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Nasdaq · USD

BMRA

BIOMERICA INC

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8171
SEC CIK
0000073290
Parsed reports
129

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2021 Filed Dec 10, 2021 23:32 UTC
Irani Zackary S.Director · Chief Executive Officer
GrantNon-qualified stock option · Derivative 100,000 Not disclosed Strike: $4.46 Not disclosed
Disclosure

SEC source: 0001513162-21-000150 · primary_doc.xml · derivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,616

Underlying: Common Stock · 100,000 shares

Expires 2031-12-09

F2 · price: Not applicable

F1 · derivative.exercise_date: 25% exercisable 12/9/2022, 25% per year exercisable there after.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:02 UTC
Sirgo Mark ADirector
GrantNon-qualified stock option · Derivative 25,000 Not disclosed Strike: $4.46 Not disclosed
Disclosure

SEC source: 0001513162-21-000148 · primary_doc.xml · derivative · entry 2

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 25,000 shares

Expires 2031-12-09

F1 · price: Not applicable

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:48 UTC GrantNon-qualified stock option · Derivative 45,000 Not disclosed Strike: $4.46 Not disclosed
Disclosure

SEC source: 0001513162-21-000147 · primary_doc.xml · derivative · entry 2

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

Underlying: Common Stock · 45,000 shares

Expires 2031-12-09

F1 · price: Not applicable

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:35 UTC
Emerson JaneDirector
GrantNon-qualified stock option · Derivative 25,000 Not disclosed Strike: $4.46 Not disclosed
Disclosure

SEC source: 0001513162-21-000146 · primary_doc.xml · derivative · entry 2

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 25,000 shares

Expires 2031-12-09

F1 · price: Not applicable

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:18 UTC GrantNon-qualified stock option · Derivative 25,000 Not disclosed Strike: $4.46 Not disclosed
Disclosure

SEC source: 0001513162-21-000145 · primary_doc.xml · derivative · entry 2

Coste Catherine · CIK 0001821432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 25,000 shares

Expires 2031-12-09

F2 · price: Not applicable

Read SEC document
March 26, 2021 Filed Jun 25, 2021 22:08 UTC
BARBIERI ALLENDirector · Vice Chairman
GiftCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001513162-21-000091 · primary_doc.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,789

F1 · shares: This Form 5 reports a gift of shares by the reporting person to his adult children.

Read SEC document
March 26, 2021 Filed Jun 28, 2021 16:10 UTC Amendment
BARBIERI ALLENDirector · Vice Chairman
GiftCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001513162-21-000092 · primary_doc.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,789

F1 · shares: This Form 5 reports a gift of shares by the reporting person to his adult children.

Read SEC document
December 10, 2020 Filed Dec 12, 2020 01:26 UTC
CANO FRANCISDirector
GrantNon-qualified stock option · Derivative 20,000 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0001513162-20-000240 · primary_doc.xml · derivative · entry 3

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 20,000 shares

Expires 2030-12-10

F2 · price: Not applicable

Read SEC document
December 10, 2020 Filed Dec 12, 2020 01:08 UTC
Emerson JaneDirector
GrantNon-qualified stock option · Derivative 20,000 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0001513162-20-000239 · primary_doc.xml · derivative · entry 2

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 20,000 shares

Expires 2030-12-10

F1 · price: Not applicable

Read SEC document
December 10, 2020 Filed Dec 12, 2020 00:57 UTC GrantNon-qualified stock option · Derivative 20,000 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0001513162-20-000238 · primary_doc.xml · derivative · entry 2

Coste Catherine · CIK 0001821432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 20,000 shares

Expires 2030-12-10

F2 · price: Not applicable

Read SEC document
December 10, 2020 Filed Dec 12, 2020 00:42 UTC
Sirgo Mark ADirector
GrantNon-qualified stock option · Derivative 20,000 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0001513162-20-000237 · primary_doc.xml · derivative · entry 2

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 20,000 shares

Expires 2030-12-10

F1 · price: Not applicable

Read SEC document
December 10, 2020 Filed Dec 12, 2020 00:18 UTC GrantNon-qualified stock option · Derivative 30,000 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0001513162-20-000236 · primary_doc.xml · derivative · entry 2

