Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 27, 2026 21:26 UTC |
MOATAZEDI DAVIDDirector
|
PurchaseCommon stock | 10,000 | $1.60 | $16,000.00 |
DisclosureSEC source: 0001493152-26-040450 · ownership.xml · nonDerivative · entry 1 MOATAZEDI DAVID · CIK 0001700836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,625 F1 · shares: On August 26, 2026, the reporting person acquired 10,000 shares of the Issuer's common stock at a purchase price of $1.60 per share in private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement dated August 20, 2026, by and among certain institutional and individual investors identified on the signature pages thereto, which included among others B. Riley Principal Capital, LLC and certain members of the Company's Board of Directors and executive officers. Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 21:26 UTC |
Chin EricDirector
|
PurchaseCommon stock | 6,250 | $1.60 | $10,000.00 |
DisclosureSEC source: 0001493152-26-040448 · ownership.xml · nonDerivative · entry 1 Chin Eric · CIK 0001751197 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,750 F1 · shares: On August 26, 2026, the reporting person acquired 6,250 shares of the Issuer's common stock at a purchase price of $1.60 per share in private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement dated August 20, 2026, by and among certain institutional and individual investors identified on the signature pages thereto, which included among others B. Riley Principal Capital, LLC and certain members of the Company's Board of Directors and executive officers. Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 21:24 UTC |
BARBIERI ALLENDirector · Executive Vice Chairman
|
PurchaseCommon stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001493152-26-040444 · ownership.xml · nonDerivative · entry 1 BARBIERI ALLEN · CIK 0001271102 · Director · Executive Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,542 F1 · shares: On August 26, 2026, the reporting person acquired 20,000 shares of the Issuer's common stock at a purchase price of $1.60 per share in private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement dated August 20, 2026, by and among certain institutional and individual investors identified on the signature pages thereto, which included among others B. Riley Principal Capital, LLC and certain members of the Company's Board of Directors and executive officers. Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 21:23 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon stock | 31,250 | $1.60 | $50,000.00 |
DisclosureSEC source: 0001493152-26-040443 · ownership.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,570 F1 · shares: On August 26, 2026, the reporting person acquired 31,250 shares of the Issuer's common stock at a purchase price of $1.60 per share in private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement dated August 20, 2026, by and among certain institutional and individual investors identified on the signature pages thereto, which included among others B. Riley Principal Capital, LLC and certain members of the Company's Board of Directors and executive officers. Read SEC document |
| August 20, 2026 Filed Aug 27, 2026 21:27 UTC |
Gary M. HuffDirector
|
PurchaseCommon stock | 31,250 | $1.60 | $50,000.00 |
DisclosureSEC source: 0001493152-26-040454 · ownership.xml · nonDerivative · entry 1 Gary M. Huff · CIK 0001702387 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,250 F1 · shares: On August 26, 2026, the reporting person acquired 31,250 shares of the Issuer's common stock at a purchase price of $1.60 per share in private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement dated August 20, 2026, by and among certain institutional and individual investors identified on the signature pages thereto, which included among others B. Riley Principal Capital, LLC and certain members of the Company's Board of Directors and executive officers. Read SEC document |
| December 12, 2025 Filed Dec 31, 2025 22:10 UTC |
Lu GaryChief Financial Officer
|
GrantCommon stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-029843 · ownership.xml · nonDerivative · entry 1 Lu Gary · CIK 0001968621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,375 F1 · shares: Award of restricted stock under the 2024 Stock Incentive Plan. The award of restricted stock will vest over 4 years at 25% on each anniversary of December 12, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 12, 2025 Filed Dec 31, 2025 22:10 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
GrantCommon stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-029842 · ownership.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,320 F1 · shares: Award of restricted stock under the 2024 Stock Incentive Plan. The award of restricted stock will vest over 4 years at 25% on each anniversary of December 12, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 12, 2025 Filed Dec 31, 2025 22:10 UTC |
