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Nasdaq · USD

BMRA

BIOMERICA INC

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8171
SEC CIK
0000073290
Parsed reports
129

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2018 Filed Oct 10, 2018 20:49 UTC
Emerson JaneDirector
OtherNon Qualified Stock Option · Derivative 25,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001513162-18-000256 · primary_doc.xml · derivative · entry 2

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 25,000 shares

Expires 2018-10-30

F1 · price: Consists of various options reported previously with varying dates and prices, both expiring and excerisable.

F1 · balance_after: Consists of various options reported previously with varying dates and prices, both expiring and excerisable.

Read SEC document
October 05, 2018 Filed Oct 10, 2018 20:49 UTC
Emerson JaneDirector
Exercise / conversionCommon Stock 25,000 $0.75 $18,750.00
Disclosure

SEC source: 0001513162-18-000256 · primary_doc.xml · nonDerivative · entry 1

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:22 UTC
Sirgo Mark ADirector
OtherCommon Stock 6,700 $3.73 $24,991.00
Disclosure

SEC source: 0001513162-18-000142 · primary_doc.xml · nonDerivative · entry 1

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
May 23, 2018 Filed May 25, 2018 18:04 UTC OtherCommon Stock 9,400 $3.73 $35,062.00
Disclosure

SEC source: 0001513162-18-000141 · primary_doc.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,289

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
May 23, 2018 Filed May 25, 2018 17:45 UTC
CANO FRANCISDirector
OtherCommon Stock 8,000 $3.73 $29,840.00
Disclosure

SEC source: 0001513162-18-000140 · primary_doc.xml · nonDerivative · entry 1

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,736

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
May 23, 2018 Filed May 25, 2018 17:09 UTC
Irani Zackary S.Director · Chief Executive Officer · 10% owner
OtherCommon Stock 25,000 $3.73 $93,250.00
Disclosure

SEC source: 0001513162-18-000139 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,539

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
February 09, 2018 Filed Feb 9, 2018 21:16 UTC
Irani Zackary S.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 500 $3.83 $1,915.00
Disclosure

SEC source: 0001513162-18-000038 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,539

Read SEC document
February 02, 2018 Filed Feb 5, 2018 22:24 UTC
Irani Zackary S.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.96 $3,960.00
Disclosure

SEC source: 0001513162-18-000037 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,039

Read SEC document
January 25, 2018 Filed Jan 25, 2018 23:13 UTC
Irani Zackary S.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,200 $4.03 $4,830.00
Disclosure

SEC source: 0001513162-18-000034 · primary_doc.xml · nonDerivative · entry 4

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,039

Read SEC document
January 25, 2018 Filed Jan 25, 2018 23:13 UTC
Irani Zackary S.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 350 $4.01 $1,403.50
Disclosure

SEC source: 0001513162-18-000034 · primary_doc.xml · nonDerivative · entry 3

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,839

Read SEC document
January 25, 2018 Filed Jan 25, 2018 23:13 UTC
Irani Zackary S.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 489 $4.04 $1,975.56
Disclosure

SEC source: 0001513162-18-000034 · primary_doc.xml · nonDerivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,489

Read SEC document
January 25, 2018 Filed Jan 25, 2018 22:05 UTC
CANO FRANCISDirector
PurchaseCommon Stock 2,500 $4.18 $10,450.00
Disclosure

SEC source: 0001513162-18-000033 · primary_doc.xml · nonDerivative · entry 4

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 5,900

Read SEC document
January 25, 2018 Filed Jan 25, 2018 22:05 UTC
CANO FRANCISDirector
PurchaseCommon Stock 5,700 $4.18 $23,826.00
Disclosure

SEC source: 0001513162-18-000033 · primary_doc.xml · nonDerivative · entry 2

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,736

Read SEC document
January 24, 2018 Filed Jan 25, 2018 22:05 UTC
CANO FRANCISDirector
PurchaseCommon Stock 3,400 $4.18 $14,212.00
Disclosure

SEC source: 0001513162-18-000033 · primary_doc.xml · nonDerivative · entry 3

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 3,400

Read SEC document
January 24, 2018 Filed Jan 25, 2018 22:05 UTC
CANO FRANCISDirector
PurchaseCommon Stock 200 $4.18 $836.00
Disclosure

SEC source: 0001513162-18-000033 · primary_doc.xml · nonDerivative · entry 1

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,036

Read SEC document
January 23, 2018 Filed Jan 25, 2018 23:13 UTC
Irani Zackary S.Director · Chief Executive Officer · 10% owner
PurchaseCommon Stock 500 $3.85 $1,925.00
Disclosure

SEC source: 0001513162-18-000034 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,000

Read SEC document
January 22, 2018 Filed Jan 25, 2018 02:05 UTC Amendment
Sirgo Mark ADirector
GrantNon qualified stock option · Derivative 25,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000031 · primary_doc.xml · derivative · entry 1

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-22

F2 · price: Inapplicable.

F1 · derivative.exercise_date: Exercisable 01/22/2019.

