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BLNE

Beeline Holdings, Inc.

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7378
SEC CIK
0001534708
Parsed reports
332

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202640
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Sep 17, 2021 21:03 UTC
GWIN GEOFFREY CChief Financial Officer
Exercise / conversionCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-023028 · ownership.xml · nonDerivative · entry 5

GWIN GEOFFREY C · CIK 0001787349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents settlement upon vesting of $18,750 of RSUs on March 31, 2021 that were awarded on July 10, 2020. See footnote 9.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
March 22, 2021 Filed Sep 14, 2021 10:41 UTC GrantRestricted Stock Units · Derivative Not disclosed $0.00 $16,600.00
Disclosure

SEC source: 0001493152-21-022633 · ownership.xml · derivative · entry 4

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2022-03-31

F3 · derivative.exercise_price: Granted under the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_price: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F5 · reported_value: On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date. Although the last installment of this RSU has vested, the Issuer has not yet issued the shares of common stock underlying this RSU.

F3 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F5 · derivative.exercise_date: On March 22, 2021, the Issuer's Board of Directors awarded the reporting person $16,600 in value of RSUs, 1/4 of which will be earned and vested on each of June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, if the reporting person remains employed on the applicable quarterly vesting date. Although the last installment of this RSU has vested, the Issuer has not yet issued the shares of common stock underlying this RSU.

F4 · valueOwnedAfter: Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

Read SEC document
March 22, 2021 Filed Sep 14, 2021 10:41 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001493152-21-022633 · ownership.xml · derivative · entry 3

LEVY-NAVARRO ELIZABETH ANN · CIK 0001854373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-03-22

F3 · price: Granted under the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: The options are immediately exercisable.

Read SEC document
February 10, 2021 Filed Sep 14, 2021 14:55 UTC GrantCommon Stock 14,090 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-022646 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,034

F1 · kind: On February 10, 2021, the Issuer issued 14,040 shares of common stock to the Reporting Person pursuant to that certain Asset Purchase Agreement dated September 12, 2019 by and between the Issuer and Intersect Beverage, LLC, a California limited liability company ("Intersect").

F1 · price: On February 10, 2021, the Issuer issued 14,040 shares of common stock to the Reporting Person pursuant to that certain Asset Purchase Agreement dated September 12, 2019 by and between the Issuer and Intersect Beverage, LLC, a California limited liability company ("Intersect").

Read SEC document
February 10, 2021 Filed Sep 14, 2021 22:13 UTC
KILKENNY STEPHANIEDirector · 10% owner
GrantCommon Stock 830,868 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-022722 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 830,868

F1 · kind: On February 10, 2021, the Issuer issued 830,868 shares of common stock to TQLA, LLC, which the Reporting Person, together with her spouse, owns and controls, pursuant to that certain Asset Purchase Agreement dated September 12, 2019 by and between the Issuer and Intersect Beverage, LLC, a California limited liability company ("Intersect"). The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: On February 10, 2021, the Issuer issued 830,868 shares of common stock to TQLA, LLC, which the Reporting Person, together with her spouse, owns and controls, pursuant to that certain Asset Purchase Agreement dated September 12, 2019 by and between the Issuer and Intersect Beverage, LLC, a California limited liability company ("Intersect"). The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: On February 10, 2021, the Issuer issued 830,868 shares of common stock to TQLA, LLC, which the Reporting Person, together with her spouse, owns and controls, pursuant to that certain Asset Purchase Agreement dated September 12, 2019 by and between the Issuer and Intersect Beverage, LLC, a California limited liability company ("Intersect"). The inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001564 · ownership.xml · derivative · entry 3

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,333 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 19, 2021, the award date, was $1.50.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 14,333 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 14,333 RSUs vested immediately upon grant.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:55 UTC GrantRestricted Stock Units · Derivative 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001564 · ownership.xml · derivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,333

Underlying: Common Stock · 14,333 shares

Expires 2021-01-19

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 19, 2021, the award date, was $1.50.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 14,333 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 14,333 RSUs vested immediately upon grant.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:55 UTC Exercise / conversionCommon Stock 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001564 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 19, 2021.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:55 UTC Exercise / conversionRestricted Stock Units · Derivative 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001565 · ownership.xml · derivative · entry 4

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,333 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 19, 2021, the award date, was $1.50.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F5 · derivative.exercise_date: All 14,333 RSUs vested immediately upon grant.

F5 · derivative.expiration_date: All 14,333 RSUs vested immediately upon grant.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:55 UTC GrantRestricted Stock Units · Derivative 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001565 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,333

Underlying: Common Stock · 14,333 shares

Expires 2021-01-19

F4 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 19, 2021, the award date, was $1.50.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F5 · derivative.exercise_date: All 14,333 RSUs vested immediately upon grant.

