldwide R&D
GrantCommon Stock 18,220 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006632 · doc1.xml · nonDerivative · entry 2

FUCHS HENRY J · CIK 0001197355 · President, Worldwide R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,705

F1 · price: Restricted stock units granted on March 16, 2020. Price not applicable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:08 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
GrantStock Option (Right to buy Common Stock · Derivative 127,920 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001567619-20-006628 · doc1.xml · derivative · entry 4

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,920

Underlying: Common Stock · 127,920 shares

Expires 2030-03-15

F2 · date: Option grant vests 12/48th on March 16, 2021 and 1/48th on the 16th day of each month thereafter.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:08 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
GrantCommon Stock 44,850 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006628 · doc1.xml · nonDerivative · entry 2

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,341

F1 · price: Restricted stock units granted on March 16, 2020. Price not applicable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:11 UTC
BAFFI ROBERTPresident, Global Mfg/Tech Ops
GrantStock Option (Right to buy Common Stock) · Derivative 30,390 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001567619-20-006630 · doc1.xml · derivative · entry 4

BAFFI ROBERT · CIK 0001274826 · President, Global Mfg/Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,390

Underlying: Common Stock · 30,390 shares

Expires 2030-03-15

F2 · date: Option grant vests 12/48th on March 16, 2021 and 1/48th on the 16th day of each month thereafter.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:11 UTC
BAFFI ROBERTPresident, Global Mfg/Tech Ops
GrantCommon Stock 10,660 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006630 · doc1.xml · nonDerivative · entry 2

BAFFI ROBERT · CIK 0001274826 · President, Global Mfg/Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,639

F1 · price: Restricted stock units granted on March 16, 2020. Price not applicable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:05 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
GrantStock Option (Right to buy Common Stock) · Derivative 29,590 $0.00 Strike: $73.82 $0.00
Disclosure

SEC source: 0001567619-20-006626 · doc1.xml · derivative · entry 3

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,590

Underlying: Common Stock · 29,590 shares

Expires 2030-03-15

F2 · date: Option grant vests 12/48th on March 16, 2021 and 1/48th on the 16th day of each month thereafter.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 01:05 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
GrantCommon Stock 10,380 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006626 · doc1.xml · nonDerivative · entry 2

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,266

F1 · price: Restricted stock units granted on March 16, 2020. Price not applicable.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:46 UTC SaleCommon Stock 4,610 $76.52 $352,757.20
Disclosure

SEC source: 0001567619-20-006723 · doc1.xml · nonDerivative · entry 1

LAWLIS V BRYAN · CIK 0001247681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,980

F1 · date: Trade made pursuant to a 10b5-1 plan executed on January 16, 2020.

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:22 UTC
Mueller BrianSVP, Acting CFO
Tax withholdingCommon Stock 1,303 $84.50 $110,103.50
Disclosure

SEC source: 0001567619-20-006637 · doc1.xml · nonDerivative · entry 1

Mueller Brian · CIK 0001514980 · SVP, Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,465

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:19 UTC
Davis George EricEVP, General Counsel
Tax withholdingCommon Stock 7,244 $84.50 $612,118.00
Disclosure

SEC source: 0001567619-20-006634 · doc1.xml · nonDerivative · entry 1

Davis George Eric · CIK 0001380710 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,051

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:15 UTC
FUCHS HENRY JPresident, Worldwide R&D
Tax withholdingCommon Stock 10,496 $84.50 $886,912.00
Disclosure

SEC source: 0001567619-20-006632 · doc1.xml · nonDerivative · entry 1

FUCHS HENRY J · CIK 0001197355 · President, Worldwide R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,485

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:08 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Tax withholdingCommon Stock 30,952 $84.50 $2,615,444.00
Disclosure

SEC source: 0001567619-20-006628 · doc1.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,491

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:11 UTC
BAFFI ROBERTPresident, Global Mfg/Tech Ops
Tax withholdingCommon Stock 7,600 $84.50 $642,200.00
Disclosure

SEC source: 0001567619-20-006630 · doc1.xml · nonDerivative · entry 1

BAFFI ROBERT · CIK 0001274826 · President, Global Mfg/Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,979

Read SEC document
March 13, 2020 Filed Mar 18, 2020 01:05 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
Tax withholdingCommon Stock 7,644 $84.50 $645,918.00
Disclosure