Read SEC document
January 22, 2018 Filed Jan 25, 2018 01:41 UTC Amendment
MOORE JANETDirector · CFO
GrantNon qualified stock option · Derivative 25,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000030 · primary_doc.xml · derivative · entry 1

MOORE JANET · CIK 0001069306 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-22

F2 · price: Inapplicable.

F1 · derivative.exercise_date: Vests one-third on 01/22/2019 and one-third on January 22nd each year thereafter.

Read SEC document
January 22, 2018 Filed Jan 25, 2018 00:27 UTC
Irani Zackary S.Director · CEO · 10% owner
GrantNon qualified stock option · Derivative 75,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000029 · primary_doc.xml · derivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 75,000 shares

Expires 2028-01-22

F2 · price: Inapplicable.

F1 · derivative.exercise_date: Vests one-third on 01/22/2019 and one-third on January 22nd each year thereafter.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 23:48 UTC
CANO FRANCISDirector
GrantNon qualified stock option · Derivative 25,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000028 · primary_doc.xml · derivative · entry 2

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-22

F2 · price: Not applicable.

F1 · derivative.exercise_date: Exercisable 01/22/2019.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 23:36 UTC GrantNon qualified stock option · Derivative 25,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000027 · primary_doc.xml · derivative · entry 2

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-22

F2 · price: Not applicable.

F1 · derivative.exercise_date: Exercisable 01/22/2019.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 23:03 UTC
Emerson JaneDirector
GrantNon qualified stock option · Derivative 25,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000026 · primary_doc.xml · derivative · entry 2

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-22

F2 · price: Not applicable.

F1 · derivative.exercise_date: Exercisable 01/22/2019.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:44 UTC GrantNon qualified stock option · Derivative 35,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000025 · primary_doc.xml · derivative · entry 2

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 35,000 shares

Expires 2018-01-22

F2 · price: Inapplicable.

F1 · derivative.exercise_date: Vests one-third on 01/22/2019 and one-third on January 22nd, each year thereafter.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:31 UTC
Sirgo Mark ADirector
GrantNon qualified stock option · Derivative 25,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000024 · primary_doc.xml · derivative · entry 2

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 25,000 shares

Expires 2018-01-22

F2 · price: Inapplicable.

F1 · derivative.exercise_date: Exercisable 01/22/2019.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:11 UTC
MOORE JANETDirector · CFO
GrantNon qualified stock option · Derivative 25,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000023 · primary_doc.xml · derivative · entry 3

MOORE JANET · CIK 0001069306 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 25,000 shares

Expires 2018-01-22

F2 · price: Inapplicable.

F1 · derivative.exercise_date: Vests one-third on 01/22/2019 and one-third on January 22nd each year thereafter.

Read SEC document
January 22, 2018 Filed Jan 25, 2018 17:44 UTC Amendment GrantNon qualified stock option · Derivative 35,000 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001513162-18-000032 · primary_doc.xml · derivative · entry 1

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 35,000 shares

Expires 2028-01-22

F2 · price: Inapplicable.

F1 · derivative.exercise_date: Vests one-third on 01/22/2019 and one-third on January 22nd each year thereafter.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:44 UTC OtherNon-qualified stock option · Derivative 15,000 Not disclosed Strike: $0.82 Not disclosed
Disclosure

SEC source: 0001513162-17-000055 · primary_doc.xml · derivative · entry 3

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 15,000 shares

Expires 2025-02-26

F1 · price: Consists of various options reported previously with varying dates and prices, expiring and exercisable

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:44 UTC SaleCommon Stock 15,000 $2.46 $36,829.50
Disclosure

SEC source: 0001513162-17-000055 · primary_doc.xml · nonDerivative · entry 2

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:44 UTC Exercise / conversionCommon Stock 15,000 $0.82 $12,300.00
Disclosure

SEC source: 0001513162-17-000055 · primary_doc.xml · nonDerivative · entry 1

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 18:19 UTC OtherNon-qualified stock option · Derivative 25,000 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001513162-17-000010 · primary_doc.xml · derivative · entry 2

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 25,000 shares

Expires 2017-01-05

F1 · price: Consists of various options with varying dates and prices, both expiring and exercisable

Read SEC document
January 05, 2017 Filed Jan 6, 2017 18:19 UTC Exercise / conversionCommon Stock 25,000 $0.43 $10,750.00
Disclosure

SEC source: 0001513162-17-000010 · primary_doc.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 18:07 UTC
Emerson JaneDirector
OtherNon-qualified stock option · Derivative 25,000 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001513162-17-000009 · primary_doc.xml · derivative · entry 2

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 25,000 shares

Expires 2017-01-05

F1 · price: Consists of various options with varying dates and prices, both expiring and exercisable

Read SEC document
January 05, 2017 Filed Jan 6, 2017 18:07 UTC
Emerson JaneDirector
Exercise / conversionCommon Stock 25,000 $0.43 $10,750.00
Disclosure

SEC source: 0001513162-17-000009 · primary_doc.xml · nonDerivative · entry 1

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 21:46 UTC
MOORE JANETDirector · Chief Financial Officer
OtherNon-qualified stock option · Derivative 9,000 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001513162-17-000005 · primary_doc.xml · derivative · entry 4