F5 · derivative.expiration_date: All 14,333 RSUs vested immediately upon grant.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:55 UTC Exercise / conversionCommon Stock 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001565 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 19, 2021.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:54 UTC Exercise / conversionRestricted Stock Units · Derivative 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001563 · ownership.xml · derivative · entry 3

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,333 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 19, 2021, the award date, was $1.50.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 14,333 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 14,333 RSUs vested immediately upon grant.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:54 UTC GrantRestricted Stock Units · Derivative 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001563 · ownership.xml · derivative · entry 2

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,333

Underlying: Common Stock · 14,333 shares

Expires 2021-01-19

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on January 19, 2021, the award date, was $1.50.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 14,333 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 14,333 RSUs vested immediately upon grant.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 02:54 UTC Exercise / conversionCommon Stock 14,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001563 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on January 19, 2021.

Read SEC document
January 19, 2021 Filed May 21, 2021 15:22 UTC
Block PaulDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative Not disclosed $0.00 $200,000.00
Disclosure

SEC source: 0001493152-21-012493 · ownership.xml · derivative · entry 9

Block Paul · CIK 0001373737 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2023-12-31

F9 · derivative.exercise_price: Pursuant to the Employment Agreement, on January 19, 2021, the Compensation Committee of the Issuer's Board of Directors awarded the reporting person $200,000 in value of RSUs, (1/12) of which will be earned and vested on each of March 31, June 30, September 30 and December 31, beginning March 31, 2021 and ending December 31, 2023, if the reporting person remains employed on the applicable quarterly vesting date.

F6 · price: Awarded pursuant to the Plan. Each RSU represents the right to receive shares of common stock upon settlement for no consideration.

F8 · derivative.exercise_date: The reporting person is reporting the withholding by the Issuer an aggregate of 12,064 shares of common stock that vested on March 31, 2021 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs. These shares were not actually issued and withheld until March 31, 2021.

F8 · derivative.expiration_date: The reporting person is reporting the withholding by the Issuer an aggregate of 12,064 shares of common stock that vested on March 31, 2021 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs. These shares were not actually issued and withheld until March 31, 2021.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 06:13 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-21-001576 · ownership.xml · derivative · entry 3

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,906 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on December 31, 2020 vesting date was $1.28.

F2 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F3 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 06:13 UTC Tax withholdingRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-21-001576 · ownership.xml · derivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2021-06-30

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on December 31, 2020 vesting date was $1.28.

F2 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F3 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 06:13 UTC Exercise / conversionCommon Stock 3,906 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001576 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 11:13 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-21-001577 · ownership.xml · derivative · entry 4

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,906 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on December 31, 2020 vesting date was $1.28.

F3 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F4 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F3 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 11:13 UTC Tax withholdingRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-21-001577 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2021-06-30

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on December 31, 2020 vesting date was $1.28.

F3 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F4 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F3 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 11:13 UTC Exercise / conversionCommon Stock 3,906 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001577 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 11:13 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-21-001575 · ownership.xml · derivative · entry 3

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,906 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on December 31, 2020 vesting date was $1.28.

F2 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F3 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 11:13 UTC Tax withholdingRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-21-001575 · ownership.xml · derivative · entry 2

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2021-06-30

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on December 31, 2020 vesting date was $1.28.

F2 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F3 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 22, 2021 11:13 UTC Exercise / conversionCommon Stock 3,906 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-001575 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Sep 17, 2021 21:03 UTC
GWIN GEOFFREY CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $1.28 $37,500.00
Disclosure

SEC source: 0001493152-21-023028 · ownership.xml · derivative · entry 9

GWIN GEOFFREY C · CIK 0001787349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 29,297 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents settlement upon vesting of $37,500 of RSUs on December 31, 2020 that were awarded on July 10, 2020.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
December 31, 2020 Filed Sep 17, 2021 21:03 UTC
GWIN GEOFFREY CChief Financial Officer
Tax withholdingCommon Stock 6,512 $1.28 $8,335.36
Disclosure

SEC source: 0001493152-21-023028 · ownership.xml · nonDerivative · entry 4

GWIN GEOFFREY C · CIK 0001787349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,994

F5 · kind: Represents the withholding by the Issuer of shares of common stock (from the $37,500 of RSUs that vested on December 31, 2020) to satisfy payment of the Reporting Person's tax withholding obligations.