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-10

F1 · price: Not applicable

Read SEC document
December 10, 2020 Filed Dec 11, 2020 23:50 UTC
Sloan StevenChief Financial Officer
GrantNon-qualified stock option · Derivative 25,000 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0001513162-20-000235 · primary_doc.xml · derivative · entry 1

Sloan Steven · CIK 0001822874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2030-12-10

F2 · price: Not applicable

F1 · derivative.exercise_date: 25% exercisable 12/10/2021, 25% per year exercisable there after.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 23:14 UTC
Irani Zackary S.Director · Chief Executive Officer
GrantNon-qualified stock option · Derivative 78,616 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0001513162-20-000234 · primary_doc.xml · derivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,616

Underlying: Common Stock · 78,616 shares

Expires 2030-12-10

F2 · price: Not applicable

F1 · derivative.exercise_date: 25% exercisable 12/20/2021, 25% per year exercisable there after.

Read SEC document
October 26, 2020 Filed Oct 27, 2020 22:34 UTC PurchaseCommon Stock 9,100 $5.45 $49,595.00
Disclosure

SEC source: 0001513162-20-000217 · primary_doc.xml · nonDerivative · entry 1

Coste Catherine · CIK 0001821432 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 1.

Disclosed balance after: 9,100

F1 · ownership.nature: Shares were purchased through spouse's retirement account.

Read SEC document
October 05, 2020 Filed Dec 12, 2020 01:26 UTC
CANO FRANCISDirector
GiftCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001513162-20-000240 · primary_doc.xml · nonDerivative · entry 1

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,736

F1 · price: Transaction was a gift, no monetary price assigned

Read SEC document
April 21, 2020 Filed Apr 21, 2020 20:57 UTC
Sirgo Mark ADirector
SaleCommon Stock 5,000 $8.11 $40,531.50
Disclosure

SEC source: 0001513162-20-000089 · primary_doc.xml · nonDerivative · entry 7

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:57 UTC
Sirgo Mark ADirector
SaleCommon Stock 2,454 $8.08 $19,820.96
Disclosure

SEC source: 0001513162-20-000089 · primary_doc.xml · nonDerivative · entry 6

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:57 UTC
Sirgo Mark ADirector
SaleCommon Stock 1,302 $8.07 $10,507.14
Disclosure

SEC source: 0001513162-20-000089 · primary_doc.xml · nonDerivative · entry 5

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,154

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:57 UTC
Sirgo Mark ADirector
SaleCommon Stock 1,076 $8.05 $8,661.80
Disclosure

SEC source: 0001513162-20-000089 · primary_doc.xml · nonDerivative · entry 4

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,456

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:57 UTC
Sirgo Mark ADirector
SaleCommon Stock 100 $8.06 $806.00
Disclosure

SEC source: 0001513162-20-000089 · primary_doc.xml · nonDerivative · entry 3

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,532

Read SEC document
April 17, 2020 Filed Apr 21, 2020 20:57 UTC
Sirgo Mark ADirector
SaleCommon Stock 68 $8.09 $550.12
Disclosure

SEC source: 0001513162-20-000089 · primary_doc.xml · nonDerivative · entry 2

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,632

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:59 UTC GiftCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001513162-20-000071 · primary_doc.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,289

F1 · kind: This transaction represents a gift to the five adult children of Mr. Barbieri. This is not a market transaction; thus no price has been reported. No value was received for the gifted shares.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:30 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 78,431 $2.85 $223,528.35
Disclosure

SEC source: 0001513162-20-000032 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,160

F1 · kind: Purchased through an S-3 registration statement filed 6/3/17, file #333-219130(Prospectus filed 12/4/17).

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:44 UTC
MOORE JANETDirector · Chief Financial Officer
GiftCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001513162-20-000002 · primary_doc.xml · nonDerivative · entry 1

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,720

F1 · price: Stock was a gift - no monetary transaction.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:21 UTC
Irani Zackary S.Director · Chief Executive Officer
GrantNon Qualified Stock Option · Derivative 125,000 Not disclosed Strike: $2.81 Not disclosed
Disclosure

SEC source: 0001513162-19-000261 · primary_doc.xml · derivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,000

Underlying: Common Stock · 125,000 shares

Expires 2029-12-20

F2 · price: Not applicable.