BARBIERI ALLENDirector · Executive Vice-Chairman
|
GrantCommon stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-029841 · ownership.xml · nonDerivative · entry 1 BARBIERI ALLEN · CIK 0001271102 · Director · Executive Vice-Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,543 F1 · shares: Award of restricted stock under the 2024 Stock Incentive Plan. The award of restricted stock will vest in full on the one-year anniversary of December 12, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 12, 2025 Filed Dec 31, 2025 22:10 UTC |
MOATAZEDI DAVIDDirector
|
GrantCommon stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-029839 · ownership.xml · nonDerivative · entry 1 MOATAZEDI DAVID · CIK 0001700836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,625 F1 · shares: Award of restricted stock under the 2024 Stock Incentive Plan. The award of restricted stock will vest in full on the one-year anniversary of December 12, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 12, 2025 Filed Dec 31, 2025 22:10 UTC |
Gary M. HuffDirector
|
GrantCommon stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-029840 · ownership.xml · nonDerivative · entry 1 Gary M. Huff · CIK 0001702387 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Award of restricted stock under the 2024 Stock Incentive Plan. The award of restricted stock will vest in full on the one-year anniversary of December 12, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 12, 2025 Filed Jan 28, 2026 22:40 UTC |
Chin EricDirector
|
GrantCommon stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004083 · ownership.xml · nonDerivative · entry 1 Chin Eric · CIK 0001751197 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 F1 · shares: Award of restricted stock under the 2024 Stock Incentive Plan. The award of restricted stock will vest in full on the one-year anniversary of December 12, 2025, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 00:30 UTC |
Emerson JaneDirector
|
GrantCommon stock | 85,000 | $0.31 | $26,350.00 |
DisclosureSEC source: 0001493152-24-050502 · ownership.xml · nonDerivative · entry 1 Emerson Jane · CIK 0001398437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,000 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of December 13, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 00:30 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
GrantCommon stock | 250,000 | $0.31 | $77,500.00 |
DisclosureSEC source: 0001493152-24-050501 · ownership.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,560 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over 4 years at 25% on each anniversary of December 13, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 00:30 UTC |
BARBIERI ALLENDirector · Executive Vice Chairman
|
GrantCommon stock | 110,000 | $0.31 | $34,100.00 |
DisclosureSEC source: 0001493152-24-050499 · ownership.xml · nonDerivative · entry 1 BARBIERI ALLEN · CIK 0001271102 · Director · Executive Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,337 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of December 13, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 00:30 UTC |
MOATAZEDI DAVIDDirector
|
GrantCommon stock | 85,000 | $0.31 | $26,350.00 |
DisclosureSEC source: 0001493152-24-050504 · ownership.xml · nonDerivative · entry 1 MOATAZEDI DAVID · CIK 0001700836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of December 13, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 00:30 UTC |
Lu GaryChief Financial Officer
|
GrantCommon stock | 155,000 | $0.31 | $48,050.00 |
DisclosureSEC source: 0001493152-24-050503 · ownership.xml · nonDerivative · entry 1 Lu Gary · CIK 0001968621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,000 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over 4 years at 25% on each anniversary of December 13, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 00:30 UTC |
Coste CatherineDirector
|
GrantCommon stock | 85,000 | $0.31 | $26,350.00 |
DisclosureSEC source: 0001493152-24-050500 · ownership.xml · nonDerivative · entry 1 Coste Catherine · CIK 0001821432 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,790 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of December 13, 2024, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. Read SEC document |
| January 02, 2024 Filed Jul 3, 2024 21:10 UTC |
BARBIERI ALLENDirector · Vice Chairman
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-026233 · ownership.xml · nonDerivative · entry 2 BARBIERI ALLEN · CIK 0001271102 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,337 F1 · shares: This Form 5 reports two gifts of shares by the reporting person to nonprofit 501(c)(3) charitable organization. Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:10 UTC |
Coste CatherineDirector
|
GrantNon-qualified stock option · Derivative | 75,000 | Not disclosed Strike: $1.01 | Not disclosed |
