Tapewire

Nasdaq · USD

BMRC

Bank of Marin Bancorp

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Tapewire entity
5591
SEC CIK
0001403475
Parsed reports
605

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 5, 2020 01:11 UTC
Pelham PeterExecutive Vice President
Tax withholdingCommon Stock 74 $40.10 $2,967.40
Disclosure

SEC source: 0001209191-20-016402 · doc4.xml · nonDerivative · entry 2

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,377

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:11 UTC
Pelham PeterExecutive Vice President
GrantCommon Stock 2,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016402 · doc4.xml · nonDerivative · entry 1

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,451

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:24 UTC
Reizman ElizabethExecutive Vice President
GrantStock Options (Right to buy) · Derivative 2,780 $40.10 Strike: $40.10 $111,478.00
Disclosure

SEC source: 0001209191-20-016411 · doc4.xml · derivative · entry 6

Reizman Elizabeth · CIK 0001570974 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 2,780 shares

Expires 2030-03-02

F1 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:24 UTC
Reizman ElizabethExecutive Vice President
Tax withholdingCommon Stock 273 $40.10 $10,947.30
Disclosure

SEC source: 0001209191-20-016411 · doc4.xml · nonDerivative · entry 2

Reizman Elizabeth · CIK 0001570974 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,978

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:24 UTC
Reizman ElizabethExecutive Vice President
GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016411 · doc4.xml · nonDerivative · entry 1

Reizman Elizabeth · CIK 0001570974 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,251

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:56 UTC
Myers Timothy DExecutive Vice President
GrantStock Options (Right to buy) · Derivative 2,670 $40.10 Strike: $40.10 $107,067.00
Disclosure

SEC source: 0001209191-20-016384 · doc4.xml · derivative · entry 4

Myers Timothy D · CIK 0001579472 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670

Underlying: Common Stock · 2,670 shares

Expires 2030-03-02

F2 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:56 UTC
Myers Timothy DExecutive Vice President
Tax withholdingCommon Stock 276 $40.10 $11,067.60
Disclosure

SEC source: 0001209191-20-016384 · doc4.xml · nonDerivative · entry 2

Myers Timothy D · CIK 0001579472 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,008

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:56 UTC
Myers Timothy DExecutive Vice President
GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016384 · doc4.xml · nonDerivative · entry 1

Myers Timothy D · CIK 0001579472 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,284

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:44 UTC
Gotelli RobertExecutive Vice President
GrantStock Options (Right to buy) · Derivative 1,770 $40.10 Strike: $40.10 $70,977.00
Disclosure

SEC source: 0001209191-20-016372 · doc4.xml · derivative · entry 4

Gotelli Robert · CIK 0001769421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

Underlying: Common Stock · 1,770 shares

Expires 2030-03-02

F2 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:44 UTC
Gotelli RobertExecutive Vice President
GrantCommon Stock 1,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016372 · doc4.xml · nonDerivative · entry 1

Gotelli Robert · CIK 0001769421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:31 UTC
Girton TaniExecutive Vice President
GrantStock Options (Right to buy) · Derivative 2,930 $40.10 Strike: $40.10 $117,493.00
Disclosure

SEC source: 0001209191-20-016369 · doc4.xml · derivative · entry 3

Girton Tani · CIK 0001585589 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Common Stock · 2,930 shares

Expires 2030-03-02

F1 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:31 UTC
Girton TaniExecutive Vice President
GrantCommon Stock 2,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016369 · doc4.xml · nonDerivative · entry 1

Girton Tani · CIK 0001585589 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,256

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:19 UTC
Colombo Russell ADirector · President and CEO
GrantStock Options (Right to buy) · Derivative 7,430 $40.10 Strike: $40.10 $297,943.00
Disclosure

SEC source: 0001209191-20-016355 · doc4.xml · derivative · entry 4

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

Underlying: Common Stock · 7,430 shares

Expires 2030-03-02

F1 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:19 UTC
Colombo Russell ADirector · President and CEO
GrantCommon Stock 7,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016355 · doc4.xml · nonDerivative · entry 1

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,610

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:07 UTC
Burke James TExecutive Vice President
GrantStock Options (Right to buy) · Derivative 2,380 $40.10 Strike: $40.10 $95,438.00
Disclosure

SEC source: 0001209191-20-016351 · doc4.xml · derivative · entry 3

Burke James T · CIK 0001355721 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380

Underlying: Common Stock · 2,380 shares

Expires 2030-03-02

F2 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:07 UTC
Burke James TExecutive Vice President
GrantCommon Stock 2,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016351 · doc4.xml · nonDerivative · entry 1

Burke James T · CIK 0001355721 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,404

Read SEC document
March 02, 2020 Filed Jun 24, 2020 22:12 UTC
Situ MinTreasurer
Tax withholdingCommon Stock 74 $40.10 $2,967.40
Disclosure

SEC source: 0001209191-20-038770 · doc4.xml · nonDerivative · entry 2

Situ Min · CIK 0001580739 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126

F1 · date: The Form 4 filed for Ms. Situ on November 4, 2019, that indicated her termination of Section 16 reporting status was based on the assignment of the principal accounting officer role and title to another officer in the Company at that time. Recently, it was determined that Ms. Situ otherwise met the definition of an officer subject to Section 16 reporting. This filing brings Ms. Situ's ownership reporting current from the November 4, 2019, filing.