F1 · derivative.exercise_date: Vests one-quarter 12/20/20 and one-quarter on Dec 20 each year thereafter.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:55 UTC
Sirgo Mark ADirector
GrantNon Qualified Stock Option · Derivative 30,000 Not disclosed Strike: $2.81 Not disclosed
Disclosure

SEC source: 0001513162-19-000260 · primary_doc.xml · derivative · entry 2

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 30,000 shares

Expires 2029-12-20

F1 · price: N/A

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:29 UTC
CANO FRANCISDirector
GrantNon Qualified Stock Option · Derivative 30,000 Not disclosed Strike: $2.81 Not disclosed
Disclosure

SEC source: 0001513162-19-000258 · primary_doc.xml · derivative · entry 3

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 30,000 shares

Expires 2029-12-20

F1 · price: Not applicable.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:19 UTC
Emerson JaneDirector
GrantNon Qualified Stock Option · Derivative 30,000 Not disclosed Strike: $2.81 Not disclosed
Disclosure

SEC source: 0001513162-19-000257 · primary_doc.xml · derivative · entry 2

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 30,000 shares

Expires 2029-12-20

F1 · price: Not applicable.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:42 UTC GrantNon Qualified Stock Option · Derivative 50,000 Not disclosed Strike: $2.81 Not disclosed
Disclosure

SEC source: 0001513162-19-000259 · primary_doc.xml · derivative · entry 2

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 50,000 shares

Expires 2029-12-20

F1 · price: Not applicable.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 20:53 UTC
MOORE JANETChief Financial Officer
GrantNon Qualified Stock Option · Derivative 30,000 Not disclosed Strike: $2.81 Not disclosed
Disclosure

SEC source: 0001513162-19-000256 · primary_doc.xml · derivative · entry 3

MOORE JANET · CIK 0001069306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 30,000 shares

Expires 2029-12-20

F2 · price: Not applicable.

F1 · derivative.exercise_date: Vests one-quarter 12/20/20 and one-quarter on Dec 20 each year thereafter.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:39 UTC
MOORE JANETDirector · Chief Financial Officer
GiftCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001513162-19-000228 · primary_doc.xml · nonDerivative · entry 1

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,720

F1 · price: Stock was a gift - no monetary transaction.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:13 UTC
MOORE JANETDirector · Chief Financial Officer
GiftCommon Stock 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001513162-19-000112 · primary_doc.xml · nonDerivative · entry 1

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,720

F1 · price: Stock was a gift - no monetary transaction.

Read SEC document
December 21, 2018 Filed Dec 22, 2018 00:35 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 600 $2.04 $1,224.00
Disclosure

SEC source: 0001513162-18-000327 · primary_doc.xml · nonDerivative · entry 3

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,729

F1 · kind: Purchased through an S-3 registration statement filed 6/3/17, file #333-219130 (Prospectus filed 12/4/17)

Read SEC document
December 21, 2018 Filed Dec 22, 2018 00:35 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 1,000 $2.05 $2,050.00
Disclosure

SEC source: 0001513162-18-000327 · primary_doc.xml · nonDerivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,129

F1 · kind: Purchased through an S-3 registration statement filed 6/3/17, file #333-219130 (Prospectus filed 12/4/17)

Read SEC document
December 21, 2018 Filed Dec 22, 2018 00:35 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 2,000 $1.82 $3,640.00
Disclosure

SEC source: 0001513162-18-000327 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,129

F1 · kind: Purchased through an S-3 registration statement filed 6/3/17, file #333-219130 (Prospectus filed 12/4/17)

Read SEC document
December 20, 2018 Filed Dec 20, 2018 20:35 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 400 $2.45 $980.00
Disclosure

SEC source: 0001513162-18-000320 · primary_doc.xml · nonDerivative · entry 3

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,129

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:37 UTC
Sirgo Mark ADirector
GrantNon Qualified Stock Option · Derivative 35,000 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001513162-18-000324 · primary_doc.xml · derivative · entry 2

Sirgo Mark A · CIK 0001301715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 35,000 shares