DisclosureSEC source: 0001493152-23-044907 · ownership.xml · derivative · entry 2 Coste Catherine · CIK 0001821432 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-12-13 F1 · shares: Options granted to Ms. Coste as part of her Fiscal 2024 Board compensation package. F2 · price: Not Applicable Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:10 UTC |
Kenny John P.Director
|
GrantNon-qualified stock option · Derivative | 75,000 | Not disclosed Strike: $1.01 | Not disclosed |
DisclosureSEC source: 0001493152-23-044909 · ownership.xml · derivative · entry 2 Kenny John P. · CIK 0001719325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-12-13 F1 · shares: Options granted to Ms. Coste as part of her Fiscal 2024 Board compensation package. F2 · price: Not Applicable Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:10 UTC |
MOATAZEDI DAVIDDirector
|
GrantNon-qualified stock option · Derivative | 75,000 | Not disclosed Strike: $1.01 | Not disclosed |
DisclosureSEC source: 0001493152-23-044908 · ownership.xml · derivative · entry 2 MOATAZEDI DAVID · CIK 0001700836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-12-13 F1 · shares: Options granted to Ms. Coste as part of her Fiscal 2024 Board compensation package. F2 · price: Not Applicable Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:10 UTC |
Emerson JaneDirector
|
GrantNon-qualified stock option · Derivative | 75,000 | Not disclosed Strike: $1.01 | Not disclosed |
DisclosureSEC source: 0001493152-23-044910 · ownership.xml · derivative · entry 2 Emerson Jane · CIK 0001398437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-12-13 F1 · shares: Options granted to Ms. Coste as part of her Fiscal 2024 Board compensation package. F2 · price: Not Applicable Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:10 UTC |
Lu GaryChief Financial Officer
|
GrantNon-qualified stock option · Derivative | 155,000 | Not disclosed Strike: $1.01 | Not disclosed |
DisclosureSEC source: 0001493152-23-044911 · ownership.xml · derivative · entry 2 Lu Gary · CIK 0001968621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,000 Underlying: Common Stock · 155,000 shares Expires 2033-12-13 F1 · shares: Options granted to Mr. Lu as part of his Fiscal 2024 executive compensation package. F3 · price: Not Applicable F2 · derivative.exercise_date: 25% vesting on 12/013/2024, 25% on 12/13/2025, 25% on 12/13/2026, and 25% on 12/13/2027 Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:10 UTC |
BARBIERI ALLENDirector · Executive Vice Chairman
|
GrantNon-qualified stock option · Derivative | 100,000 | Not disclosed Strike: $1.01 | Not disclosed |
DisclosureSEC source: 0001493152-23-044906 · ownership.xml · derivative · entry 2 BARBIERI ALLEN · CIK 0001271102 · Director · Executive Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2034-12-13 F1 · shares: Options granted to Ms. Coste as part of her Fiscal 2024 Board compensation package. F2 · price: Not Applicable Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:10 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
GrantNon-qualified stock option · Derivative | 155,000 | Not disclosed Strike: $1.01 | Not disclosed |
DisclosureSEC source: 0001493152-23-044912 · ownership.xml · derivative · entry 2 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,000 Underlying: Common Stock · 155,000 shares Expires 2033-12-13 F1 · shares: Options granted to Mr. Irani as part of his Fiscal 2024 Board compensation package. F3 · price: Not Applicable F2 · derivative.exercise_date: 25% vesting on 12/013/2024, 25% on 12/13/2025, 25% on 12/13/2026, and 25% on 12/13/2027 Read SEC document |
| August 29, 2023 Filed Dec 11, 2023 22:21 UTC |
Kenny John P.Director
|
GrantNon-qualified stock option · Derivative | 30,000 | Not disclosed Strike: $1.25 | Not disclosed |
DisclosureSEC source: 0001493152-23-044438 · ownership.xml · derivative · entry 2 Kenny John P. · CIK 0001719325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2033-08-29 F1 · shares: Options granted to Mr. Kenny in August 2023 as a new Board member. Final issuance of the options was subject to and conditioned upon the approval by stockholders of the 2023 Stock Incentive Plan, which occured on December 7, 2023. F3 · price: Not Applicable F2 · derivative.exercise_date: 25% vesting on 12/7/2023, 25% on 12/07/2024, 25% on 12/07/2025 and 25% on 12/07/2026 Read SEC document |
| June 27, 2023 Filed Jul 3, 2024 21:10 UTC |
BARBIERI ALLENDirector · Vice Chairman
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-026233 · ownership.xml · nonDerivative · entry 1 BARBIERI ALLEN · CIK 0001271102 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,327 F1 · shares: This Form 5 reports two gifts of shares by the reporting person to nonprofit 501(c)(3) charitable organization. Read SEC document |
| May 25, 2023 Filed May 26, 2023 16:23 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 200 | $1.55 | $310.00 |