Read SEC document
March 02, 2020 Filed Jun 24, 2020 22:12 UTC
Situ MinTreasurer
GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038770 · doc4.xml · nonDerivative · entry 1

Situ Min · CIK 0001580739 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F1 · date: The Form 4 filed for Ms. Situ on November 4, 2019, that indicated her termination of Section 16 reporting status was based on the assignment of the principal accounting officer role and title to another officer in the Company at that time. Recently, it was determined that Ms. Situ otherwise met the definition of an officer subject to Section 16 reporting. This filing brings Ms. Situ's ownership reporting current from the November 4, 2019, filing.

Read SEC document
February 21, 2020 Filed Feb 22, 2020 00:53 UTC
Pelham PeterExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 5,060 $25.38 Strike: $25.38 $128,397.50
Disclosure

SEC source: 0001209191-20-011814 · doc4.xml · derivative · entry 6

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock · 5,200 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
February 21, 2020 Filed Feb 22, 2020 00:53 UTC
Pelham PeterExecutive Vice President
SaleCommon Stock 5,060 $43.67 $220,948.95
Disclosure

SEC source: 0001209191-20-011814 · doc4.xml · nonDerivative · entry 2

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,991

Read SEC document
February 21, 2020 Filed Feb 22, 2020 00:53 UTC
Pelham PeterExecutive Vice President
Exercise / conversionCommon Stock 5,060 $25.38 $128,397.50
Disclosure

SEC source: 0001209191-20-011814 · doc4.xml · nonDerivative · entry 1

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 01:06 UTC
Reizman ElizabethExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 1,400 $16.55 Strike: $16.55 $23,170.00
Disclosure

SEC source: 0001209191-20-010820 · doc4.xml · derivative · entry 5

Reizman Elizabeth · CIK 0001570974 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 20% per year beginning on first anniversary date of grant

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:56 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 500 $44.05 $22,023.50
Disclosure

SEC source: 0001209191-20-011238 · doc4.xml · nonDerivative · entry 1

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:10 UTC
Reizman ElizabethExecutive Vice President
SaleCommon Stock 858 $44.11 $37,845.61
Disclosure

SEC source: 0001209191-20-010971 · doc4.xml · nonDerivative · entry 1

Reizman Elizabeth · CIK 0001570974 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 26,746

Read SEC document
February 13, 2020 Filed Feb 13, 2020 20:55 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 500 $44.00 $22,000.00
Disclosure

SEC source: 0001209191-20-009154 · doc4.xml · nonDerivative · entry 3

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,152

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:25 UTC
Pelham PeterExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 3,100 $22.94 Strike: $22.94 $71,114.00
Disclosure

SEC source: 0001209191-20-009191 · doc4.xml · derivative · entry 8

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,100 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 20% per year beginning on first anniversary date of grant

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:25 UTC
Pelham PeterExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 3,200 $19.68 Strike: $19.68 $62,960.00
Disclosure

SEC source: 0001209191-20-009191 · doc4.xml · derivative · entry 7

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 20% per year beginning on first anniversary date of grant

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:25 UTC
Pelham PeterExecutive Vice President
SaleCommon Stock 6,300 $43.97 $277,014.78
Disclosure

SEC source: 0001209191-20-009191 · doc4.xml · nonDerivative · entry 3

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,991

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:25 UTC
Pelham PeterExecutive Vice President
Exercise / conversionCommon Stock 3,100 $22.94 $71,114.00
Disclosure

SEC source: 0001209191-20-009191 · doc4.xml · nonDerivative · entry 2

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:25 UTC
Pelham PeterExecutive Vice President
Exercise / conversionCommon Stock 3,200 $19.68 $62,960.00
Disclosure

SEC source: 0001209191-20-009191 · doc4.xml · nonDerivative · entry 1

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 20:55 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 400 $44.25 $17,700.00
Disclosure

SEC source: 0001209191-20-009154 · doc4.xml · nonDerivative · entry 2

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 20:55 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 100 $44.20 $4,420.00
Disclosure

