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BLACKROCK Ltd DURATION INCOME TRUST

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5474
SEC CIK
0001233681
Parsed reports
326

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2025 Filed Oct 3, 2025 17:46 UTC GrantPerformance Rights · Derivative 17.24 $14.00 $241.36
Disclosure

SEC source: 0001193125-25-230536 · ownership.xml · derivative · entry 1

Lynch Catherine A. · CIK 0001668396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,110.15

Underlying: Common Stock · 17.24 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 21:40 UTC GrantPerformance Rights · Derivative 658.79 $14.00 $9,223.06
Disclosure

SEC source: 0001193125-25-230516 · ownership.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,567.52

Underlying: Common Stock · 658.79 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 21:34 UTC GrantPerformance Rights · Derivative 775.05 $14.00 $10,850.70
Disclosure

SEC source: 0001193125-25-230493 · ownership.xml · derivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,318.14

Underlying: Common Stock · 775.05 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 21:43 UTC GrantPerformance Rights · Derivative 841.33 $14.00 $11,778.62
Disclosure

SEC source: 0001193125-25-230531 · ownership.xml · derivative · entry 1

Steinmetz Arthur Philip · CIK 0001993332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,240.69

Underlying: Common Stock · 841.33 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:44 UTC GrantPerformance Rights · Derivative 394.99 $14.25 $5,628.61
Disclosure

SEC source: 0000950170-25-094078 · ownership.xml · derivative · entry 1

KESTER W CARL · CIK 0001141904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,026.57

Underlying: Common Stock · 394.99 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:42 UTC GrantPerformance Rights · Derivative 602.5 $14.25 $8,585.63
Disclosure

SEC source: 0000950170-25-094072 · ownership.xml · derivative · entry 1

Harris Stayce D. · CIK 0001860749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,813.94

Underlying: Common Stock · 602.5 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:47 UTC GrantPerformance Rights · Derivative 640.63 $14.25 $9,128.98
Disclosure

SEC source: 0000950170-25-094082 · ownership.xml · derivative · entry 1

Flores Lorenzo · CIK 0001674210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,164.62

Underlying: Common Stock · 640.63 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 18:39 UTC GrantPerformance Rights · Derivative 19.39 $14.25 $276.31
Disclosure

SEC source: 0000950170-25-094068 · ownership.xml · derivative · entry 1

Lynch Catherine A. · CIK 0001668396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,901.04

Underlying: Common Stock · 19.39 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:44 UTC GrantPerformance Rights · Derivative 648.26 $14.25 $9,237.71
Disclosure

SEC source: 0000950170-25-094076 · ownership.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,602.66

Underlying: Common Stock · 648.26 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:42 UTC GrantPerformance Rights · Derivative 884.68 $14.25 $12,606.69
Disclosure

SEC source: 0000950170-25-094071 · ownership.xml · derivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,989.1

Underlying: Common Stock · 884.68 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:45 UTC GrantPerformance Rights · Derivative 827.55 $14.25 $11,792.59
Disclosure

SEC source: 0000950170-25-094079 · ownership.xml · derivative · entry 1

Steinmetz Arthur Philip · CIK 0001993332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,247.63

Underlying: Common Stock · 827.55 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:03 UTC GrantPerformance Rights · Derivative 400.4 $14.05 $5,625.62
Disclosure

SEC source: 0000950170-25-050731 · ownership.xml · derivative · entry 1

KESTER W CARL · CIK 0001141904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,019.71

Underlying: Common Stock · 400.4 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:58 UTC GrantPerformance Rights · Derivative 610.92 $14.05 $8,583.43
Disclosure

SEC source: 0000950170-25-050711 · ownership.xml · derivative · entry 1

Harris Stayce D. · CIK 0001860749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,943.81

Underlying: Common Stock · 610.92 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:04 UTC GrantPerformance Rights · Derivative 649.59 $14.05 $9,126.74
Disclosure

SEC source: 0000950170-25-050734 · ownership.xml · derivative · entry 1

Flores Lorenzo · CIK 0001674210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,248.89

Underlying: Common Stock · 649.59 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 17:36 UTC GrantPerformance Rights · Derivative 19.66 $14.05 $276.22
Disclosure

SEC source: 0000950170-25-050637 · ownership.xml · derivative · entry 1

Lynch Catherine A. · CIK 0001668396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,693.5

Underlying: Common Stock · 19.66 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:48 UTC GrantPerformance Rights · Derivative 657.32 $14.05 $9,235.35
Disclosure

SEC source: 0000950170-25-050675 · ownership.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,669.03