SEC source: 0001567619-20-006626 · doc1.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,886

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:01 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to buy Common Stock) · Derivative 10,000 $0.00 Strike: $21.51 $0.00
Disclosure

SEC source: 0001567619-20-006147 · doc1.xml · derivative · entry 5

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 10,000 shares

Expires 2020-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

F3 · balance_after: Reflects the number of options outstanding after the transactions from this specific stock option grant.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:01 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
SaleCommon Stock 10,000 $89.52 $895,200.00
Disclosure

SEC source: 0001567619-20-006147 · doc1.xml · nonDerivative · entry 3

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,443

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

F2 · date: The sale reported in this Form 4 was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 10 shares, with the reporting person's purchase of shares at a price of $75.3786 on November 11, 2019. The reporting person has paid to the Issuer the profit realized by the reporting person in connection with the short-swing transaction, less transaction costs.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 01:01 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $21.51 $215,100.00
Disclosure

SEC source: 0001567619-20-006147 · doc1.xml · nonDerivative · entry 2

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 02:51 UTC
FUCHS HENRY JPresident, Worldwide R&D
GrantCommon Stock 13,136 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005681 · doc1.xml · nonDerivative · entry 1

FUCHS HENRY J · CIK 0001197355 · President, Worldwide R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,981

F1 · date: Transaction Date is the date that the Issuer's Board of Directors' Compensation Committee Chair certified that the reporting person earned the Restricted Stock Units (RSUs), which are convertible into shares of the Issuer's Common Stock on a 1:1 basis.

F2 · shares: Represents the total number of RSUs earned pursuant to a calculation set forth in the performance-based RSU awards previously granted under the Issuer's 2017 Equity Incentive Plan based on the level of the Issuer's total adjusted net product revenues for the fiscal year ended December 31, 2019 as set forth in the Issuer's audited financial statements.

F3 · shares: Although earned, the RSUs only vest according to the following schedule: 1/3 vests on each of March 15, 2020, 2021 and 2022, so long as the reporting person remains continuously employed with the Issuer through that date, subject to earlier vesting upon certain events.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 02:48 UTC
Davis George EricEVP, General Counsel
GrantCommon Stock 9,586 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005679 · doc1.xml · nonDerivative · entry 1

Davis George Eric · CIK 0001380710 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,295

F1 · date: Transaction Date is the date that the Issuer's Board of Directors' Compensation Committee Chair certified that the reporting person earned the Restricted Stock Units (RSUs), which are convertible into shares of the Issuer's Common Stock on a 1:1 basis.

F2 · shares: Represents the total number of RSUs earned pursuant to a calculation set forth in the performance-based RSU awards previously granted under the Issuer's 2017 Equity Incentive Plan based on the level of the Issuer's total adjusted net product revenues for the fiscal year ended December 31, 2019 as set forth in the Issuer's audited financial statements.

F3 · shares: Although earned, the RSUs only vest according to the following schedule: 1/3 vests on each of March 15, 2020, 2021 and 2022, so long as the reporting person remains continuously employed with the Issuer through that date, subject to earlier vesting upon certain events.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 02:44 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
GrantCommon Stock 35,580 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005677 · doc1.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,413

F1 · date: Transaction Date is the date that the Issuer's Board of Directors' Compensation Committee Chair certified that the reporting person earned the Restricted Stock Units (RSUs), which are convertible into shares of the Issuer's Common Stock on a 1:1 basis.

F2 · shares: Represents the total number of RSUs earned pursuant to a calculation set forth in the performance-based RSU awards previously granted under the Issuer's 2017 Equity Incentive Plan based on the level of the Issuer's total adjusted net product revenues for the fiscal year ended December 31, 2019 as set forth in the Issuer's audited financial statements.

F3 · shares: Although earned, the RSUs only vest according to the following schedule: 1/3 vests on each of March 15, 2020, 2021 and 2022, so long as the reporting person remains continuously employed with the Issuer through that date, subject to earlier vesting upon certain events.