Expires 2028-12-20

F1 · price: Not applicable

Read SEC document
December 20, 2018 Filed Dec 22, 2018 00:05 UTC
Irani Zackary S.Director · Chief Executive Officer
GrantNon Qualified Stock Option · Derivative 150,000 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001513162-18-000326 · primary_doc.xml · derivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,000

Underlying: Common Stock · 150,000 shares

Expires 2028-12-20

F2 · price: Not applicable

F1 · derivative.exercise_date: Vests one quarter 12/20/2019 and one-quarter on Dec 20 each year thereafter.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:55 UTC
MOORE JANETDirector · Chief Financial Officer
GrantNon Qualified Stock Option · Derivative 35,000 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001513162-18-000325 · primary_doc.xml · derivative · entry 3

MOORE JANET · CIK 0001069306 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 35,000 shares

Expires 2028-12-20

F2 · price: Not applicable

F1 · derivative.exercise_date: Vests one-quarter 12/20/2019 and one-quarter on Dec 20 each year thereafter.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:01 UTC
CANO FRANCISDirector
GrantNon Qualified Stock Option · Derivative 35,000 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001513162-18-000322 · primary_doc.xml · derivative · entry 3

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 35,000 shares

Expires 2028-12-20

F1 · price: Not applicable

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:17 UTC GrantNon Qualified Stock Option · Derivative 50,000 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001513162-18-000323 · primary_doc.xml · derivative · entry 2

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-20

F1 · price: Not applicable

Read SEC document
December 20, 2018 Filed Dec 21, 2018 22:48 UTC
Emerson JaneDirector
GrantNon Qualified Stock Option · Derivative 35,000 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001513162-18-000321 · primary_doc.xml · derivative · entry 2

Emerson Jane · CIK 0001398437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 35,000 shares

Expires 2028-12-20

F1 · price: Not applicable

Read SEC document
December 19, 2018 Filed Dec 20, 2018 20:35 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 400 $2.45 $980.00
Disclosure

SEC source: 0001513162-18-000320 · primary_doc.xml · nonDerivative · entry 2

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,729

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
December 19, 2018 Filed Dec 20, 2018 20:35 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 400 $2.47 $988.00
Disclosure

SEC source: 0001513162-18-000320 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,329

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
December 07, 2018 Filed Dec 10, 2018 20:02 UTC
Irani Zackary S.Director · Chief Executive Officer
OtherCommon Stock 33,390 $2.70 $90,153.00
Disclosure

SEC source: 0001513162-18-000307 · primary_doc.xml · nonDerivative · entry 1

Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,929

F1 · kind: Purchased through an S-3 registration statement filed 06/30/2017, file #333-219130. (Prospectus filed 12/04/2017)

Read SEC document
October 26, 2018 Filed Oct 26, 2018 18:25 UTC
CANO FRANCISDirector
OtherNon Qualified Stock Option · Derivative 25,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001513162-18-000271 · primary_doc.xml · derivative · entry 3

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 25,000 shares

Expires 2018-10-30

F1 · shares: To report exercise of stock option.

F2 · price: Consists of various options reported previously with varying dates and prices both expiring and excercisable.

Read SEC document
October 26, 2018 Filed Oct 26, 2018 18:25 UTC
CANO FRANCISDirector
Exercise / conversionCommon Stock 25,000 $0.75 $18,750.00
Disclosure

SEC source: 0001513162-18-000271 · primary_doc.xml · nonDerivative · entry 1

CANO FRANCIS · CIK 0001286710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: To report exercise of stock option.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 20:29 UTC OtherNon Qualified Stock Option · Derivative 25,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001513162-18-000266 · primary_doc.xml · derivative · entry 2

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 25,000 shares

Expires 2018-10-30

F1 · shares: To report exercise of stock option.

F2 · price: Consists of various options reported previously with varying dates and prices, both expiring and exercisable.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 20:29 UTC Exercise / conversionCommon Stock 25,000 $0.75 $18,750.00
Disclosure

SEC source: 0001513162-18-000266 · primary_doc.xml · nonDerivative · entry 1

BARBIERI ALLEN · CIK 0001271102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: To report exercise of stock option.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.