DisclosureSEC source: 0001513162-23-000101 · primary_doc.xml · nonDerivative · entry 2 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,020,560 F1 · kind: Open Market Purchase Read SEC document |
| May 24, 2023 Filed May 26, 2023 16:23 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 500 | $1.61 | $805.00 |
DisclosureSEC source: 0001513162-23-000101 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,020,360 F1 · kind: Open Market Purchase Read SEC document |
| May 12, 2023 Filed May 12, 2023 20:39 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 1,700 | $1.17 | $1,989.00 |
DisclosureSEC source: 0001513162-23-000092 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,019,860 F1 · kind: Open Market Purchase Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:06 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 500 | $1.27 | $635.00 |
DisclosureSEC source: 0001513162-23-000091 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,018,160 F1 · kind: Open Market Purchase Read SEC document |
| May 09, 2023 Filed May 10, 2023 21:28 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 300 | $1.39 | $417.00 |
DisclosureSEC source: 0001513162-23-000088 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,017,660 F1 · kind: Open Market Purchase Read SEC document |
| May 04, 2023 Filed May 5, 2023 18:38 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.36 | $1,360.00 |
DisclosureSEC source: 0001513162-23-000082 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,017,360 F1 · kind: Open Market Purchase Read SEC document |
| April 28, 2023 Filed May 1, 2023 13:15 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 1,800 | $1.34 | $2,412.00 |
DisclosureSEC source: 0001513162-23-000078 · primary_doc.xml · nonDerivative · entry 2 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,017,360 F1 · kind: Open Market Purchase Read SEC document |
| April 27, 2023 Filed May 1, 2023 13:15 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 2,600 | $1.31 | $3,406.00 |
DisclosureSEC source: 0001513162-23-000078 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,017,360 F1 · kind: Open Market Purchase Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 12:55 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 7,000 | $1.26 | $8,820.00 |
DisclosureSEC source: 0001513162-23-000077 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,012,960 F1 · kind: Open Market Purchase Read SEC document |
| April 20, 2023 Filed Dec 11, 2023 22:23 UTC |
MOATAZEDI DAVIDDirector
|
GrantNon-qualified stock option · Derivative | 32,000 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001493152-23-044442 · ownership.xml · derivative · entry 3 MOATAZEDI DAVID · CIK 0001700836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 32,000 shares Expires 2033-04-20 F2 · shares: Options granted to Mr. Moatazedi in April 2023 as part of his fiscal 2023 Board compensation package. Final issuance was subject to and conditioned upon the approval by stockholders of the 2023 Stock Incentive Plan, which occured on December 7, 2023. F4 · price: Not Applicable Read SEC document |
| April 20, 2023 Filed Dec 11, 2023 22:23 UTC |
MOATAZEDI DAVIDDirector
|
GrantNon-qualified stock option · Derivative | 25,000 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001493152-23-044442 · ownership.xml · derivative · entry 2 MOATAZEDI DAVID · CIK 0001700836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-04-20 F1 · shares: Options granted to Mr. Moatazedi in April 2023 as a new Board member. Final issuance of the options was subject to and conditioned upon the approval by stockholders of the 2023 Stock Incentive Plan, which occured on December 7, 2023. F4 · price: Not Applicable F3 · derivative.exercise_date: 25% vesting on 12/7/2023, 25% on 12/07/2024, 25% on 12/07/2025 and 25% on 12/07/2026 Read SEC document |
| April 20, 2023 Filed Dec 11, 2023 22:23 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
GrantNon-qualified stock option · Derivative | 105,000 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001493152-23-044441 · ownership.xml · derivative · entry 2 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2033-04-20 F1 · shares: Options granted to Mr. Irani in April 2023 as part of his fiscal 2023 Board compensation package. Final issuance was subject to and conditioned upon the approval by stockholders of the 2023 Stock Incentive Plan, which occured on December 7, 2023. F3 · price: Not Applicable F2 · derivative.exercise_date: 25% vesting on 12/07/2023, 25% on 12/07/2024, 25% on 12/07/2025 and 25% on 12/07/2026 Read SEC document |
| April 20, 2023 Filed Dec 11, 2023 22:21 UTC |
BARBIERI ALLENDirector · Vice Chairman
|
GrantNon-qualified stock option · Derivative | 50,000 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001493152-23-044437 · ownership.xml · derivative · entry 2 BARBIERI ALLEN · CIK 0001271102 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-04-20 F1 · shares: Options granted to Mr. Barbieri in April 2023 as part of his fiscal 2023 Board compensation package. Final issuance was subject to and conditioned upon the approval by stockholders of the 2023 Stock Incentive Plan, which occured on December 7, 2023. F2 · price: Not Applicable Read SEC document |