F4 · balance_after: Total has been adjusted to reflect transactions reported on Form 5 filed on February 13, 2020.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 02:41 UTC
BAFFI ROBERTPresident, Global Mfg/Tech Ops
GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005675 · doc1.xml · nonDerivative · entry 1

BAFFI ROBERT · CIK 0001274826 · President, Global Mfg/Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,579

F1 · date: Transaction Date is the date that the Issuer's Board of Directors' Compensation Committee Chair certified that the reporting person earned the Restricted Stock Units (RSUs), which are convertible into shares of the Issuer's Common Stock on a 1:1 basis.

F2 · shares: Represents the total number of RSUs earned pursuant to a calculation set forth in the performance-based RSU awards previously granted under the Issuer's 2017 Equity Incentive Plan based on the level of the Issuer's total adjusted net product revenues for the fiscal year ended December 31, 2019 as set forth in the Issuer's audited financial statements.

F3 · shares: Although earned, the RSUs only vest according to the following schedule: 1/3 vests on each of March 15, 2020, 2021 and 2022, so long as the reporting person remains continuously employed with the Issuer through that date, subject to earlier vesting upon certain events.

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March 03, 2020 Filed Mar 5, 2020 02:38 UTC
Ajer Jeffrey RobertEVP, Chief Commercial Officer
GrantCommon Stock 9,586 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005673 · doc1.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,530

F1 · date: Transaction Date is the date that the Issuer's Board of Directors' Compensation Committee Chair certified that the reporting person earned the Restricted Stock Units (RSUs), which are convertible into shares of the Issuer's Common Stock on a 1:1 basis.

F2 · shares: Represents the total number of RSUs earned pursuant to a calculation set forth in the performance-based RSU awards previously granted under the Issuer's 2017 Equity Incentive Plan based on the level of the Issuer's total adjusted net product revenues for the fiscal year ended December 31, 2019 as set forth in the Issuer's audited financial statements.

F3 · shares: Although earned, the RSUs only vest according to the following schedule: 1/3 vests on each of March 15, 2020, 2021 and 2022, so long as the reporting person remains continuously employed with the Issuer through that date, subject to earlier vesting upon certain events.

F4 · balance_after: On June 7, 2019, the reporting person filed a Form 4 which inadvertently over reported the total amount of securities beneficially owned by the reporting person by 50 shares. This Form 4 corrects such error by decreasing the total amount of securities beneficially owned by the reporting person by such 50 shares.

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March 03, 2020 Filed Mar 12, 2020 01:01 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
OtherCommon Stock 30 $94.39 $2,831.70
Disclosure

SEC source: 0001567619-20-006147 · doc1.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,443

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February 03, 2020 Filed Feb 5, 2020 01:19 UTC
Mueller BrianSVP, Acting CFO
GrantCommon Stock 5,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002150 · doc1.xml · nonDerivative · entry 2

Mueller Brian · CIK 0001514980 · SVP, Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768

F2 · price: Restricted stock units granted on February 3, 2020. Price not applicable.

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February 03, 2020 Filed Feb 6, 2020 01:38 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to buy Common Stock) · Derivative 10,000 $0.00 Strike: $21.51 $0.00
Disclosure

SEC source: 0001567619-20-002261 · doc1.xml · derivative · entry 4

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,000

Underlying: Common Stock · 10,000 shares

Expires 2020-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

F2 · balance_after: Reflects the number of options outstanding after the transactions from this specific stock option grant.

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February 03, 2020 Filed Feb 6, 2020 01:38 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
SaleCommon Stock 10,000 $83.50 $835,000.00
Disclosure

SEC source: 0001567619-20-002261 · doc1.xml · nonDerivative · entry 2

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,530

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

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February 03, 2020 Filed Feb 6, 2020 01:38 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $21.51 $215,100.00
Disclosure

SEC source: 0001567619-20-002261 · doc1.xml · nonDerivative · entry 1

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 13, 2019.

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January 30, 2020 Filed Feb 4, 2020 00:30 UTC
BIENAIME JEAN JACQUESDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to buy Common Stock) · Derivative 1,000 $0.00 Strike: $21.51 $0.00
Disclosure

SEC source: 0001567619-20-001970 · doc1.xml · derivative · entry 3

BIENAIME JEAN JACQUES · CIK 0001221590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,000

Underlying: Common Stock · 1,000 shares

Expires 2020-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the number of options outstanding after the transactions from this specific stock option grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.