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Nasdaq · USD

BLNE

Beeline Holdings, Inc.

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Tapewire entity
7378
SEC CIK
0001534708
Parsed reports
332

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2022 Filed Oct 27, 2022 19:48 UTC SaleCommon Stock 20,000 $0.63 $12,600.00
Disclosure

SEC source: 0001493152-22-029744 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,421

Read SEC document
August 04, 2022 Filed Dec 29, 2022 22:22 UTC PurchaseWarrant · Derivative 416,666 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001960314-22-000002 · primary_doc.xml · derivative · entry 2

Kilkenny Patrick J. · CIK 0001960314 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Managing Member of TQLA, LLC

Disclosed balance after: 2,916,666

Underlying: Common Stock · 416,666 shares

Expires 2027-03-23

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 16,304 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018609 · ownership.xml · derivative · entry 3

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,304 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 16,304 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 16,304 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 16,304 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018609 · ownership.xml · derivative · entry 2

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304

Underlying: Common Stock · 16,304 shares

Expires 2022-06-30

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 16,304 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 16,304 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:01 UTC Exercise / conversionCommon Stock 16,304 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018609 · ownership.xml · nonDerivative · entry 1

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on June 30, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 48,551 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018613 · ownership.xml · derivative · entry 4

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,551 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 48,551 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 48,551 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC GrantRestricted Stock Units · Derivative 48,551 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018613 · ownership.xml · derivative · entry 3

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,551

Underlying: Common Stock · 48,551 shares

Expires 2022-06-30

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 48,551 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 48,551 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC Exercise / conversionCommon Stock 48,551 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018613 · ownership.xml · nonDerivative · entry 2

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on June 30, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:35 UTC Exercise / conversionRestricted Stock Units · Derivative 39,855 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018617 · ownership.xml · derivative · entry 3

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,855 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 39,855 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 39,855 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:35 UTC GrantRestricted Stock Units · Derivative 39,855 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018617 · ownership.xml · derivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,855

Underlying: Common Stock · 39,855 shares

Expires 2022-06-30

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 39,855 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 39,855 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:35 UTC Exercise / conversionCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018617 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on June 30, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:09 UTC Exercise / conversionRestricted Stock Units · Derivative 39,855 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018615 · ownership.xml · derivative · entry 3

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,855 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 39,855 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 39,855 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:09 UTC GrantRestricted Stock Units · Derivative 39,855 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018615 · ownership.xml · derivative · entry 2

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,855

Underlying: Common Stock · 39,855 shares

Expires 2022-06-30

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 39,855 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 39,855 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:09 UTC Exercise / conversionCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018615 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on June 30, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:04 UTC Exercise / conversionRestricted Stock Units · Derivative 16,304 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018611 · ownership.xml · derivative · entry 4

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,304 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 16,304 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 16,304 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:04 UTC GrantRestricted Stock Units · Derivative 16,304 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001493152-22-018611 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304

Underlying: Common Stock · 16,304 shares

Expires 2022-06-30

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 16,304 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 16,304 RSUs vested immediately upon grant.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:04 UTC Exercise / conversionCommon Stock 16,304 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018611 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on June 30, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
June 08, 2022 Filed Jul 5, 2022 21:06 UTC SaleCommon Stock 27,030 $0.73 $19,715.68
Disclosure

SEC source: 0001493152-22-018613 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,870

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:33 UTC PurchaseWarrants · Derivative 833,334 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001493152-22-010639 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,500,000

Underlying: Common Stock · 833,334 shares

Expires 2027-04-19

F3 · price: The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $3,000,000. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $3,000,000. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 19, 2022 Filed Dec 29, 2022 22:22 UTC PurchaseWarrant · Derivative 833,334 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001960314-22-000002 · primary_doc.xml · derivative · entry 1

Kilkenny Patrick J. · CIK 0001960314 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Managing Member of TQLA, LLC

Disclosed balance after: 2,500,000

Underlying: Common Stock · 833,334 shares

Expires 2027-03-23

Read SEC document
April 05, 2022 Filed Apr 7, 2022 16:53 UTC
GWIN GEOFFREY CDirector · CEO, CFO, DIRECTOR
PurchaseCommon Stock 200,000 $0.98 $196,720.00
Disclosure

SEC source: 0001493152-22-009332 · ownership.xml · nonDerivative · entry 1

GWIN GEOFFREY C · CIK 0001787349 · Director · CEO, CFO, DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,115

Read SEC document
March 31, 2022 Filed Apr 4, 2022 19:47 UTC Exercise / conversionRestricted Stock Units · Derivative 521 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-009088 · ownership.xml · derivative · entry 3

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 521 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 521 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 19:47 UTC GrantRestricted Stock Units · Derivative 521 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-009088 · ownership.xml · derivative · entry 2

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires 2022-03-31

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 521 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 521 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 19:47 UTC Exercise / conversionCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-009088 · ownership.xml · nonDerivative · entry 1

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 31, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
March 31, 2022 Filed Apr 4, 2022 12:40 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.96 $4,150.00
Disclosure

SEC source: 0001493152-22-008967 · ownership.xml · derivative · entry 5

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,323 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F5 · reported_value: On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F5 · derivative.exercise_date: On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 12:40 UTC Exercise / conversionRestricted Stock Units · Derivative 34,896 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008967 · ownership.xml · derivative · entry 4

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,896 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 34,896 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 34,896 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 12:40 UTC GrantRestricted Stock Units · Derivative 34,896 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008967 · ownership.xml · derivative · entry 3