| April 20, 2023 Filed Dec 11, 2023 22:19 UTC |
Emerson JaneDirector
|
GrantNon-qualified stock option · Derivative | 32,000 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001493152-23-044433 · ownership.xml · derivative · entry 2 Emerson Jane · CIK 0001398437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 32,000 shares Expires 2033-04-20 F1 · shares: Options granted to Ms. Emerson in April 2023 as part of her fiscal 2023 Board compensation package. Final issuance was subject to and conditioned upon the approval by stockholders of the 2023 Stock Incentive Plan, which occured on December 7, 2023. F2 · price: Not Applicable Read SEC document |
| April 20, 2023 Filed Dec 11, 2023 22:18 UTC |
Coste CatherineDirector
|
GrantNon-qualified stock option · Derivative | 32,000 | Not disclosed Strike: $1.67 | Not disclosed |
DisclosureSEC source: 0001493152-23-044430 · ownership.xml · derivative · entry 2 Coste Catherine · CIK 0001821432 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 32,000 shares Expires 2033-04-20 F1 · shares: Options granted to Ms. Coste in April 2023 as part of her fiscal 2023 Board compensation package. Final issuance was subject to and conditioned upon the approval by stockholders of the 2023 Stock Incentive Plan, which occured on December 7, 2023. F2 · price: Not Applicable Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 18:43 UTC |
Lu GaryChief Financial Officer
|
GrantNon-qualified stock option · Derivative | 100,000 | Not disclosed Strike: $1.74 | Not disclosed |
DisclosureSEC source: 0001513162-23-000057 · primary_doc.xml · derivative · entry 1 Lu Gary · CIK 0001968621 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 0 shares Expires 2033-04-06 F2 · price: Not applicable F1 · derivative.exercise_date: 25% exercisable on 12/9/2023, and 25% annually there after. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 15:06 UTC |
BARBIERI ALLENDirector · Executive Vice Chairman
|
PurchaseCommon Stock | 1,538 | $2.94 | $4,521.72 |
DisclosureSEC source: 0001513162-23-000011 · primary_doc.xml · nonDerivative · entry 1 BARBIERI ALLEN · CIK 0001271102 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,327 F1 · kind: Open Market Purchase Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 16:36 UTC |
Coste CatherineDirector · Audit Committee Chairperson
|
PurchaseCommon Stock | 2,190 | $2.96 | $6,482.40 |
DisclosureSEC source: 0001513162-23-000010 · primary_doc.xml · nonDerivative · entry 1 Coste Catherine · CIK 0001821432 · Director · Audit Committee Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,790 F1 · kind: Open Market Purchase Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 17:16 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 1,800 | $2.85 | $5,130.00 |
DisclosureSEC source: 0001513162-23-000009 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,960 F1 · kind: Open Market Purchase Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 16:36 UTC |
Irani Zackary S.Director · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $2.81 | $5,620.00 |
DisclosureSEC source: 0001513162-23-000008 · primary_doc.xml · nonDerivative · entry 1 Irani Zackary S. · CIK 0001282349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,160 F1 · kind: Open Market Purchase Read SEC document |
| November 17, 2022 Filed Jul 3, 2023 19:18 UTC |
BARBIERI ALLENDirector · Vice Chairman
|
GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001513162-23-000111 · primary_doc.xml · nonDerivative · entry 1 BARBIERI ALLEN · CIK 0001271102 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,327 F1 · shares: This Form 5 reports a gift of shares by the reporting person to a nonprofit 501(c)(3) charitable organization. Read SEC document |
| December 20, 2021 Filed Jun 24, 2022 20:26 UTC |
BARBIERI ALLENDirector · Vice Chairman
|
GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001513162-22-000096 · primary_doc.xml · nonDerivative · entry 1 BARBIERI ALLEN · CIK 0001271102 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,289 F1 · shares: This Form 5 reports a gift of shares by the reporting person to a nonprofit 501 (c ) (3)charitable organization. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 23:18 UTC |
Sloan StevenChief Financial Officer
|
GrantNon-qualified stock option · Derivative | 40,000 | Not disclosed Strike: $4.46 | Not disclosed |
DisclosureSEC source: 0001513162-21-000149 · primary_doc.xml · derivative · entry 1 Sloan Steven · CIK 0001822874 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 40,000 shares Expires 2031-12-09 F2 · price: Not applicable F1 · derivative.exercise_date: 25% exercisable 12/9/2022, 25% per year exercisable there after. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.