Underlying: Common Stock · 657.32 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:40 UTC GrantPerformance Rights · Derivative 897.05 $14.05 $12,603.55
Disclosure

SEC source: 0000950170-25-050653 · ownership.xml · derivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,597.97

Underlying: Common Stock · 897.05 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:02 UTC GrantPerformance Rights · Derivative 838.89 $14.05 $11,786.40
Disclosure

SEC source: 0000950170-25-050726 · ownership.xml · derivative · entry 1

Steinmetz Arthur Philip · CIK 0001993332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,290.69

Underlying: Common Stock · 838.89 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:08 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 1,728.6849 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013865 · ownership.xml · derivative · entry 4

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728.6849

Underlying: Common Stock · 1,728.6849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:08 UTC
Garfin MitchellPortfolio Manager
GrantPhantom Shares · Derivative 7,348.4321 $14.35 $105,450.00
Disclosure

SEC source: 0000950170-25-013865 · ownership.xml · derivative · entry 3

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,348.4321

Underlying: Common Stock · 7,348.4321 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:08 UTC
Garfin MitchellPortfolio Manager
Disposition to issuerCommon Stock 1,728.6849 $14.35 $24,806.63
Disclosure

SEC source: 0000950170-25-013865 · ownership.xml · nonDerivative · entry 2

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:08 UTC
Garfin MitchellPortfolio Manager
Exercise / conversionCommon Stock 1,728.6849 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013865 · ownership.xml · nonDerivative · entry 1

Garfin Mitchell · CIK 0001464011 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728.6849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:26 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 3,009.254 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013901 · ownership.xml · derivative · entry 6

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,009.254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:26 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 2,224.535 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013901 · ownership.xml · derivative · entry 5

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,224.535

Underlying: Common Stock · 2,224.535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:26 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 2,311.9973 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013901 · ownership.xml · derivative · entry 4

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,623.9945

Underlying: Common Stock · 2,311.9973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:26 UTC
Bishop AlastairPortfolio Manager
GrantPhantom Shares · Derivative 5,846.3252 $8.98 $52,500.00
Disclosure

SEC source: 0000950170-25-013901 · ownership.xml · derivative · entry 3

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,846.3252

Underlying: Common Stock · 5,846.3252 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:26 UTC
Bishop AlastairPortfolio Manager
Disposition to issuerCommon Stock 7,545.7863 $8.98 $67,761.16
Disclosure

SEC source: 0000950170-25-013901 · ownership.xml · nonDerivative · entry 2

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:26 UTC
Bishop AlastairPortfolio Manager
Exercise / conversionCommon Stock 7,545.7863 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013901 · ownership.xml · nonDerivative · entry 1

Bishop Alastair · CIK 0001609162 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,545.7863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: As previously reported on a Form 4 dated February 3, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:12 UTC
Dickstein AkivaPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 1,113.9765 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013880 · ownership.xml · derivative · entry 5

Dickstein Akiva · CIK 0001570157 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,113.9765

Underlying: Common Stock · 1,113.9765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:12 UTC
Dickstein AkivaPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 1,074.2571 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013880 · ownership.xml · derivative · entry 4

Dickstein Akiva · CIK 0001570157 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,148.5142

Underlying: Common Stock · 1,074.2571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:12 UTC
Dickstein AkivaPortfolio Manager
GrantPhantom Shares · Derivative 4,173.8676 $14.35 $59,895.00
Disclosure

SEC source: 0000950170-25-013880 · ownership.xml · derivative · entry 3

Dickstein Akiva · CIK 0001570157 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,173.8676

Underlying: Common Stock · 4,173.8676 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:12 UTC
Dickstein AkivaPortfolio Manager
Disposition to issuerCommon Stock 2,188.2336 $14.35 $31,401.15
Disclosure

SEC source: 0000950170-25-013880 · ownership.xml · nonDerivative · entry 2

Dickstein Akiva · CIK 0001570157 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:12 UTC
Dickstein AkivaPortfolio Manager
Exercise / conversionCommon Stock 2,188.2336 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013880 · ownership.xml · nonDerivative · entry 1

Dickstein Akiva · CIK 0001570157 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,188.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:10 UTC
Holl ThomasPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 1,913.7544 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013875 · ownership.xml · derivative · entry 5

Holl Thomas · CIK 0001580008 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,913.7544

Underlying: Common Stock · 1,913.7544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:10 UTC
Holl ThomasPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 2,190.5622 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013875 · ownership.xml · derivative · entry 4

Holl Thomas · CIK 0001580008 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,381.1244