SEC source: 0001209191-20-009154 · doc4.xml · nonDerivative · entry 1

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 06, 2020 Filed Feb 6, 2020 20:21 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 500 $44.60 $22,300.00
Disclosure

SEC source: 0001209191-20-007133 · doc4.xml · nonDerivative · entry 3

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,152

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 23:02 UTC
Pelham PeterExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 5,300 $19.09 Strike: $19.09 $101,177.00
Disclosure

SEC source: 0001209191-20-007023 · doc4.xml · derivative · entry 6

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 20% per year beginning on first anniversary date of grant

Read SEC document
February 04, 2020 Filed Feb 5, 2020 23:02 UTC
Pelham PeterExecutive Vice President
SaleCommon Stock 5,300 $44.86 $237,773.90
Disclosure

SEC source: 0001209191-20-007023 · doc4.xml · nonDerivative · entry 2

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,991

Read SEC document
February 04, 2020 Filed Feb 5, 2020 23:02 UTC
Pelham PeterExecutive Vice President
Exercise / conversionCommon Stock 5,300 $19.09 $101,177.00
Disclosure

SEC source: 0001209191-20-007023 · doc4.xml · nonDerivative · entry 1

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 20:21 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 366 $44.60 $16,323.60
Disclosure

SEC source: 0001209191-20-007133 · doc4.xml · nonDerivative · entry 2

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 20:21 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 134 $45.20 $6,056.80
Disclosure

SEC source: 0001209191-20-007133 · doc4.xml · nonDerivative · entry 1

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,018

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 23:22 UTC Exercise / conversionStock Options (Right to buy) · Derivative 614 $13.52 Strike: $13.52 $8,301.28
Disclosure

SEC source: 0001209191-20-005848 · doc4.xml · derivative · entry 4

Barlow Steven I. · CIK 0001724231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 614 shares

Expires 2024-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 23:22 UTC Tax withholdingCommon Stock 188 $44.06 $8,283.28
Disclosure

SEC source: 0001209191-20-005848 · doc4.xml · nonDerivative · entry 2

Barlow Steven I. · CIK 0001724231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

Read SEC document
January 31, 2020 Filed Jan 31, 2020 23:22 UTC Exercise / conversionCommon Stock 614 $13.52 $8,301.28
Disclosure

SEC source: 0001209191-20-005848 · doc4.xml · nonDerivative · entry 1

Barlow Steven I. · CIK 0001724231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2020 Filed Jan 30, 2020 19:19 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 500 $44.60 $22,300.00
Disclosure

SEC source: 0001209191-20-005487 · doc4.xml · nonDerivative · entry 2

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,152

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 19:19 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 500 $45.20 $22,600.00
Disclosure

SEC source: 0001209191-20-005487 · doc4.xml · nonDerivative · entry 1

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 00:36 UTC Exercise / conversionStock Options (Right to buy) · Derivative 2,000 $0.00 Strike: $23.77 $0.00
Disclosure

SEC source: 0001209191-20-004750 · doc4.xml · derivative · entry 2

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Underlying: Common Stock · 3,430 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable 33% per year beginning on first anniversary date of grant

Read SEC document
January 23, 2020 Filed Jan 24, 2020 00:36 UTC Exercise / conversionCommon Stock 2,000 $23.77 $47,530.00
Disclosure

SEC source: 0001209191-20-004750 · doc4.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 20:15 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 213 $43.85 $9,340.05
Disclosure

SEC source: 0001209191-20-004617 · doc4.xml · nonDerivative · entry 3

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,152

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 20:15 UTC
Colombo Russell ADirector · President and CEO
SaleCommon Stock 287 $44.05 $12,642.35
Disclosure

SEC source: 0001209191-20-004617 · doc4.xml · nonDerivative · entry 2

Colombo Russell A · CIK 0001403064 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,365

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 00:48 UTC
Pelham PeterExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 3,300 $19.00 Strike: $19.00 $62,700.00
Disclosure

SEC source: 0001209191-20-004538 · doc4.xml · derivative · entry 6

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable 20% per year beginning on first anniversary date of grant

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January 21, 2020 Filed Jan 23, 2020 00:48 UTC
Pelham PeterExecutive Vice President
Tax withholdingCommon Stock 1,421 $44.10 $62,666.10
Disclosure

SEC source: 0001209191-20-004538 · doc4.xml · nonDerivative · entry 2

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,991

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January 21, 2020 Filed Jan 23, 2020 00:48 UTC
Pelham PeterExecutive Vice President
Exercise / conversionCommon Stock 3,300 $19.00 $62,700.00
Disclosure

SEC source: 0001209191-20-004538 · doc4.xml · nonDerivative · entry 1

Pelham Peter · CIK 0001403538 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.