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 9,000 shares

Expires 2017-01-05

F1 · price: Consists of various options with varying dates and prices, both expiring and exercisable

Read SEC document
January 04, 2017 Filed Jan 4, 2017 21:46 UTC
MOORE JANETDirector · Chief Financial Officer
SaleCommon Stock 4,500 $2.20 $9,887.85
Disclosure

SEC source: 0001513162-17-000005 · primary_doc.xml · nonDerivative · entry 2

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,720

Read SEC document
January 04, 2017 Filed Jan 4, 2017 21:46 UTC
MOORE JANETDirector · Chief Financial Officer
Exercise / conversionCommon Stock 9,000 $0.43 $3,870.00
Disclosure

SEC source: 0001513162-17-000005 · primary_doc.xml · nonDerivative · entry 1

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 20:19 UTC
MOORE JANETDirector · Chief Financial Officer
OtherNon-qualified stock option · Derivative 3,000 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001513162-17-000002 · primary_doc.xml · derivative · entry 3

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 3,000 shares

Expires 2017-01-05

F1 · price: Consists of various options reported previously with varying dates and prices, both expiring and exercisable

Read SEC document
December 30, 2016 Filed Jan 3, 2017 20:19 UTC
MOORE JANETDirector · Chief Financial Officer
Exercise / conversionCommon Stock 3,000 $0.43 $1,290.00
Disclosure

SEC source: 0001513162-17-000002 · primary_doc.xml · nonDerivative · entry 1

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 21:35 UTC
MOORE JANETDirector · Chief Financial Officer
OtherNon-qualified stock option · Derivative 21,000 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001513162-16-001116 · primary_doc.xml · derivative · entry 5

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Common Stock · 21,000 shares

Expires 2017-01-05

F1 · price: Consists of various options reported previously with varying dates and prices, both expiring and exercisable

Read SEC document
December 22, 2016 Filed Dec 23, 2016 21:35 UTC
MOORE JANETDirector · Chief Financial Officer
SaleCommon Stock 180 $2.20 $396.00
Disclosure

SEC source: 0001513162-16-001116 · primary_doc.xml · nonDerivative · entry 3

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,220

Read SEC document
December 22, 2016 Filed Jan 3, 2017 19:29 UTC Amendment
MOORE JANETDirector · Chief Financial Officer
SaleCommon Stock 180 $2.20 $396.00
Disclosure

SEC source: 0001513162-17-000001 · primary_doc.xml · nonDerivative · entry 3

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,220

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:35 UTC
MOORE JANETDirector · Chief Financial Officer
SaleCommon Stock 9,600 $2.18 $20,941.44
Disclosure

SEC source: 0001513162-16-001116 · primary_doc.xml · nonDerivative · entry 2

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,400

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:35 UTC
MOORE JANETDirector · Chief Financial Officer
Exercise / conversionCommon Stock 21,000 $0.43 $9,030.00
Disclosure

SEC source: 0001513162-16-001116 · primary_doc.xml · nonDerivative · entry 1

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2016 Filed Jan 3, 2017 19:29 UTC Amendment
MOORE JANETDirector · Chief Financial Officer
OtherNon-qualified stock option · Derivative 22,000 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001513162-17-000001 · primary_doc.xml · derivative · entry 5

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 22,000 shares

Expires 2017-01-05

F1 · price: Consists of various options reported previously with varying dates and prices, both expiring and exercisable

Read SEC document
December 21, 2016 Filed Jan 3, 2017 19:29 UTC Amendment
MOORE JANETDirector · Chief Financial Officer
SaleCommon Stock 9,600 $2.18 $20,941.44
Disclosure

SEC source: 0001513162-17-000001 · primary_doc.xml · nonDerivative · entry 2

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,400

Read SEC document
December 21, 2016 Filed Jan 3, 2017 19:29 UTC Amendment
MOORE JANETDirector · Chief Financial Officer
Exercise / conversionCommon Stock 22,000 $0.43 $9,460.00
Disclosure

SEC source: 0001513162-17-000001 · primary_doc.xml · nonDerivative · entry 1

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 17:49 UTC OtherNon-qualified stock option · Derivative 16,351 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001513162-16-001103 · primary_doc.xml · derivative · entry 3

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 16,351 shares

Expires 2017-01-05

F1 · price: Consists of various options reported previously with varying dates and prices, expiring and exercisable

Read SEC document
December 12, 2016 Filed Dec 14, 2016 17:49 UTC SaleCommon Stock 9,351 $2.77 $25,873.28
Disclosure

SEC source: 0001513162-16-001103 · primary_doc.xml · nonDerivative · entry 2

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Read SEC document
December 12, 2016 Filed Dec 14, 2016 17:49 UTC Exercise / conversionCommon Stock 16,351 $0.43 $7,030.93
Disclosure

SEC source: 0001513162-16-001103 · primary_doc.xml · nonDerivative · entry 1

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 22:13 UTC SaleCommon Stock 526 $2.76 $1,453.18
Disclosure

SEC source: 0001513162-16-001102 · primary_doc.xml · nonDerivative · entry 4

CAPITANIO FRANCIS E · CIK 0001194081 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.