Read SEC document
December 31, 2020 Filed Sep 17, 2021 21:03 UTC
GWIN GEOFFREY CChief Financial Officer
Exercise / conversionCommon Stock 29,297 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-023028 · ownership.xml · nonDerivative · entry 3

GWIN GEOFFREY C · CIK 0001787349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents settlement upon vesting of $37,500 of RSUs on December 31, 2020 that were awarded on July 10, 2020.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
December 24, 2020 Filed May 21, 2021 15:22 UTC
Block PaulDirector · Chairman & CEO
Tax withholdingCommon Stock 10,726 $1.36 $14,587.36
Disclosure

SEC source: 0001493152-21-012493 · ownership.xml · nonDerivative · entry 4

Block Paul · CIK 0001373737 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,546

F4 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 10,726 shares of common stock (from the 31,250 shares of common stock that vested on December 24, 2020 pursuant to the Employment Agreement) to satisfy payment of the reporting person's tax withholding obligations. These shares were not actually issued and withheld until January 11, 2021.

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November 27, 2020 Filed May 21, 2021 15:22 UTC
Block PaulDirector · Chairman & CEO
Tax withholdingCommon Stock 10,726 $1.78 $19,092.28
Disclosure

SEC source: 0001493152-21-012493 · ownership.xml · nonDerivative · entry 3

Block Paul · CIK 0001373737 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,272

F3 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 10,726 shares of common stock (from the 31,250 shares of common stock that vested on November 27, 2020 pursuant to the Employment Agreement) to satisfy payment of the reporting person's tax withholding obligations. These shares were not actually issued and withheld until January 11, 2021.

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November 12, 2020 Filed Nov 17, 2020 02:50 UTC Exercise / conversionRestricted Stock Units · Derivative 17,081 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021809 · ownership.xml · derivative · entry 3

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,081 shares

Expires 2020-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on November 12, 2020, the award date, was $1.61.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 17,081 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 17,081 RSUs vested immediately upon grant.

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November 12, 2020 Filed Nov 17, 2020 02:50 UTC GrantRestricted Stock Units · Derivative 17,081 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021809 · ownership.xml · derivative · entry 2

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081

Underlying: Common Stock · 17,081 shares

Expires 2020-11-12

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on November 12, 2020, the award date, was $1.61.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 17,081 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 17,081 RSUs vested immediately upon grant.

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November 12, 2020 Filed Nov 17, 2020 02:50 UTC Exercise / conversionCommon Stock 17,081 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021809 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on November 12, 2020.

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November 12, 2020 Filed Nov 17, 2020 19:35 UTC Exercise / conversionRestricted Stock Units · Derivative 29,814 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021878 · ownership.xml · derivative · entry 3

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,814 shares

Expires 2020-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on November 12, 2020, the award date, was $1.61.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 29,814 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 29,814 RSUs vested immediately upon grant.

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November 12, 2020 Filed Nov 17, 2020 19:35 UTC GrantRestricted Stock Units · Derivative 29,814 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021878 · ownership.xml · derivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,814

Underlying: Common Stock · 29,814 shares

Expires 2020-11-12

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on November 12, 2020, the award date, was $1.61.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: All 29,814 RSUs vested immediately upon grant.

F4 · derivative.expiration_date: All 29,814 RSUs vested immediately upon grant.

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November 12, 2020 Filed Nov 17, 2020 19:35 UTC Exercise / conversionCommon Stock 29,814 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021878 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on November 12, 2020.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
November 12, 2020 Filed Nov 18, 2020 00:42 UTC Exercise / conversionRestricted Stock Units · Derivative 17,391 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021881 · ownership.xml · derivative · entry 4

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,391 shares

Expires 2020-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on November 12, 2020, the award date, was $1.61.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F5 · derivative.exercise_date: All 17,391 RSUs vested immediately upon grant.

F5 · derivative.expiration_date: All 17,391 RSUs vested immediately upon grant.

Read SEC document
November 12, 2020 Filed Nov 18, 2020 00:42 UTC GrantRestricted Stock Units · Derivative 17,391 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021881 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

Underlying: Common Stock · 17,391 shares

Expires 2020-11-12

F4 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on November 12, 2020, the award date, was $1.61.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

F5 · derivative.exercise_date: All 17,391 RSUs vested immediately upon grant.

F5 · derivative.expiration_date: All 17,391 RSUs vested immediately upon grant.

Read SEC document
November 12, 2020 Filed Nov 18, 2020 00:42 UTC Exercise / conversionCommon Stock 17,391 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021881 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on November 12, 2020.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
October 30, 2020 Filed May 21, 2021 15:22 UTC
Block PaulDirector · Chairman & CEO
Tax withholdingCommon Stock 11,956 $1.30 $15,542.80
Disclosure

SEC source: 0001493152-21-012493 · ownership.xml · nonDerivative · entry 2

Block Paul · CIK 0001373737 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,998

F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 11,956 shares of common stock (from the 31,250 shares of common stock that vested on October 30, 2020 pursuant to the Employment Agreement) to satisfy payment of the reporting person's tax withholding obligations.

Read SEC document
September 30, 2020 Filed Nov 17, 2020 02:50 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-20-021808 · ownership.xml · derivative · entry 2

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on September 30, 2020 vesting date was $1.14.