Underlying: Common Stock · 2,190.5622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:10 UTC
Holl ThomasPortfolio Manager
GrantPhantom Shares · Derivative 4,768.931 $8.98 $42,825.00
Disclosure

SEC source: 0000950170-25-013875 · ownership.xml · derivative · entry 3

Holl Thomas · CIK 0001580008 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,768.931

Underlying: Common Stock · 4,768.931 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:10 UTC
Holl ThomasPortfolio Manager
Disposition to issuerCommon Stock 4,104.3166 $8.98 $36,856.76
Disclosure

SEC source: 0000950170-25-013875 · ownership.xml · nonDerivative · entry 2

Holl Thomas · CIK 0001580008 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:10 UTC
Holl ThomasPortfolio Manager
Exercise / conversionCommon Stock 4,104.3166 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013875 · ownership.xml · nonDerivative · entry 1

Holl Thomas · CIK 0001580008 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,104.3166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 22:59 UTC
Delbos DavidPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 3,255.3439 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013841 · ownership.xml · derivative · entry 3

Delbos David · CIK 0001743894 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,255.3439

Underlying: Common Stock · 3,255.3439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 22:59 UTC
Delbos DavidPortfolio Manager
Disposition to issuerCommon Stock 3,255.3439 $14.35 $46,714.18
Disclosure

SEC source: 0000950170-25-013841 · ownership.xml · nonDerivative · entry 2

Delbos David · CIK 0001743894 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 22:59 UTC
Delbos DavidPortfolio Manager
Exercise / conversionCommon Stock 3,255.3439 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013841 · ownership.xml · nonDerivative · entry 1

Delbos David · CIK 0001743894 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,255.3439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:31 UTC
MacLellan ScottPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 151.4113 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013543 · ownership.xml · derivative · entry 5

MacLellan Scott · CIK 0001749188 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151.4113

Underlying: Common Stock · 151.4113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:31 UTC
MacLellan ScottPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 137.4735 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013543 · ownership.xml · derivative · entry 4

MacLellan Scott · CIK 0001749188 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274.947

Underlying: Common Stock · 137.4735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:31 UTC
MacLellan ScottPortfolio Manager
GrantPhantom Shares · Derivative 476.9164 $14.35 $6,843.75
Disclosure

SEC source: 0000950170-25-013543 · ownership.xml · derivative · entry 3

MacLellan Scott · CIK 0001749188 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476.9164

Underlying: Common Stock · 476.9164 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:31 UTC
MacLellan ScottPortfolio Manager
Disposition to issuerCommon Stock 288.8848 $14.35 $4,145.50
Disclosure

SEC source: 0000950170-25-013543 · ownership.xml · nonDerivative · entry 2

MacLellan Scott · CIK 0001749188 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

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January 31, 2025 Filed Feb 4, 2025 21:31 UTC
MacLellan ScottPortfolio Manager
Exercise / conversionCommon Stock 288.8848 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013543 · ownership.xml · nonDerivative · entry 1

MacLellan Scott · CIK 0001749188 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288.8848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

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January 02, 2025 Filed Jan 6, 2025 21:46 UTC GrantPerformance Rights · Derivative 397.48 $14.20 $5,644.22
Disclosure

SEC source: 0000950170-25-002246 · ownership.xml · derivative · entry 1

KESTER W CARL · CIK 0001141904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,041.51

Underlying: Common Stock · 397.48 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

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January 02, 2025 Filed Jan 6, 2025 21:44 UTC GrantPerformance Rights · Derivative 606.33 $14.20 $8,609.89
Disclosure

SEC source: 0000950170-25-002238 · ownership.xml · derivative · entry 1

Harris Stayce D. · CIK 0001860749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,090.38

Underlying: Common Stock · 606.33 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

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January 02, 2025 Filed Jan 6, 2025 21:40 UTC GrantPerformance Rights · Derivative 644.71 $14.20 $9,154.88
Disclosure

SEC source: 0000950170-25-002221 · ownership.xml · derivative · entry 1

Flores Lorenzo · CIK 0001674210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,350.54

Underlying: Common Stock · 644.71 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

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January 02, 2025 Filed Jan 6, 2025 16:41 UTC GrantPerformance Rights · Derivative 19.52 $14.20 $277.18
Disclosure

SEC source: 0000950170-25-002229 · ownership.xml · derivative · entry 1

Lynch Catherine A. · CIK 0001668396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,493.74

Underlying: Common Stock · 19.52 shares

Expires not disclosed

F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.

F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Limited Duration Income Trust.

F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.