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,896

Underlying: Common Stock · 34,896 shares

Expires 2022-03-31

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 34,896 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 34,896 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 12:40 UTC Exercise / conversionCommon Stock 4,323 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008967 · ownership.xml · nonDerivative · entry 2

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 31, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 12:40 UTC Exercise / conversionCommon Stock 34,896 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008967 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 31, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 15:46 UTC Exercise / conversionRestricted Stock Units · Derivative 33,854 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008994 · ownership.xml · derivative · entry 3

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,854 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 33,854 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 33,854 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 15:46 UTC GrantRestricted Stock Units · Derivative 33,854 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008994 · ownership.xml · derivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,854

Underlying: Common Stock · 33,854 shares

Expires 2022-03-31

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 33,854 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 33,854 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 15:46 UTC Exercise / conversionCommon Stock 33,854 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008994 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 31, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
March 31, 2022 Filed Apr 4, 2022 19:52 UTC Exercise / conversionRestricted Stock Units · Derivative 16,927 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008997 · ownership.xml · derivative · entry 4

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,927 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 16,927 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 16,927 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 19:52 UTC GrantRestricted Stock Units · Derivative 16,927 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008997 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927

Underlying: Common Stock · 16,927 shares

Expires 2022-03-31

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 16,927 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 16,927 RSUs vested immediately upon grant.

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March 31, 2022 Filed Apr 4, 2022 19:52 UTC Exercise / conversionCommon Stock 16,927 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008997 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 31, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

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March 31, 2022 Filed Apr 4, 2022 16:45 UTC Exercise / conversionRestricted Stock Units · Derivative 33,854 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008969 · ownership.xml · derivative · entry 3

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,854 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 33,854 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 33,854 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:45 UTC GrantRestricted Stock Units · Derivative 33,854 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001493152-22-008969 · ownership.xml · derivative · entry 2

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,854

Underlying: Common Stock · 33,854 shares

Expires 2022-03-31

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 33,854 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 33,854 RSUs vested immediately upon grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:45 UTC Exercise / conversionCommon Stock 33,854 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-008969 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on March 31, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:23 UTC PurchaseWarrants · Derivative 1,666,666 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001493152-22-007578 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,666,666

Underlying: Common Stock · 1,666,666 shares

Expires 2027-03-21

F3 · price: The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $2,000,000 and covenant to lend an additional $1,000,000 on demand. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $2,000,000 and covenant to lend an additional $1,000,000 on demand. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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March 21, 2022 Filed Apr 4, 2022 19:52 UTC PurchaseWarrants · Derivative 1,666,666 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001493152-22-008997 · ownership.xml · derivative · entry 6

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,666,666

Underlying: Common Stock · 1,666,666 shares

Expires 2027-03-21

F7 · price: The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $2,000,000 and covenant to lend an additional $1,000,000 on demand. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F7 · ownership.nature: The Warrants were acquired from the Issuer by TQLA, LLC in consideration of the purchase by TQLA, LLC of a promissory note in the principal amount of $2,000,000 and covenant to lend an additional $1,000,000 on demand. The Reporting Person, together with her spouse, owns and controls TQLA, LLC. The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 12, 2022 Filed Mar 21, 2022 14:06 UTC
Block PaulFormer Chairman & CEO
Tax withholdingCommon Stock 1,903 $1.81 $3,444.43
Disclosure

SEC source: 0001493152-22-007348 · ownership.xml · nonDerivative · entry 1

Block Paul · CIK 0001373737 · Former Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,370

F1 · kind: Represents withholding by the Issuer of common stock to satisfy payment of the reporting person's tax withholding obligations applicable to the vesting of RSUs on December 31, 2021.

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December 31, 2021 Filed Jan 4, 2022 10:23 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $1.79 $4,150.00
Disclosure

SEC source: 0001493152-22-000247 · ownership.xml · derivative · entry 5

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,318 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F5 · reported_value: On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F5 · derivative.exercise_date: On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date.

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December 31, 2021 Filed Jan 4, 2022 10:23 UTC Exercise / conversionRestricted Stock Units · Derivative 15,363 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001493152-22-000247 · ownership.xml · derivative · entry 4

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,363 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 15,363 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 15,363 RSUs vested immediately upon grant.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 10:23 UTC GrantRestricted Stock Units · Derivative 15,363 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001493152-22-000247 · ownership.xml · derivative · entry 3

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,363

Underlying: Common Stock · 15,363 shares

Expires 2021-12-31

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 15,363 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 15,363 RSUs vested immediately upon grant.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 10:23 UTC Exercise / conversionCommon Stock 2,318 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000247 · ownership.xml · nonDerivative · entry 2

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on December 31, 2021.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 10:23 UTC Exercise / conversionCommon Stock 15,363 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000247 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on December 31, 2021.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 10:28 UTC Exercise / conversionRestricted Stock Units · Derivative 15,363 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001493152-22-000249 · ownership.xml · derivative · entry 3

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,363 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 15,363 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 15,363 RSUs vested immediately upon grant.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 10:28 UTC GrantRestricted Stock Units · Derivative 15,363 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001493152-22-000249 · ownership.xml · derivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,363

Underlying: Common Stock · 15,363 shares

Expires 2021-12-31

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 15,363 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 15,363 RSUs vested immediately upon grant.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 10:28 UTC Exercise / conversionCommon Stock 15,363 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000249 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on December 31, 2021.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:15 UTC
Block PaulDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $1.81 $16,667.00
Disclosure

SEC source: 0001493152-22-000380 · ownership.xml · derivative · entry 2

Block Paul · CIK 0001373737 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 9,208 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement upon vesting of $16,667 of restricted stock units ("RSUs").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.