F2 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F3 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
September 30, 2020 Filed Nov 17, 2020 02:50 UTC Exercise / conversionCommon Stock 4,385 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021808 · ownership.xml · nonDerivative · entry 1

FINNSSON ERIC J. · CIK 0001821391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Nov 17, 2020 19:34 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-20-021877 · ownership.xml · derivative · entry 2

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on September 30, 2020 vesting date was $1.14.

F2 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F3 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
September 30, 2020 Filed Nov 17, 2020 19:34 UTC Exercise / conversionCommon Stock 4,385 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021877 · ownership.xml · nonDerivative · entry 1

GRAMMEN ROBERT · CIK 0001478231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Nov 18, 2020 00:40 UTC Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 $5,000.00
Disclosure

SEC source: 0001493152-20-021880 · ownership.xml · derivative · entry 3

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on September 30, 2020 vesting date was $1.14.

F3 · reported_value: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

F4 · price: Awarded under the Issuer's 2016 Equity Incentive Plan.

F3 · derivative.exercise_date: On June 30, 2020, the Reporting Person was awarded $20,000 of RSUs, which vest in four quarterly installments beginning on September 30, 2020 and continuing thereafter on the last day of each quarter through and including June 30, 2021, subject to continued service with the Issuer on each respective vesting date.

Read SEC document
September 30, 2020 Filed Nov 18, 2020 00:40 UTC Exercise / conversionCommon Stock 4,385 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021880 · ownership.xml · nonDerivative · entry 1

KILKENNY STEPHANIE · CIK 0001790026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Sep 17, 2021 21:03 UTC
GWIN GEOFFREY CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $1.14 $37,500.00
Disclosure

SEC source: 0001493152-21-023028 · ownership.xml · derivative · entry 8

GWIN GEOFFREY C · CIK 0001787349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 32,895 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents settlement upon vesting of $37,500 of restricted stock units ("RSUs") on September 30, 2020 that were awarded on July 10, 2020. The shares issued upon settlement were issued on October 1, 2020.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
September 30, 2020 Filed Sep 17, 2021 21:03 UTC
GWIN GEOFFREY CChief Financial Officer
Tax withholdingCommon Stock 7,170 $1.14 $8,173.80
Disclosure

SEC source: 0001493152-21-023028 · ownership.xml · nonDerivative · entry 2

GWIN GEOFFREY C · CIK 0001787349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,209

F3 · kind: Represents the withholding by the Issuer of shares of common stock (from the $37,500 of RSUs that vested on September 30, 2020) to satisfy payment of the Reporting Person's tax withholding obligations.

Read SEC document
September 30, 2020 Filed Sep 17, 2021 21:03 UTC
GWIN GEOFFREY CChief Financial Officer
Exercise / conversionCommon Stock 32,895 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-023028 · ownership.xml · nonDerivative · entry 1

GWIN GEOFFREY C · CIK 0001787349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents settlement upon vesting of $37,500 of restricted stock units ("RSUs") on September 30, 2020 that were awarded on July 10, 2020. The shares issued upon settlement were issued on October 1, 2020.

F2 · price: Awarded pursuant to the Issuer's 2016 Equity Incentive Plan.

Read SEC document
September 18, 2020 Filed May 21, 2021 15:22 UTC
Block PaulDirector · Chairman & CEO
Tax withholdingCommon Stock 11,956 $1.35 $16,140.60
Disclosure

SEC source: 0001493152-21-012493 · ownership.xml · nonDerivative · entry 1

Block Paul · CIK 0001373737 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,954

F1 · kind: Pursuant to that certain Executive Employment Agreement between Eastside Distilling, Inc. (the "Issuer") and Paul R. Block, which was executed on July 7, 2020 (the "Employment Agreement"), Mr. Block is entitled to receive 31,250 shares of common stock each month beginning July 2020 and continuing through December 2020, which shares will be issued under the Issuer's 2016 Equity Incentive Plan (the "Plan"). The reporting person is reporting the withholding by the Issuer of an aggregate of 11,956 shares of common stock (from the 31,250 shares of common stock that vested on September 18, 2020 pursuant to the Employment Agreement) to satisfy payment of the reporting person's tax withholding obligations.

Read SEC document
August 21, 2020 Filed Oct 2, 2020 17:09 UTC
Block PaulDirector · Chairman & CEO
Tax withholdingCommon Stock 11,295 $1.38 $15,587.10
Disclosure

SEC source: 0001493152-20-018860 · ownership.xml · nonDerivative · entry 2

Block Paul · CIK 0001373737 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,910

F2 · kind: The reporting person is reporting the withholding by the Issuer an aggregate of 11,295 shares of common stock that vested on August 21, 2020 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.