BLNE

SEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 4

Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,000

F4 · security: The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.82 to $0.84, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.

SEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 3

Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,835

F3 · security: The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.7745 to $0.77, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.

SEC source: 0001493152-24-043314 · ownership.xml · nonDerivative · entry 1

GWIN GEOFFREY C · CIK 0001787349 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan")

F1 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan")

SEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 2

Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · security: The transaction is being reported as the transaction was previously exempt from reporting in reliance with Rule 16a-6 which allows deferred reporting of any acquisition which does not exceed $10,000 in market value, and after giving the other transactions disclosed herein which occurred within six months, the $10,000 market value threshold has been exceeded.

F2 · security: The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.495 to $0.5343, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.

SEC source: 0001493152-24-049657 · ownership.xml · nonDerivative · entry 1

Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: The transaction is being reported as the transaction was previously exempt from reporting in reliance with Rule 16a-6 which allows deferred reporting of any acquisition which does not exceed $10,000 in market value, and after giving the other transactions disclosed herein which occurred within six months, the $10,000 market value threshold has been exceeded.

SEC source: 0001554795-24-000253 · ownership.xml · derivative · entry 2

Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,330,860

Underlying: Common Stock · 16,330,860 shares

Expires not disclosed

F3 · security: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date.

F3 · price: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date.

F3 · derivative.exercise_date: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date.

F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

SEC source: 0001554795-24-000253 · ownership.xml · derivative · entry 1

Liuzza Nicholas Reyland JR · CIK 0001264473 · CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,695

Underlying: Common Stock · 121,695 shares

Expires not disclosed

F1 · security: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3).

F1 · price: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3).

F1 · derivative.exercise_date: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3).

F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

SEC source: 0001554795-24-000251 · ownership.xml · derivative · entry 2

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,201

Underlying: Common Stock · 534,201 shares

Expires not disclosed

F3 · security: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date.

F3 · price: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date.

F3 · derivative.exercise_date: Represents Series F Convertible Preferred Stock ("Series F") issued in the Merger. Convertible into shares of the Issuer's common stock and only may vote following the first trading day following shareholder approval and increase in authorized common stock. Assumes conversion within 60 days from the Transaction Date.

F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

SEC source: 0001554795-24-000251 · ownership.xml · derivative · entry 1

Freedman Joseph David · CIK 0001840083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,981

Underlying: Common Stock · 3,981 shares

Expires not disclosed

F1 · security: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3).

F1 · price: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3).

F1 · derivative.exercise_date: Represents Series F-1 Convertible Preferred Stock ("Series F-1") under a merger agreement, as amended under which the Issuer acquired Beeline Financial Holdings, Inc. (the "Merger"). Votes on an as-converted basis with the holders of common stock on all matters except as noted in footnote (3). The Series F-1 is not convertible until shareholder approval noted in footnote (3).

F2 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · derivative · entry 10

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 117,586

Underlying: Common Stock · 757,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The Series C Preferred Stock is convertible at any time, at the holder's election, and has no expiration date.

F11 · derivative.expiration_date: The Series C Preferred Stock is convertible at any time, at the holder's election, and has no expiration date.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · nonDerivative · entry 7

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.48.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · nonDerivative · entry 6

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 150,000

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.41 to $1.93.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · nonDerivative · entry 5

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 300,000

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $2.19.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · nonDerivative · entry 4

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 450,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.17 to $2.35.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · nonDerivative · entry 3

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 600,000

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.12 to $2.34.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · nonDerivative · entry 2

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 757,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0000921895-24-002277 · form413957002_10102024.xml · nonDerivative · entry 1

Bigger Michael · CIK 0001996228 · 10% owner

BIGGER CAPITAL FUND L P · CIK 0001288478 · 10% owner

Bigger Capital Fund GP, LLC · CIK 0001996247 · 10% owner

District 2 Capital Fund LP · CIK 0001749810 · 10% owner

District 2 Capital LP · CIK 0001835725 · 10% owner

District 2 GP LLC · CIK 0001996241 · 10% owner

District 2 Holdings LLC · CIK 0001996238 · 10% owner

B.A.D. Company, LLC · CIK 0001996233 · 10% owner

Bigger Capital, LLC · CIK 0001996245 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · The B.A.D. Company, LLC

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $2.505.

F2 · ownership.nature: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.

SEC source: 0001493152-24-022162 · ownership.xml · nonDerivative · entry 1

GWIN GEOFFREY C · CIK 0001787349 · Director · CEO, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan")

F2 · price: Jan 16, 2024 issuance date $1.21

SEC source: 0001493152-23-044667 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,979

SEC source: 0001493152-23-043330 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,880

SEC source: 0001493152-23-042734 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,380

SEC source: 0001493152-23-036409 · ownership.xml · nonDerivative · entry 2

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,979

F1 · kind: Represents the common stock units that were awarded on September 29, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-036409 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,717

F1 · kind: Represents the common stock units that were awarded on September 29, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-036411 · ownership.xml · nonDerivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,761

SEC source: 0001493152-23-038374 · ownership.xml · nonDerivative · entry 2

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,979

F1 · kind: Represents the common stock units that were awarded on September 29, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-038374 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,717

F1 · kind: Represents the common stock units that were awarded on September 29, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-036411 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,761

F1 · kind: Represents the common stock units that were awarded on September 28, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-036410 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,911

F1 · kind: Represents the common stock units that were awarded on September 28, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-036412 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,298

F1 · kind: Represents common stock units that were awarded on September 28, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-022371 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,129

SEC source: 0001493152-23-003042 · ownership.xml · nonDerivative · entry 1

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,783

F1 · kind: Represents common stock units that were awarded on January 17, 2023

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-002933 · ownership.xml · nonDerivative · entry 1

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,561

F1 · kind: Represents the common stock units that were awarded on January 17, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-003028 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,804

F1 · kind: Represents common stock units that were awarded on January 17, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-003206 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,478

F1 · kind: Represents the common stock units that were awarded on January 17, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-003356 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,575

F1 · kind: Represents the common stock units that were awarded on January 17, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-003038 · ownership.xml · derivative · entry 4

GWIN GEOFFREY C · CIK 0001787349 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 25,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 25,000 RSUs vested immediately upon grant.

SEC source: 0001493152-23-003038 · ownership.xml · derivative · entry 3

GWIN GEOFFREY C · CIK 0001787349 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-01-15

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 25,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 25,000 RSUs vested immediately upon grant.

SEC source: 0001493152-23-003038 · ownership.xml · nonDerivative · entry 1

GWIN GEOFFREY C · CIK 0001787349 · Director · CEO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 15, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-23-003073 · ownership.xml · derivative · entry 4

Brassard Amy Lee · CIK 0001879129 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 15,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 15,000 RSUs vested immediately upon grant.

SEC source: 0001493152-23-003073 · ownership.xml · derivative · entry 3

Brassard Amy Lee · CIK 0001879129 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2023-01-15

F3 · security: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

F4 · derivative.exercise_date: All 15,000 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 15,000 RSUs vested immediately upon grant.

SEC source: 0001493152-23-003073 · ownership.xml · nonDerivative · entry 2

Brassard Amy Lee · CIK 0001879129 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,791

F5 · kind: Represents withholding by the Issuer of common stock to satisfy payment of the reporting person's tax withholding obligations.

SEC source: 0001493152-23-003073 · ownership.xml · nonDerivative · entry 1

Brassard Amy Lee · CIK 0001879129 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 15, 2023.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-22-029744 · ownership.xml · nonDerivative · entry 2

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,656

F1 · kind: Represents the common stock units that were awarded on October 6, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-22-029800 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,832

F1 · kind: Represents the common stock units that were awarded on October 06, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-22-030042 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,735

F1 · kind: Represents the common stock units that were awarded on October 06, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-22-030040 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,457

F1 · kind: Represents common stock units that were awarded on October 06, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-22-030244 · ownership.xml · nonDerivative · entry 1

Giansante Joseph D · CIK 0001920975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,979

F1 · kind: Represents common stock units that were awarded on October 06, 2022.

F2 · price: Granted under the Issuer's 2016 Equity Incentive Plan (the "Plan").

SEC source: 0001493152-22-023811 · ownership.xml · nonDerivative · entry 3

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,013

SEC source: 0001493152-22-023811 · ownership.xml · nonDerivative · entry 2

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,013

SEC source: 0001493152-22-023811 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,113